Judgments

Decision Information

Decision Content

Edward O'Donnell and Patrick O'Donnell (Plaintiffs)
v.
The Queen (Defendant)
Trial Division, Cattanach J.—Ottawa, April 17, 18, 19, 20, 21; May 26 and August 16, 1972.
Aeronautics—Crown—Negligence—Suspension of air- craft's certificate of airworthiness for lack of evidence of approval for aileron gap strips—Gap strips removed—Plane subsequently crashes—Whether negligence by aircraft inspector.
In March 1969 E purchased a J3 Piper Cub aircraft which had belonged to two previous owners since it was brought into Canada in 1959. The plane had been equipped by its U.S. manufacturer with aileron gap strips: these affected its climbing characteristics. Long before E bought the plane the original strips had been replaced by a prior owner with tapes which had been home-made, but no mention of this was made in the plane's log book. In November 1969 the plane was inspected by a Department of Transport inspec tor pursuant to the Air Regulations. The inspector suspend ed the plane's airworthiness certificate under section 22 of the Regulations for a number of irregularities, including lack of evidence to indicate approval for aileron gap strips. E employed an aircraft repair company to remedy the irregularities, and the aileron gap strips were removed. E then flew the plane several times and in August 1970 it crashed with resultant injury to E and his infant son, who brought action for damages alleging that the aircraft inspec tor was negligent in requiring the aileron gap strips to be removed.
Held, dismissing the action, the aircraft inspector was justified in the circumstances in requiring evidence of approval for aileron gap strips and the onus of providing such evidence was on the owner of the aircraft. Moreover, even if it was the Department's duty to provide such evi dence, it was not breach of that duty but rather the flying of the aircraft that caused the accident.
ACTION for damages. Keith Eaton for plaintiffs. Sol Froomkin for defendant.
CATTANACH J.—By this action, the adult plaintiff, Edward O'Donnell, on his own behalf, and as next friend to his thirteen year old son, the infant plaintiff, Patrick O'Donnell, seeks to recover damages for the loss of an aircraft by crashing at Webster Lake, Ontario and for inju ries sustained during that crash by each of the
plaintiffs from Her Majesty the Queen on the ground that servants of Her Majesty as a condi tion of reinstatement of a certificate of airwor- thiness with respect to the aircraft in question negligently required the plaintiff, Edward O'Donnell to remove gap strips covering an aperture between the wing surface and the ailer on on each wing of the aircraft. From this point forward when reference is made to the plaintiff, that reference will be to Edward O'Donnell.
The plaintiff, who is forty-three years of age, lives at Perry Lake, Ontario where he has ope rated a hunting lodge for approximately ten years. His postal address is Matheson, Ontario where he has further employment as a school teacher. The plaintiff described the hunting lodge operation as a small one but it did absorb all the money that he was able to accumulate to bring it to the point that he could swear that it was the number one bear hunting camp in Canada. The customers are mostly residents of the United States. The guests stay at the lodge from where they go to a camp site set up in an even more remote area to hunt bear. While bear hunting appears to be the primary objective of the lodge, hunting is also conducted for moose.
The plaintiff could not provide his guests with "top notch" moose hunting without the use of an aircraft. The areas accessible by four- wheel drive trucks attract too many hunters. An aircraft is essential to get to the more isolated areas abundant in wildlife and where the hunter is almost assured of a trophy.
In 1965, the plaintiff took flying instruction at Georgian Bay Airways, South Porcupine, Ontario and qualified for his private licence after 30 to 45 hours. My recollection is that immediately following his qualification, the plaintiff bought a "Chipmunk" aircraft on which he flew approximately 100 hours before disposing of it. He has since logged a further 100 flying hours.
On March 1, 1969 the plaintiff bought a Piper Cub aircraft equipped with skis and floats from Vic Parenteau of Val -d'Or, Quebec for $3,990
inclusive of sales tax. This was a light two seated aircraft powered by a 65 h.p. Continental motor and had been manufactured by Piper Aircraft Corporation, Lockhaven, Pennsylvania in 1938 or before. It is described as model J3, Canadian registration designation CF-KDE and the manufacturer's serial number is 2499.
The owner, prior to Vic Parenteau, had been Ross McDuff who had traded the aircraft to Mr. Parenteau for a larger aircraft in October 1968 and received an allowance of $4,000 for it. Mr. McDuff had purchased the aircraft from Martin Wolfe in 1965 for about $2,500. Martin Wolfe had acquired the aircraft on September 24, 1959 for $2,500.
Log books are in existence for the aircraft from 1957 forward. Before Mr. Wolfe, the chain of ownership is obscure. Conjecture is that the aircraft was imported into Canada by a flying club at Sault Ste. Marie presumably in 1957. The aircraft had been manufactured in the United States by Piper Aircraft Corporation in 1938 and in all likelihood was operated there during the period prior to its importation into Canada.
The predecessor of Piper Aircraft Corpora tion had been the Taylor Aircraft which had manufactured the Taylor Cub, the progenitor of the Piper Cub. As I have said, the Cub is a light aircraft, relatively inexpensive and it is compa rable to the model T Ford in the automobile field. It has received wide acceptance among aviation enthusiasts as a reliable, inexpensive first aircraft.
This particular aircraft owned by the plaintiff had been manufactured with a non-friese type wing assembly as had its preceding model, the J2. However, not all J3 models had been equipped with non-friese ailerons. Non-friese ailerons were installed on aircraft from serial numbers 1999 to 2624 excepting certain speci fied serial numbers which had friese ailerons which do not include serial number 2499, the plaintiff's aircraft.
There is no doubt whatsoever that when this particular aircraft, Piper Cub J3, CF-KDE came off the manufacturer's assembly line it was equipped with non-friese ailerons and, that ail eron gap strips were installed on it.
There are three basic movements of an aero plane, pitching, rolling and yawing, and these movements are governed by the three control ling surfaces, the elevators, ailerons and rudder. The elevators cause pitching, the ailerons roll ing and the rudders yawing.
The Piper Cub is equipped with a central column. It is called the "stick". When the stick is moved backwards or forwards, it moves the elevators and when it is moved sideways it moves the ailerons. The rudder is moved by the rudder bar.
Both lateral level and direction are main tained by the ailerons (supplemented by enough rudder to prevent slip or skid).
Mr. Karl Weinstein, an extremely well quali fied expert witness called on behalf of the plain tiff, defined the distinction between the friese and non-friese wing configuration with great clarity.
With the non-friese aileron (which I might say is an older type aileron and has been replaced by the friese or slotted type) the forward edge presents a flat slab side. Similarly, the trailing edge of the main plane into which the aileron is fitted is also a flat surface. The hinge lies on the top surface. When the aileron is moved to an up position the gap between the upper surfaces of the main plane and the aileron remains constant but on the lower surfaces the gap is increased. This gap acts like a funnel pointed slightly for ward. The result is that there is a heavy air flow through the gap which instead of conforming to the air flow over the upper surface of the ailer on as it does in the friese or slotted type, flows straight up like a jet and disrupts the air flow over the top surface of the wing.
In addition, when the ailerons are deflected, one up and one down, the flat surface of the forward face of the up aileron is subjected to the force of the air flow which keeps the aileron in the up position.
In a well designed aircraft, and by that I mean particularly an aircraft with a friese wing assembly, the air flow over the surfaces of a properly trimmed aircraft tends to return the controlling surfaces to normal and to straight and level flight. That is what is known as flying the aircraft hands off.
However, in an aircraft with the non-friese aileron, as has been indicated above, the aileron tends to remain up and considerable exertion is required to be placed upon the stick to return to the neutral or central position.
It is essential to maintain aileron control of the movement of the aircraft regardless of the angle of attack to maintain a smooth air flow over the main plane and aileron surfaces to prevent a stall and consequent spin.
A well designed aircraft ensures that, when an aircraft approaches a stall or is in a stall, that the portion of the wing nearest the fuselage stalls first. In this way control is maintained at the wing tips. However, lift is lost and the nose will drop. Speed is increased, the air flow returns to a normal smooth flow and the aircraft comes out of the stall.
However, if the tip of the wing stalls first, then because the aileron is in the stalled portion of the wing, aileron control is lost. Without aileron control, the aircraft cannot be returned to the level attitude. The stalled wing will con tinue to drop and the aircraft will flip into a spin. Once into a spin, recovery is difficult and depending upon the height of the aircraft above ground level, might not be possible before a crash occurs. Full opposite rudder is applied to stop the rotation of the aircraft. When the rota tion has stopped the stick is eased back to bring the aircraft out of its dive.
In the friese aileron the forward surface is rounded, just as the leading edge of the main plane is rounded. In effect, the aileron is like a second wing. The air flow through the gap is capitalized upon so that the air flow over the aileron remains smooth even though the air flow over the wing surface forward of the ailer on may have separated. Thus there still remains effective aileron control in the stall position or
close to the stall position and recovery can be effected. As has been pointed out before this is not so with the non-friese type.
The foregoing remarks are an enunciation of the well-known principles in the theory of flight.
The function of the aileron gap strip on the non-friese type wing assembly is to prevent the air flow through the gap between the wing and the aileron from the high pressure from the below surface to the low pressure area of the upper surface thereby preventing the jet-like force of the air coming through the gap and interfering with the smooth flow of air over the upper surface of the aileron. A second function is performed by the aileron gap strip in addition to preventing the passage of air. It is that stag nant air is built up in the space between the trailing surface of the wing and the leading flat surface of the aileron so that there is no longer the force on the forward surface of the aileron which keeps the aileron in the up position and consequently requiring greater force on the stick to return to a neutral position.
The aileron gap strip is nothing more than a strip of flexible fabric about four inches wide which is glued over the gap between the wing and the aileron along the entire upper surface. It is nothing more than a seal. I cannot refrain from saying that it is remarkable -that such an unremarkably simple thing as -an aileron gap strip has such a remarkable effect on the flying characteristics of an aircraft but it is manifestly so.
At this point I might mention that I do not think the question whether the absence of the gap strip might have the effect of lowering the stalling speed has any material bearing on the issue which I shall be required to decide. In my view, the most material effect of the removal of gap strips from an aircraft with non-friese ailer ons is the behaviour of the aircraft in an atti tude other than with wings level and the facility with which the aircraft can be brought back to a level attitude.
At this point I should also mention that I do not think that whether the throttle is opened or closed has a marked effect on aileron control.
The extra slip stream from a faster rotating propeller will give more effective control of the elevator and rudder controls because of the increased air flow over these surfaces just as the increased slip stream over the wing surfaces will give the aircraft more lift and thereby the stalling speed becomes lower and the extra thrust will be inclined upwards. But the ailerons are beyond the influence of the slip stream.
Furthermore, I am satisfied that when the aileron gap strip is removed there will be an adverse effect on the rate of climb of the air craft. This had been my impression and it is confirmed by the Piper Aircraft Corporation's Bulletin No. 3 dated 2-15-46 (Exhibit D-2).
In that bulletin, it is explained that a nose heavy condition is caused by the disturbance in the air flow which results from the absence of the gap strips affecting the tail surface thereby depressing the nose. When the gap is covered the nose heavy condition is relieved and the aircraft flies normally. The bulletin emphasizes that the removal of the tape over the gap between the wing and the aileron greatly inter feres with the climb of the aircraft and warns that the gap should be covered at all times. If the tape is removed for any reason it is empha sized that it should be replaced.
It is accepted that the aileron gap strips had been installed by the manufacturer on the air craft owned by the plaintiff. It is also accepted that the United States Federal Aviation Administration had issued an aircraft type cer tificate applicable to the Piper Cub J3. That being so, the aircraft conforming to the type is eligible for a Canadian certificate of airworthi- ness. It is not disputed that when the aircraft owned by the plaintiff was imported into Canada prior to 1959 a Canadian certificate of airworthiness was granted with respect to that aircraft with aileron gap strips installed.
Martin Wolfe who had purchased this par ticular aircraft in 1959 testified that at the time of the purchase by him aileron strips were affix ed. While he owned the aircraft he logged 463
hours 23 minutes. He described a flight in 1961 when he heard a loud noise in the starboard wing. He immediately landed and having observed that about 8 inches of tape had come off he removed the remaining tape from the starboard wing and took off. The aircraft was subjected to severe buffeting. He therefore landed and took the tape off the port wing to secure balance and took off for a 15 minute flight to his home base. He experienced great difficulty in that short flight. He had to pull back with full force with both hands on the stick to keep the nose up. He managed to get home without incident. He covered the gap with ordinary tuck tape and found that the aircraft performed normally. He ordered fabric tape from a supplier in Toronto, Ontario and installed that tape himself. The installation is a very simple process. It is merely glued on. He made no entry of this incident in the log book.
The next owner, Ross McDuff, bought the aircraft in his wife's name in 1965. In 1966 he had a complete new fabric job done in Oshawa, Ontario. When the job was done the aircraft was flown to Kapuskasing by one of the Oshawa firm's men where Mr. McDuff took delivery. He had specifically directed the atten tion of the repairman, presumably an air-frame mechanic, to the tapes on the top of the wings and that when the frame was recovered, the gap should also be covered or inquiries made to find out the proper thing to do.
When the aircraft was delivered, the aileron gap strips were not on. Mr. McDuff took the aircraft up to try it out. He found that it was all right when flying straight and level but when it was subjected to wind gusts or turns by use of ailerons there was a definite tendency for the aircraft to go out of control. He made his turns by use of the rudder. The aircraft flew well enough but it could not be turned properly. He therefore concluded that no modification had been made to the wing assembly. He therefore landed the aircraft on a lake and glued tape over
the gap between the wings and ailerons. He explained that he always carried tape for this purpose because of an experience he had when he first purchased the aircraft. He had the air craft inspected and any repairs needed done by an aircraft maintenance engineer. The engineer removed one gap strip. When Mr. McDuff took delivery of the aircraft he did not notice that the gap strip had been removed. The next morning he was making a 70 mile flight. The aircraft performed badly right after take off. There was poor aileron control in the starboard wing. He suspected a cable was caught and landed to make an inspection. The cable was in order but he noticed that the gap strip on the right wing was missing. He had fabric repair material with him and he replaced that gap strip. Incidentally, Mr. McDuff had owned another Piper Cub J3 which had a friese wing assembly and accord ingly no gap strips.
Therefore, Mr. McDuff installed gap strips on the, starboard wing twice and on the port wing once during his ownership. When he sold the aircraft to Vic Parenteau he pointed out the gap strips to him and emphasized that they should be left on.
Mr. McDuff is not himself an aircraft mainte nance engineer and he did not record that he had installed and on one occasion that he had replaced the gap strips.
Every pilot who flew the Piper Cub J3 CF-KDE 2499 remarked upon its superb per formance, its manoeuvreability, its responsive ness and its climbing ability. Despite the fact that it only had a 65 h.p. motor it behaved as though it had an 85 h.p. motor that is in the more expensive models.
On November 3, 1969 officers of the Depart ment of Transport inspected the aircraft owned by the plaintiff as it lay moored at the plaintiff's lodge on Perry Lake. The aircraft was on floats which had been put on by the plaintiff. This inspection was made in the plaintiff's absence.
On November 4, 1969 the plaintiff received a telegram (Exhibit P-1) signed by H.W. Finkle,
Regional Superintendent, Air Regulation Ontario Region, the text of which reads as follows:
OCAR 527 Certificate of Airworthiness your Piper CF KILO DELTA ECHO suspended under Section 212 Air Regulation stop letter Follows.
The letter (Exhibit P-2) also dated November 4, 1969 referred to in the telegram was received by the plaintiff shortly thereafter.
The letter was written upon the letter head of the Department of Transport from P.O. Box 7, Toronto Dominion Centre, Toronto 111, Ontario and was forwarded to the plaintiff by registered mail.
The first paragraph reads:
An inspection was carried out on your Piper J3C-65 aircraft, registration CF-KDE at Perry Lake on November 3, 1969 by an Airworthiness Inspector. The following is a list of discrepancies noted:
There then follows an enumerated list of twenty-three discrepancies of which item number 22 is material to this action. It reads:
22. We are unable to find evidence to indicate approval for aileron gap strips. If no approval has been obtained the material will have to be removed pending approval for installation.
The concluding two paragraphs of the letter read as follows:
The items quoted do not necessarily show all the irregularities that may be existing in your aircraft as our inspection constitutes a spot check only.
Please forward a report detailing all defects found and corrective action taken on the subject aircraft certified by a qualified Aircraft Maintenance Engineer.
The letter was signed "B. Aston for D.T. Berg, Regional Airworthiness Inspector."
It is quite apparent from the foregoing that as a consequence of the twenty-three deficiencies enumerated in Exhibit P-2 the certificate of airworthiness respecting the plaintiff's aircraft was suspended by the Department and would remain suspended until these deficiencies had been rectified as well as others found by a qualified aircraft maintenance engineer.
The plaintiff considered the availability of the aircraft essential to carry out his moose hunting
operation from remote camp sites although this would be the first season he would so operate.
Therefore he arranged with an aircraft maintenance engineer, Bill Bennett, at South Porcupine, some fifty miles from Perry Lake to do the work necessary on the aircraft to qualify it for a renewal of the certificate of airworthi- ness. 'Mr. Bennett did what work he could at Perry Lake because he was unable to get a permit to ferry the plane to South Porcupine. The engine was dismounted and taken to South Porcupine. Mr. Bennett took sick during the winter months. The work progressed more slowly than was anticipated. Then Mr. Bennett quit his job at South Porcupine in preference for one elsewhere. The work on the aircraft was not completed but sufficient work had been done to get a ferry permit.
The plaintiff then flew the aircraft to Amos, Quebec on July 12, 1970 where he had arranged with Mr. Roland Denomme, who is the Presi dent of Amos Aviation Limited, a company engaged in the business of the repair and maintenance of aircraft, to complete the work undertaken by Mr. Bennett. There is a flying school operated in conjunction with that busi ness as well as charter flying. Mr. Denomme is a licensed aircraft maintenance engineer and a qualified pilot holding a commercial ticket.
The plaintiff gave Mr. Denomme a work sheet (Exhibit D-1) which he had prepared indicating the work to be done. It was prepared by him from the letter from the Department of Transport dated November 4, 1969 and includ ed all items listed therein which had not been completed by Mr. Bennett in addition to other work requested by the plaintiff to be done.
Item number 11 on that work sheet reads "Remove gap strips on ailerons".
Mr. Denomme acknowledged that he had read the letter dated November 4, 1969 (Exhibit P-2) but he was unable to recall whether he read it when the plaintiff delivered the aircraft to him on July 12, 1970 or subsequent to the crash of the aircraft. If it should become material, I am prepared to find that the letter (Exhibit P-2)
was given to him by the plaintiff along with the work sheet (Exhibit D-1). The plaintiff swears that he gave it to him. He had given it to Bill Bennett when he was working on the aircraft. Denomme's recollection is vague. The plaintiff was most anxious that every item listed in Exhibit P-2 should be corrected to the satisfac tion of the Department and it is reasonable to expect that he would have left that letter with the repairman to ensure that as he had done with Bennett. I accept the plaintiff's testimony in this respect.
Mr. Denomme removed the aileron gap strips. He testified that he did so for a two-fold reason. First, he checked all books, instructions and service bulletins from Piper Aircraft Corpora tion and airworthiness directives to find if there was any modification of the J3 regarding gap strips. He found nothing. He checked the log books. He knew it was a J3 and so he did not check information on the J2 model. He did not have the parts manual (Exhibit P-8) which clearly indicated that 2499 had a non-friese type wing assembly and required gap strips. He was not aware that some J3 models were equipped with non-friese ailerons and others with the friese type.
I should have thought it would have been obvious to any experienced aircraft mainte nance engineer from a casual observation of KDE 2499 that it was equipped with the non- friese type aileron. Mr. Denomme knew it because when the plaintiff complained to him about stiffness in the aileron control he said it could be remedied by installing a balanced ailer on but that it would be a major job. I have concluded that Mr. Denomme must have had available to him Exhibit P-2 and I am equally convinced that the existence of item 22 in that letter would have an influence upon him. In any event, he certified the aircraft as being air worthy with the aileron gap strips removed.
He flew the aircraft for about 40 minutes to test its reaction and flying characteristics. He did two take-offs. He did slow flight and stalled the aircraft. Recovery from a stall was normal. He only noticed that the aileron control was
very stiff. He had to exert considerable pres sure on the control column to operate the ailer ons. That caused him some concern so he had another pilot fly the aircraft whose reaction was somewhat the same.
That evening the plaintiff came to pick up the aircraft. In a telephone conversation Mr. Denomme had told him there was a stiffness in the ailerons. He was anxious to have the plain tiff fly the aircraft to compare its flying charac teristics with the gap strips on, with which the plaintiff was familiar, and with the strips removed.
The plaintiff flew the aircraft for a short time and he certainly agreed that the ailerons were stiff. Yet he accepted the aircraft. He did so because he thought that he could not get a certificate of airworthiness unless the gap strips were removed but he did not think it was the same aircraft. He did say that he would take delivery of it because he felt that he would have to accustom himself to the changed aircraft. He also said that if he did not like it he would put the gap strips back on himself. It is a matter of conjecture whether he meant that or said it in a fit of annoyance.
Mr. Denomme was not prepared to install the gap strips because his research through the manuals and the like that he had available did not disclose any authorization or indication for the use of aileron gap strips on the J3 model. I cannot disabuse my mind of the impression that he was also influenced in this conclusion by the letter from the Department of Transport.
He was prepared to certify the aircraft as airworthy without gap strips and he did so.
Based on his certification, the Department issued the plaintiff a certificate of airworthi- ness.
The plaintiff flew the aircraft on eight flights to familiarize himself with the changed flying characteristics of the aircraft, which flights totalled 54 hours flying time.
At about 9.30 on the morning of August 17, 1970, a beautiful flying day, the plaintiff, accompanied by his son Patrick took off from Perry Lake for McDiarmid Lake. En route the plaintiff decided to set down on Webster Lake to check a camp site there.
The Piper Cub CF-KDE 2499 has two cock pits in tandem in the fuselage. The front cockpit has the instruments and the plaintiff flew from the front cockpit. Patrick was in the rear cock pit. There is a control column in both cockpits which are removable. The preponderance of evidence convinces me that the stick was not removed from the rear cockpit where Patrick sat. However, I am convinced that the plain tiff's failure to remove the stick from the rear cockpit did not in any way contribute to the accident which followed.
Patrick had flown with his father many times. He had been warned repeatedly not to touch the stick in flight. He is an intelligent boy and he was well aware of the danger consequent upon his doing so. I am convinced that Patrick did not touch the stick and most particularly so when impact was imminent. Neither do I think that the stick in the rear cockpit became fouled.
There was a light west wind about 15 miles per hour. Webster Lake runs north and south. I mean by that that it is longer in that direction and narrower from east to west. There are low mountains or rather hills on the east and west sides of the lake. To the south there is a low lying swampy area and to the north the land is low. In making his landing on Webster Lake, the plaintiff made his approach from the east over the row of hills. It was his aim to set down close to the camp site on the west side of the lake where a log dock had been constructed.
He was coming in too high so he put the aircraft into a side slip. The aircraft shuddered and buffeted. The plaintiff straightened the air craft out and landed. On landing he made a
visual inspection of the aircraft. He noticed nothing unusual and attributed the incident to the removal of the gap strips.
After checking the camp site, which took about 15 minutes, the plaintiff and Patrick returned to the aircraft to continue their flight.
The plaintiff taxied over to the east side of the lake to take off across the lake to the west into the wind. He testified that he taxied into a bay close to the shore to begin his take off run. He raised the water rudder, took his feet from the rudder to permit the aircraft to weathercock into the wind.
He then applied full power. On becoming airborne he levelled the nose to pick up air speed to 70 miles per hour then began his climb out at an air speed of 55 miles per hour.
When he got over the western shore of the lake he was headed directly for the highest point in the range of hills parallel to the western shore which rises to about 250 feet above the water surface. It was a flat topped peak.
The plaintiff testified that he was certain that he was going to clear the hill but, for a greater margin of safety, he decided to turn to the right and fly up a valley that was there.
He levelled the nose and banked to the right. His air speed was 55 miles per hour. Then he attempted to level the wings but he could not get the stick back to the left. He took spin recovery action. He had estimated his angle of bank between 20 to 30 degrees. He grabbed a strut with his left hand to get more leverage but he could not get the stick back. The right wing went down, the nose dropped, the throttle was open and the aircraft was gathering great speed. The plaintiff noticed that the air speed needle had passed 122 miles per hour. The aircraft was going to the right, and was over the water. The right wing was away down, the nose was down. The stick was still over to the right. He released the left rudder and the plane started to level out. The plaintiff thought that he might be able
to make the swampy ground to the south but he could not control the aircraft. He passed over a rocky point of land by the camp site, then over the water and then the aircraft crashed into the water, the right wing leading. In coming down, the aircraft was at a 90 degree angle. Perhaps when the right wing struck the water it was at an angle greater than 90 degrees.
The aircraft went over and began to sink. It was kept afloat, upside down by the floats.
Patrick was screaming. He had become snagged on some obstruction. His father suc ceeded in releasing him. Patrick got on the fuselage and tried to break a hole through it with his fist in an attempt to release his father.
The plaintiff was pulled down below the water level but after struggling got out to the surface.
The plaintiff then assessed their predicament. Happily Patrick was not injured. However, he did not think he could swim to the shore. They took their boots off. Patrick swam as far as he could unassisted and then with his father's help they made it to shore. They went to the camp site. There was a stove there. They made them selves as comfortable as possible to await their rescue.
From the plaintiff's description of the attitude of the aircraft and its track, I believe that the aircraft did not go into a spin but rather that it went into a spiral dive.
The recovery from a spin, which the plaintiff applied, is full opposite rudder to stop the rota tion of the aircraft followed by an easing back on the stick to bring the aircraft out of the dive. The use of the ailerons is not essential to recov ery from a spin.
It is contrary in a spiral. The turn is made by banking the wings by use of the ailerons which is what the plaintiff did. As the angle of bank
becomes steeper the vertical lift decreases and the nose drops. To recover, it is essential to get the wings back to a level position. This is done by the ailerons. If the wings are not returned to level, the exertion of forces build up until the spiral becomes tighter with a resultant spiral dive. The build up is gradual which corresponds to the plaintiff's description and that description is not consistent with a stall followed by a spin which follows suddenly from the stall in that the upper wing flips over and the aircraft goes into a rotating dive. Therefore, aileron control is essential to recovery from a spiral. The plaintiff testified that he was unable to return the stick from the right to left.
When the plaintiff failed to return, the Pro vincial Police were notified. A search was begun on August 18, 1970 in an aircraft owned by the Ontario Department of Lands and For ests piloted by Edward J. Weisflock and accom panied by a member of the Ontario Provincial Police. Mr. Weisflock has been flying for twenty-six years and has logged over 7,000 hours. He is familiar with the area and has made over 50 landings on Webster Lake quite recently. He flew to the plaintiff's destination but also decided to take a look at Webster Lake. There he observed an object on the water which he identified as an aircraft upside down. He looked for survivors and saw two persons on the shore waving. He landed and took the plaintiff and Patrick on board. He flew them to South Porcupine where an ambulance was wait ing to take the plaintiff and Patrick to hospital.
The plaintiff was well composed and talked about his experience. As is the custom with pilots, the plaintiff was anxious to explain to another pilot what had happened. This took place on the dock at South Porcupine.
Mr. Weisflock testified that the plaintiff told him that he had taxied to about the centre of the lake, turned the aircraft into the wind and took off. He said that the plaintiff told him that he was trying to gain altitude to clear the trees on the west shore of the lake and he quoted the
plaintiff's words as being "I didn't think I was going to make it". Mr. Weisflock then testified that the plaintiff told him he made a "quick" turn to the right to get back to the lake and as he did he lost control and crashed into the lake.
Mr. Weisflock expressed the opinion from his experience of Webster Lake that it would be better not to take off with the highest obstacle in the direct flight path but rather that an experienced pilot on becoming airborne and on getting to 100 feet would make a slow turn either to the right or left keeping over the surface of the lake to gain further altitude to get out of the lake and over the shore line obstacles.
On behalf of the plaintiff, it is contended that the servants of the Crown were negligent within the meaning of section 3(1)(a) and section 4(2) of the Crown Liability Act by which it is pro vided that the Crown is liable in tort for torts committed by its servants in the course of their employment as a private person would be liable. However, no action in tort will lie against the Crown unless the act or omission of the servant would give rise to a cause of action against the servant. Therefore liability imposed upon the Crown is vicarious.
As I understand the submission of the plain tiff, it is that the servant of the Crown required the plaintiff to remove the aileron gap strips from his aircraft as a condition precedent to the renewal of his certificate of airworthiness on the assumption that the aileron gap strips were a modification which had not been approved whereas they were an original installation by the manufacturer and which had received a type approval which the servants of the Crown ought to have known. Assuming that this negligence existed, it is then the contention of the plaintiff that the removal of the aileron gap strips was the cause of the accident from which damage to the two plaintiffs resulted.
On the other hand, the submission by the Crown was that the servant of the Crown was not negligent. Item 22 of the letter (Exhibit P-2) cannot be interpreted that the aileron gap strips
were required to be removed unconditionally. The letter stated that the servants of the Crown were "unable to find evidence to indicate approval for aileron gap strips". It is contended that it was not negligence on the part of a servant of the Crown in advising the plaintiff that there was no evidence of approval. The next sentence of the letter shifts the responsibil ity of establishing that the installation of the gap strips had been approved to the plaintiff. It reads "If no approval has been obtained the material will have to be removed pending approval for installation." There is no indication that the plaintiff must fly the aircraft without gap strips. It does not state that the presence or absence of gap strips is a condition precedent to a certificate of airworthiness, but rather that if no approval has been obtained, the material must come off. It is for the plaintiff to satisfy the Department that the installation of gap strips was approved.
The Crown admits that certain models of Piper Cubs were equipped with gap strips and type approval had been given to those models but it is submitted that there was no evidence to indicate that there were gap strips on the plain tiff's aircraft.
Accordingly, the Crown submits that there was no negligence but alternatively if there was, that it was the plaintiff's negligent flying that caused the accident.
In my view, the first question to be deter mined is whether there was a duty on the offi cers of the Crown to ascertain if the installation of gap strips was the manufacturer's original design of the plaintiff's particular model or whether it was the obligation of the plaintiff to satisfy the Department to that effect.
The servant did not know, but the question is was there a duty on him to find out. If there was, and he obviously did not discharge that duty, then there was negligence on the part of the Crown's servant. If no such duty existed then there was no negligence.
In short, it is my opinion that the question of negligence in this aspect turns on whether it
was the responsibility of the Crown's servant to investigate and inform himself or whether the responsibility lay upon the plaintiff to satisfy the Department.
It was a very simple matter to find out. All that was required was a visit, telephone call, telegram or letter of inquiry to the manufactur er. The plaintiff, after the accident, visited the manufacturer's plant and was informed that his aircraft was manufactured with aileron gap strips as part of the design.
Under the Aeronautics Act (R.S.C. 1970, c. A-3) it is the duty of the Minister to supervise all matters connected with aeronautics. Under section 6(1)(d) the Minister may make regula tions with respect to the conditions under which aircraft may be used and operated. He has done so.
In section 101(15a) of the Air Regulations "airworthy" is defined as meaning "in respect of an aircraft or aircraft part, in a fit and safe state for flight and in conformity with the stand ards of airworthiness established by the Minis ter in respect of that aircraft or aircraft part;"
Section 211(1) reads:
211. (1) The Minister may establish standards of airwor- thiness for aircraft, including requirements in respect of the design, construction, weight, instruments and equipment of the aircraft and any other matter relating to the safety of such aircraft.
By subsection (2), the Minister, upon being satisfied that an aircraft conforms to the stand ards established in respect of that aircraft may issue a certificate of airworthiness.
Under subsection (9):
(9) The Minister may cause an Engineering and Inspec tion Manual to be published and maintained which shall prescribe the procedures for the determination of airworthi- ness of aircraft including the frequency of inspections, responsibilities and methods of servicing, maintenance, overhaul, repair and modification and such other matters with regard to the airworthiness of aircraft as the Minister may direct.
By section 214, the Minister may issue an aircraft type approval in respect of any aircraft that, in his opinion, conforms to the standards of airworthiness established.
In the Airworthiness Certification Order it is provided that a certificate of airworthiness issued in respect of an aircraft shall not be in force unless that aircraft has been maintained, repaired, modified and overhauled in compli ance with the Engineering and Inspection Manual and has been certified as airworthy in the Aircraft Journey Log by a qualified aircraft maintenance engineer. Further, if a certificate has been suspended, it shall not be renewed until it has been certified in accordance with the Engineering and Inspection Manual.
In the Engineering and Inspection Manual "minor repairs" are defined as elementary repairs made in accordance with approved air craft practice but which do not affect the basic airworthiness such as structural strength, per formance or operation and do not require sub stantiation by approved drawings. These minor repairs may be signed by an aircraft mainte nance engineer certified in Category "A".
An example of a minor repair is given as fabric work, that is repairs to damaged fabric, doping and finishing.
Major repairs are repairs other than minor repairs and may. be certified only by aircraft maintenance engineers holding valid Category "B" or "D" licences.
Any such repairs must not be certified by the aircraft maintenance engineer unless the work was done in a method prescribed in the manu facturer's repair manual, instructions in the manufacturer's service bulletins or in authorita tive manuals.
It is obvious from the foregoing that a repair or modification can be effected only by an aircraft maintenance engineer. There is no ques tion that the repairs effected by Mr. Wolfe and Mr. McDuff, the prior owners of the aircraft, in replacing the aileron gap strips in the circum stances outlined were within the definition of minor repairs and neither of the prior owners were licensed aircraft maintenance engineers.
Further, there was no notation of the replace ment of aileron gap strips entered in the log books of the aircraft. The airworthiness inspec tor, who was the author of the letter of Novem- ber 4, 1969, had possession of and had exam ined the log books.
It is equally obvious from the foregoing that the Minister is satisfied that a particular aircraft is airworthy when a licensed aircraft mainte nance engineer so certifies. It is on the basis of the certification of the engineer that the certifi cate of airworthiness is issued after repair, modification or inspection. His licence is based on his qualification to do such work and the Department assumes that he has done it correctly.
The maintenance engineer has a two-fold responsibility, one to satisfy his customer and the second to satisfy the Department that any work done by him has been done in accordance with acceptable standards and that any changes in design, installation or modification has been in accordance with approved drawings and specifications. That is his responsibility to the Department and when he so certifies to the Department, the Department accepts his certifi cation that the aircraft is airworthy on the basis that he has done his job correctly and issues its certificate accordingly.
The aircraft maintenance engineer is licensed by the Department but he is employed by the owner of the aircraft.
The replacement of the aileron gap strips on the plaintiff's aircraft was not done by a li censed aircraft maintenance engineer. There were no entries in the log book signed by such an engineer. These aileron gap strips were placed on the aircraft by the prior owner, Ross McDuff and it is my expectation that these were the gap strips that the inspector saw on November 3, 1969. There is no doubt that they were a home-made job and that they had the appearance of a home-made job. Obviously, there was no approval of this replacement and the airworthiness inspector was justified in coining to a conclusion to that effect and he
was equally justified in insisting upon the plain tiff producing evidence of approval which would be normally evidenced by an entry in the log book in which no such entry appeared.
Because the aileron gap strips had the appear ance of a home-made job, the inspector was justified in concluding that these particular ail eron gap strips were not installed at the factory.
It is conceded that the Piper Cub J3 was given a type approval and it is also conceded that some of the aircraft designated as model J3 were equipped with a friese wing assembly and others also designated as model J3 were equipped with a non-friese wing assembly. However, because approval has been given to an aircraft type the Department does not have particulars of the minute details of the design. If occasion should arise, the Department has facilities to obtain that information.
This brings me back to the question of wheth er the Department was under a duty to obtain those particulars of the design of this particular aircraft in the present instance.
The initial sentence of item 22 in the letter of November 4, 1969 (Exhibit P-2) reads:
22. We are unable to find evidence to indicate approval for aileron gap strips....
This letter was written with respect to the plaintiff's particular aircraft. The word "we" means the Department of Transport. The sen tence must mean that there was no evidence available to them in their records to indicate approval for aileron gap strips.
That being so it means that, although approv al of the type had been given, the Department did not have the particulars respecting the installation of aileron gap strips on the type. This interpretation is confirmed by the use of the words "for aileron gap strips". The word "aileron" in the phrase is not preceded by the definite article "the". Therefore, the reference must be to the use of aileron gap strips general ly for use on model J3. The language of the sentence uses the word "approval" which raises the question: approval by whom? That approval must mean approval by the United States Fed-
eral Aviation Administration of the type. That approval is considered to be equivalent to a type approval by the Department of Transport. Because the type was approved by the compa rable United States authority it follows that the type has the approval of the Department of Transport. An aircraft within the type which has received type approval is eligible for a Canadian certificate of airworthiness. But that does not mean that a particular aircraft within that approved type will qualify for a certificate of airworthiness. It must first be established that the aircraft conforms to the approved type design and second that it is in an airworthy condition.
The whole tenor of the Aeronautics Act and the Air Regulations and Air Navigation Order promulgated thereunder is that the Minister must be satisfied that an aircraft is airworthy before he will issue his certificate to that effect. The owner of the aircraft is obliged to apply for that certificate and it is his responsibility to satisfy the Minister to that effect.
This is what item 22 of the letter of Novem- ber 4, 1969 invited the plaintiff to do. The inspector was in doubt about the use of aileron gap strips on this aircraft generally and the authority for the use of the home-made gap strips particularly. The plaintiff was invited to remove that doubt or in short to satisfy the Minister that the aircraft was airworthy with gap strips installed. Until that was done by the plaintiff, the certificate of airworthiness was suspended.
For the foregoing reasons I have concluded that there was no duty upon the servants of the Crown to ascertain if the installation of gap strips on the plaintiff's aircraft was part of the manufacturer's original design but rather that the responsibility to do so lay on the plaintiff.
However, if I am in error and that duty lay upon the servants of the Crown, then the breach of that duty was not the cause of the accident. The plaintiff was not required to fly
the aircraft without gap strips. He was only required to satisfy the Minister that gap strips should be installed. This the plaintiff did not do. He accepted the aircraft from Mr. Denomme without gap strips on his assurance that the aircraft was airworthy and similarly the Depart ment issued a certificate of airworthiness upon the certification of airworthiness by Denomme.
The removal of the aileron gap strips did not render the aircraft unairworthy but that removal did drastically alter the flying characteristics of the aircraft.
For the foregoing reasons I have concluded that the plaintiffs are not entitled to the relief sought against Her Majesty and Her Majesty is entitled to her costs of the action to be taxed.
In view of the conclusion that I have reached, it is not necessary for me to consider the alter native defence that the negligence of the plain tiff caused the accident, nor the quantum of damages.
If it were obligatory upon me to do so, I would apportion the negligence between plain tiff and the defendant on the basis of 30% and 70% on the assumption that the servants of the Crown were negligent in not ascertaining that the installation of aileron gap strips on the plaintiff's aircraft was in accordance with the manufacturer's design and that a certificate of airworthiness would be withheld pending removal of the gap strips. I would do so because it is my view the plaintiff's faulty air- manship contributed to the accident to the extent of 30%. He was aware of the changed flying characteristics of the aircraft in its lack of ready response to aileron control. Therefore, he should have exercised greater caution. It is my opinion that in view of the lack of sensitivi ty in aileron control he made too quick a turn and too steep a bank in altering course but that the removal of the aileron gap strips impeded recovery from that error.
I am happy that Patrick suffered no perma nent physical injury from the mishap. However, as a boy in his tender formative years he was subjected to a traumatic experience. He was faced with the prospect of death, first when it was evident that a crash was inevitable and then the possibility of death by drowning when he became caught in the aircraft and after he was freed in the long swim to shore. Further, he witnessed his father's struggle for survival. Therefore he was shaken physically, he suf fered shock and fright. I would assess Patrick's damage at $400.
The adult plaintiff in addition to shock and fright suffered physical injury. His nose and cheek bones were broken. He suffered lacera tions. While there were no permanent disabili ties resulting, there is a disfiguration on his left cheek. He spent a day awaiting rescue without relief from the pain of his injuries and he was confined to hospital for five days. Therefore I would assess his general damages at $4,000.
With respect to the special damages claimed, I would allow $414 for out of pocket expenses resulting from the accident. I would allow the cost of the aircraft less an amount for salvage able parts plus an amount for appreciation in value. The cost of the aircraft was $3,990, the salvage value was $700 including skis which amounts to $3,290. It was established that despite the age of the aircraft it had appreciated in value. I would therefore add $500 to arrive at $3,790 as the market value of the aircraft. The loss of the aircraft did result in loss of custom. Two parties cancelled their reservations. While this item claimed has not been proven with the conclusive certainty that is desirable giving the best consideration possible, I would allow an amount of $196 for loss of custom making a total amount of $4,400 for special damages.
In view of the apportionment of negligence, which I have concluded is applicable, that apportionment would result in the quantum of
damages being reduced so that the infant plain tiff, Patrick, would be entitled to an amount of $280 and the adult plaintiff to an amount of $5,880 were it not for the conclusion that I have reached, for the reasons indicated above, that the plaintiffs are entitled to none of the relief claimed in the prayer therefor in this action which is accordingly dismissed with costs to Her Majesty.
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