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A-202-75
Merrill C. Blagdon (Applicant) v.
The Public Service Commission, Appeals Board and A. R. Barrie (Respondents)
Court of Appeal, Thurlow and Pratte JJ. and Kerr D.J.—Halifax, October 14, 1975; Ottawa, Novem- ber 7, 1975.
Judicial review—Public service—Selection Board conclud ing that applicant did not have good safety record—Whether Board acted illegally in relying on personal knowledge con cerning accidents involving applicant—Whether Board acted illegally in considering applicant's involvement in accidents without allowing him to give his version of incidents—Whether Board acted illegally in inferring applicant's record not as good as that of selected candidate—Whether decision of Appeal Board should be set aside due to failure to provide complete transcript—Federal Court Act, s. 28—Federal Court Rule 1402.
Applicant seeks to set aside the decision of an Appeal Board which dismissed his appeal from the decision of a Selection Board. He alleges: (1) that the Selection Board acted illegally in relying on personal knowledge concerning accidents in which he had been involved; (2) that the Board acted illegally in considering such involvement without allowing him to present his version; (3) that the Board could not, assuming it could consider the accidents, infer from those facts that his safety record was not as good as the chosen candidate's; and (4) that the decision of the Appeal Board should be set aside due to its failure to provide a complete transcript.
Held, the appeal is dismissed. (1) In general, a selection board may rely on personal knowledge; there is no reason to disallow such reliance where the known facts could justify disciplinary measures, as alleged; (2) the Selection Board was not bound by the audi alteram partem rule, but only by the merit principle; there is no inference that the selection was not by merit; (3) while different conclusions could have been drawn, there is no proof that the inference was wrong; and, (4) assuming that without a complete transcript, it is impossible to review the decision of the Appeal Board, the application must be dismissed. A decision cannot be set aside under section 28 unless it can be shown to be bad for one of the reasons in the section; a decision that cannot be reviewed cannot be set aside.
Also, per Thurlow J.: Essential qualifications included a "good safety record." The process was neither judicial, quasi- judicial nor disciplinary. There was no legal reason why the Board could not proceed on personal knowledge. While appli cant, on appeal, was entitled to show that the Board's opinion was without foundation, he did not give evidence, or attempt to dispute the occurrence of the incidents, or put forth any reason
why they should not be considered. While it may seem unjust that a less experienced candidate was selected, it is not unrea sonable. There is no onus on the Public Service Commission to keep a verbatim record. Where tapes or notes exist, the Com mission is not obliged, simply as a result of a section 28 proceeding, to produce a transcript. Applicant is entitled to invoke the Courts' aid to have a transcript produced at his expense. If not sufficient, applicant can apply to add evidence of facts on which he relied. This he did.
MacDonald v. Public Service Commission [1973] F.C. 1081, applied. Senior v. Holdworth [1975] 2 W.L.R. 987, discussed.
JUDICIAL review. COUNSEL:
J. G. Godsoe, Jr. for applicant. A. R. Pringle for respondents.
SOLICITORS:
Stewart, MacKeen & Covert, Halifax, for applicant.
Deputy Attorney General of Canada for respondents.
The following are the reasons for judgment rendered in English by
THURLOW J.: I agree that the application fails for the reasons given by Mr. Justice Pratte but there are some comments which I wish to add.
The central issue on the appeal to the Public Service Appeal Board, as well as on the applica tion to this Court, was the applicant's attack on the conclusion of the Selection Board that the applicant did not have a good safety record. That attack was mounted on a number of grounds, including the use by the Board of personal knowl edge rather than acceptable evidence, the lack of acceptable evidence to prove that the applicant did not have a good safety record and the failure of the Selection Board, when interviewing the applicant, to raise the question of his involvement in and responsibility for (1) the stranding of the Cygnus, and (2) the collision of the Cygnus with the Mar- garee, and to give him an opportunity to show that
they did not indicate that his safety record was not a good one.
It may be noted, first, that the notice of the holding of the competition for the position in question, that of Master of CGS Chebucto, includ ed under the heading "Essential Qualifications" the following:
Personal suitability
Candidates must demonstrate that they possess the following factors of personal suitability:
good safety record.
It was, therefore, in my view, incumbent on the applicant to satisfy the Selection Board that he had a good safety record and for that purpose to raise the question and make his representations about it to the Board, whether by stating his position to the Board in writing or orally in the course of his interview. The applicant could not fail to have been aware of the two incidents in question or that they might have an effect on his record. Nor could he have been unaware that the members of the Board, or some of them, knew of these incidents. The Board was neither a court nor a judicial or quasi-judicial body. Nor was the matter before it a disciplinary proceeding. It was a process for the assessment of the qualifications of the candidates for a position and for the rating of them according to their respective merits as they appeared to the Board. There was no legal reason why, for this purpose, the Board could not proceed on the knowledge of its members, or some of them, of incidents affecting the applicant's safety record. Nor was there need for anything more formal in the way of evidence before them. And there was no reason why they could not reach their assessment and conclusion on the basis of such knowledge as they had when the applicant failed to raise the question of his safety record and to demonstrate to their satisfaction that it was good. I do not think, therefore, that the conclusion of the Selection Board that the applicant did not have a good safety record can be said to have been erroneous either in law or in fact.
In such a competition the determination of what constituted a good safety record for the purposes of qualifying a candidate for the particular appointment and whether a candidate had such a record were questions for the judgment of the
Selection Board. However, if the Board's selection was to be acted upon its conclusions were subject to review at the instance of an unsuccessful candi date on an appeal under section 21 of the Public Service Employment Act.
On such an appeal—which, it should be noted, is not an appeal from the findings of a Selection Board but rather an, appeal against the appoint ment or proposed appointment of a successful candidate—the essential question for the Appeal Board is whether the selection of the successful candidate has been made in accordance with the merit principle. An unsuccessful candidate, appealing against the appointment or proposed appointment of the successful candidate, is entitled to show, if he can, reasons for thinking that the merit principle has not been honoured, and in that context the applicant, on his appeal, was entitled to show, if he could, that the Selection Board's opinion that he did not have a good safety record was without foundation. In an effort to do so he attacked the knowledge and sources of knowledge of the Rating Board members, their qualifications to form a judgment on the subject and their judg ment itself but he did not give evidence and he appears to have made no attempt either to dispute the happening of either of the two occurrences or to put forward any sound reason why such inci dents should not have been taken into account in reaching an opinion as to his safety record.
More particularly, he did not dispute that the report of an investigation carried out by the Department of Transport into the circumstances surrounding the grounding of the Cygnus had concluded that the grounding was caused by improper navigation and that the applicant had been orally reprimanded by his superior in connec tion with the incident. Nor was it disputed that following the collision of the Cygnus with the Margaree a letter had been written to the appli cant by his superior informing him that as a result of a summary report of the investigation into the collision by the Department of Transport and the Naval Board of Inquiry, the evidence indicated some degree of blame would have to be accepted by both vessels and that a copy of the letter would be placed on the applicant's personal file. It does not appear that the applicant ever replied or chal-
lenged what was in the letter. In these circum stances the following comments and findings of the Appeal Board:
In the opinion of the Appeal Board it was not necessary for the Rating Board to prove that the appellant was at fault in the incidents to which it referred. In one case, the Department submitted evidence to show that an investigation had concluded that there was "imprudent navigation" in the grounding of the "Cygnus" which was under the command of the appellant. The appellant did not deny this and neither did he refute the Department's conclusion that there was some degree of blame on the "Cygnus", which was also under his command at the time of the collision with the destroyer "Margaree".
The appellant has submitted no evidence to show that there was any illegality or impropriety in the conduct of the competition and the Appeal Board can find no reason for intervening in this case.
appear to me to have been warranted on the material before it and to have involved no error of law or injustice to the applicant.
What may at first sight seem unjust is that the applicant's record in command positions over a period of six years was considered to be not a good safety record because of these two incidents while that of the successful candidate, whose command experience was only a matter of some four months but included no such incidents, was considered to be a good safety record. That, however, was pecu liarly a matter for those charged with the responsi bility for evaluating such records and in my opin ion it cannot be said that their conclusion was one that could not reasonably be reached by them.
I turn now to the applicant's point with respect to the lack of a satisfactory transcript of proceed ings before the Appeal Board.
The position, as I see it, is that in proceedings under section 28 of the Federal Court Act it is for an applicant to put before this Court the facts upon which he relies to raise and sustain his grounds of attack on a tribunal's decision. For that purpose, if a transcript exists of the proceedings of a tribunal the applicant is entitled to prove it before the Court and thus make it evidence of what transpired before the tribunal. Moreover, if the tribunal has caused its proceedings to be recorded and has in its possession a transcript of them, on an application being made under section 28 to review its decision, the tribunal is required by Rule 1402 to include such transcript in the
material to be forwarded to the Registry. There is, however, no statutory or other legal obligation, of which I am aware, upon the Public Service Com mission to have a verbatim record made of the proceedings of its appeal boards, whether by short hand reporting or by mechanical or electronic means.' Even where a shorthand note has been taken or mechanical or electronic means of record ing has been employed it does not follow that the Commission is obliged, merely because a section 28 application has been made for review of the appeal board's decision, to incur the expense of producing a transcript from such notes or record ings. On the other hand an applicant's right to put the contents of such notes or recordings before the Court as evidence cannot be frustrated by a refusal by the tribunal either to prepare and return to the Court a transcript or to make the notes or record ings available for the production of a transcript. The applicant is entitled, as I see it, to invoke the aid of the Court in an appropriate case to have such notes or records produced and transcribed at his expense for use at the hearing. 2
Here, however, no such problem arose. An elec tronic tape recording of the proceedings, or part of them, had in fact been made and at the applicant's request a transcript of what was recorded was produced by the Commission and is included in the case before the Court. In so far as this was not sufficient for the applicant's purposes it was open to him to apply to add to the case evidence of the facts on which he relied. This, too, was done and the affidavit of the applicant's solicitor was admit ted and forms part of the case. It appears to me therefore that the applicant's contention is without merit.
I would dismiss the application.
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II express no opinion as to whether, if a verbatim record of some sort is not kept, there is an obligation on a public service appeal board to make handwritten notes of the material and representations put before it at its inquiry and to include such notes in the material forwarded under Rule 1402. Some such obligation may conceivably exist but the point does not arise and was not argued in the present case.
2 See Senior v. Holdworth [1975] 2 W.L.R. 987.
The following are the reasons for judgment rendered in English by
PRATTE J.: This is a section 28 application to set aside a decision of a Board under section 21 of the Public Service Employment Act.
On December 5, 1974, the Department of Envi ronment announced that a "closed competition" would be held to determine who would be appoint ed the Master of the Ship Chebucto. Three persons applied for the job: the applicant, Mr. Baker and Mr. McKay. A selection board was set up to assess the candidates. It found the three of them to be qualified; it also found that, in order of merit, Mr. Baker came first, the applicant, second, and Mr. McKay, third. Mr. Baker was, therefore, selected for the job. The applicant appealed against that selection under section 21 of the Public Service Employment Act.
The inquiry conducted by the Appeal Board disclosed that the reason why Mr. Baker had been preferred to the applicant, who had a much longer experience as the Master of a ship, was that, in the opinion of the Selection Board, the applicant's safety record was not good. That opinion was based on the personal knowledge of two of the three members of the Selection Board that the applicant had been involved in two marine acci dents. It is common ground that, even though the Selection Board had interviewed each candidate for more than three hours, the Board had not raised with them the subject of their respective safety records.
The applicant's appeal was dismissed by the Appeal Board. It is that decision, dismissing his appeal, that the applicant now seeks to have set aside.
Counsel for the applicant argued that his appeal should have been allowed for the following reasons:
1. The Selection Board had acted illegally in relying on the personal knowledge of some of its members concerning the two accidents in which the applicant had been involved.
2. The Selection Board had acted illegally in considering the applicant's involvement in two
accidents without giving him an opportunity to present his version of the facts.
3. Assuming that the Selection Board could take into consideration the involvement of the applicant in the two accidents in question, the Selection Board could not, from those facts, infer that the applicant's safety record was not as good as Baker's.
Counsel for the applicant finally submitted that, in any event, the decision of the Appeal Board should be set aside in view of its failure to make available a complete transcript of the verbal evidence given at the Appeal Board hearing.
First, I wish to dispose of this last submission. Counsel said that, because of the failure of the Appeal Board to provide a complete transcript, "it is impossible for the Court to properly review the Appeal Board's decision". Assuming that assertion to be true, it follows, in my view, not that the decision of the Appeal Board should be set aside but, rather, that the section 28 application should be dismissed. The applicant asks the Court to review the decision of the Appeal Board; if the Court cannot accede to that request, the applica tion must be dismissed. A decision of a tribunal cannot be set aside under section 28 unless it be shown to be bad for one of the reasons mentioned in section 28(1). A decision that cannot be reviewed cannot be set aside.
Before considering the other arguments put for ward on behalf of the applicant, certain observa tions are in order.
First, it should be stressed that this section 28 application is not directed against the decision of the Selection Board but against the decision of the Appeal Board. In order for the application to succeed, therefore, the decision of the Appeal Board must be shown to be bad for one of the reasons mentioned in section 28(1).
Second, it should also be borne in mind that "the appointment function and the appeal function are different stages of the `merit' system" (Mac- Donald v. Public Service Commission [1973] F.C. 1081, per Jackett C.J., at page 1086); the function of a Selection or Rating Board and that of an Appeal Board must not be confused. A Rating Board is an instrument used by the Public Service Commission to perform its duty to select candi-
dates on the basis of merit. Its function is merely to assess the various candidates and, in doing so, it performs a purely administrative task. That task must, of course, be performed fairly and honestly so as to achieve an assessment on the basis of merit, but it is not governed by rules, such as audi alteram partem, applicable to judicial or quasi- judicial bodies. Speaking broadly, the only general rule that governs the activity of a Selection Board is that the selection be made on the basis of merit. An Appeal Board, under section 21 of the Act, has a different function. Its duty is not to re-assess the candidates but to conduct an inquiry in order to determine whether the selection has been made in a way consistent with the merit principle; its deci sion is to be made on "a judicial or quasi-judicial basis". The mere fact that an Appeal Board could, had it sat as a Selection Board, have reached a conclusion different from that reached by the Selection Board is not a sufficient ground for allowing the appeal. It must be realized that the assessment of the merit of various persons, which is the function of the Selection Board, cannot be reduced to a mathematical function; it is, in many instances, a pure matter of opinion. And, there is no reason why the opinion of an Appeal Board should be preferred to that of a Selection Board.
I now revert to the various arguments put for ward by counsel for the applicant.
First, he said that the Selection Board could not rely on the personal knowledge of two of its mem bers to conclude that the applicant's safety record was not good. Counsel did not contest that, gener ally speaking, a Selection Board may rely on the personal knowledge of its members. However, he contended that a different rule applies where, like in the present case, the facts known to the mem bers of the Selection Board are such that they could justify or could have justified the imposition of disciplinary measures. This distinction, I must confess, is difficult to understand. At all events, there is no reason, in my view, why such a distinc tion should be made. The matter in hand was in no sense a disciplinary procedure.
Counsel's second argument was that the Selec tion Board should have given the applicant an opportunity to answer the charge that he had a bad safety record. This argument, in my view, also fails. The Selection Board was not bound by the rule audi alteram partem. It was bound, however, by the requirement of the statute that the selection be made on the basis of merit. In the circum stances of this case, it cannot be inferred, from the fact that the applicant was not given an opportu nity to discuss his safety record, that the selection of Mr. Baker was not made on the basis of merit.
Finally,, I am unable to find any substance in this last argument of counsel that, from the facts known to them, the members of the Selection Board could not reasonably infer that the appli cant's safety record was not good. The most that can be said in favour of the applicant in this respect is that other persons could perhaps, from the same facts, have drawn a different conclusion. But this, of course, does not prove that the Selec tion Board was wrong.
For these reasons, I would dismiss the application.
Since writing these reasons, I have had the privilege of reading the additional comments made by my brother Thurlow J. I agree with everything he says.
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The following are the reasons for judgment rendered in English by
KERR D.J.: I have had the advantage of consid ering the reasons for judgment of Justices Thurlow and Pratte. I agree generally with their respective reasons. I have concluded that the application should be dismissed.
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