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A-473-78
Canadian Air Traffic Control Association (Appli- cant)
v.
The Queen (Respondent)
Court of Appeal, Jackett C.J., Pratte and Le Dain JJ.—Ottawa, January 23 and 26, 1979.
Judicial review — Public Service — Labour relations — Grievance procedure — Interpretation by P.S.S.R.B. of collec tive agreement concerning grievance procedure — Application to set aside Board's decision — Public Service Staff Relations Act, R.S.C. 1970; c. P-35, s. 98 — Federal Court Act, R.S.C. 1970 (2nd Supp.), c. 10, s. 28 — Collective agreement between the Treasury Board and the Canadian Air Traffic Control Association, January 1-December 31, 1978, articles 5.01, 5.02, 5.05, 5.06, 5.07, 5.08.
This is a section 28 application to set aside a decision of the Public Service Staff Relations Board. The applicant made a reference to the Board by which it sought to enforce an obligation arising out of a collective agreement "to designate as the Management Representative authorized to respond at Step One of the grievance procedure, an individual other than an employee's immediate supervisor with whom he is to attempt to resolve complaints". The. Board decided that it was not con trary to the collective agreement for the employer to designate an employee's immediate supervisor as the management repre sentative authorized to make a decision at Step One.
Held, the application is dismissed. It is implicit in the provisions of the collective agreement that persons empowered to make decisions at the three steps of the grievance procedure must be different persons and that such person at each of the second and third steps must be senior in hierarchy to the person so empowered at the preceding step. It is not a necessary implication from the general scheme that the immediate super visor with whom the employee should discuss his "complaint" in an attempt to resolve it cannot be the person authorized to make a decision as the management representative at Step One of the grievance procedure. It cannot be implied from the fact that, in providing for each step of the grievance procedure that the employee is to present his grievance to his immediate supervisor, the collective agreement does not make express provision for the case where the management representative is the immediate supervisor at Step One.
APPLICATION for judicial review.
COUNSEL:
Catherine H. MacLean for applicant.
W. L. Nisbet, Q.C. for respondent.
SOLICITORS:
Nelligan/Power, Ottawa, for applicant. Deputy Attorney General of Canada for respondent.
The following are the reasons for judgment delivered orally in English by
JACKETT C.J.: This is a section 28 application to set aside "a decision of the Public Service Staff Relations Board made by J. F. W. Weatherill, Board Member and Adjudicator."
On March 29, 1978 the applicant made a refer ence to the Board under section 98 of the Public Service Staff Relations Act, R.S.C. 1970, c, P-35,' in which it named Treasury Board as "employer" and by which it sought to enforce an obligation arising out of a collective agreement described therein as follows:
3. "to designate as the Management Representative authorized to respond at Step One of the grievance procedure, an individu al other than an employee's immediate supervisor with whom he is to attempt to resolve complaints. (article 5.05 and article 5.06)
The failure to observe or carry out such obligation was described therein as follows:
' Section 98 reads as follows:
98. (1) Where the employer and a bargaining agent have executed a collective agreement or are bound by an arbitral award and
(a) the employer or the bargaining agent seeks to enforce an obligation that is alleged to arise out of the collective agreement or arbitral award, and
(b) the obligation, if any, is not an obligation the enforce ment of which may be the subject of a grievance of an employee in the bargaining unit to which the collective agreement or arbitral award applies,
either the employer or the bargaining agent may, in the prescribed manner, refer the matter to the Board, which shall hear and determine whether there is an obligation as alleged and whether, if there is, there has been a failure to observe or to carry out the obligation.
(2) The Board shall hear and determine any matter referred to it pursuant to subsection (1) as though the matter were a grievance, and subsection 95(2) and sections 96 and 97 apply to the hearing and determination of that matter.
4. a) Pursuant to article 5.05 of the collective agreement, an employee is to attempt to resolve complaints through discus sions with his immediate supervisor.
b) Pursuant to article 5.06 of the collective agreement, an employee is to present grievances to his immediate supervisor who forwards copies of grievances to the Management Repre sentative authorized to make a decision at Step One.
c) Accordingly, the employer is obliged to designate as the Management Representative authorized to make a decision at that stage of the grievance procedure, an individual other than an employee's immediate supervisor.
d) The Employer has breached that obligation by:
i) Designating, for varying periods of time, the same person as both the Officer to handle complaints and the Manage ment person responsible for replying at the first Step in the grievance procedure....
ii) By proposing to the Bargaining Agent that ... Unit Chiefs who are employees' immediate supervisors within the meaning of article 5.05 of the collective agreement be desig nated as Management Representatives to reply to grievances at Step One of the grievance procedure:
The question raised by the reference arises out of a collective agreement between the applicant and Treasury Board in relation to the year 1978. While reference was made to other provisions of that agreement, those upon which the matter must, in my view, be decided, read:
5.01 Employee complaints or grievances will be dealt with in accordance with the procedure set forth in this Article.
5.02 Definitions
(b) Immediate Supervisor—The "immediate supervisor" is the supervisor who has been specified by the Department to deal with a complaint from employees in his work area, and to receive written grievances and process them to the appro priate step in the procedure.
(c) Management Representative—The "management repre sentative" is the officer identified by the Employer as an authorized representative whose decision constitutes a step in the grievance procedure.
5.05 Procedure
Complaints—An employee who has a complaint should attempt to resolve the same through discussion with his immediate supervisor.
5.06 Step One
An employee may present his grievance in writing to his immediate supervisor within the twenty-five (25) day period referred to in 5.03 above. The immediate supervisor shall sign the form indicating the time and date received. A receipted copy will be returned to the employee and a copy forwarded to the management representative authorized to make a decision at Step One. The management representative shall give his
decision as quickly as possible and not later than fifteen (15) days after the day on which the grievance was presented. The decision will be in writing and a copy will be returned, through the immediate supervisor, to the employee.
5.07 Step Two
If a decision in Step One is not acceptable to the employee, he may, not later than ten (10) days after receipt of the decision in Step One, or if no decision was received, not later than fifteen (15) days after the last day on which he was entitled to receive a decision, present the written grievance to his immediate supervisor who will sign it indicating the time and date received. A receipted copy will be returned to the employee and a copy forwarded to the management representa tive authorized to make a decision at Step Two. The manage ment representative shall give his decision as quickly as possible and not later than fifteen (15) days after the grievance was presented. The decision will be in writing and the employee copy will be returned, through the immediate supervisor, to the employee.
5.08 Step Three
If a decision in Step Two is not acceptable to the employee, he may, not later than ten (10) days after receipt of the decision in Step Two, or if no decision was received, not later than fifteen (15) days after the last day on which he was entitled to receive a decision, present the written grievance to his immediate supervisor who will sign it indicating the time and the date received. A receipted copy will be returned to the employee and a copy forwarded to the Deputy Minister or his delegated representative authorized to make a decision at Step Three. The Deputy Minister or his delegated representative shall give his decision as quickly as possible and not later than twenty (20) days after the grievance was presented. The deci sion will be in writing and the employee copy will be returned, through the immediate supervisor, to the employee. The deci sion of the Deputy Minister or his delegated representative at the final step of the grievance procedure shall be final and binding upon the employee unless the grievance is a class of grievance that may be referred to adjudication.
It should be noted that section 2 of the Act defines "grievance" to mean "a complaint in writing pre sented ... by an employee ...". [The emphasis is mine.]
Mr. Weatherill decided, in effect, that it was not contrary to the collective agreement for the employer to designate an employee's immediate supervisor as the management representative authorized to make a decision at Step One (article 5.06). This section 28 application is to set aside that decision.
The relevant parts of Mr. Weatherill's reasons read as follows:
It was argued, first, that it was implicit in article 5 of the collective agreement that there be two separate individuals to perform the two separate functions of management representa tive and of immediate supervisor. This requirement is said to appear in a number of ways. One is that a comparison of Article 5.02 (b) with article 5.02 (c) reveals that while "immediate supervisor" means "the supervisor who has been specified—" "management representative" means "the officer identified—". Thus, it seems, different classes of persons are contemplated for the two rules. It may be noted that in the French version of the collective agreement "supérieur immédiat" is defined as "la personne désignée—", while "représentant de la direction" is "l'agent désigné—"
While this use of distinctive terminology may be said to underline the difference in functions involved in the roles with which we are concerned, I am unable to see in it any implica tion with respect to possibility or otherwise (or even the desira bility or otherwise) of those two roles being played by the same individual.
Next, it was urged that a study of the roles which these individuals are to play in the grievance procedure will reveal the need for their being assigned to separate individuals. Thus, in article 5.06, it is provided that a grievance may be presented to the immediate supervisor who after signing it, is to forward it to the management representative. The management repre sentative is to make a decision on the grievance, and a copy thereof is to be returned to the employee through the immedi ate supervisor. Clearly (and it is equally clear in the French version), two different roles are contemplated, the immediate supervisor acting as an intermediary between the grievor and the decision-maker. It is not, however, contradictory of the collective agreement for these two separate roles to be filled by the same individual. Such an arrangement would not render any provisions of the collective agreement meaningless: the requirements of the two separate roles must nevertheless be met.
It was further argued that the scheme of the grievance procedure, with its four stages (including the complaint stage) would be materially altered if the person dealing with the grievance at the complaint stage is also the person who deals with it at Step One. To take away one of the steps of the grievance procedure would be, it was argued, to completely alter the procedure. Such is not, however, the effect of the employer's designation of the same individual as both immedi ate supervisor and management representative, in my view. The grievance procedure does indeed have four stages. The first stage is the "complaint" stage, where a matter is sought to be resolved in discussion with the immediate supervisor. This is certainly an important stage of the grievance procedure. It may not (save perhaps on the express agreement of the parties) be by-passed. The necessity for seeking to resolve a grievance by resort to the complaint procedure appears even more clearly in the French than in the English version of the collective agree ment. In any event, I have no doubt as to the importance of the complaint stage. I do not consider, however, that what the employer has done, in designating—in some cases—the same individual to be immediate supervisor as well as management representative for a group of employees has this effect. Nothing
prevents a management representative from dealing properly with a grievance at Step One, even though the same individual may have been unable to resolve the matter when it was presented as a complaint. By the same token, his ability to attempt to resolve a complaint is not necessarily affected by the fact that he may, if the matter is presented as a grievance, have to decide it in his capacity as management representative. Nothing prevents him, in either capacity, from complying with the complaint and grievance procedure provisions of the collec tive agreement, and there is no alteration of these provisions.
I agree with what was said by counsel for the employer, namely that Article 5 of the collective agreement sets out no restrictive criteria as to who may be appointed an immediate supervisor or a management representative, and in particular that nothing precludes the employer from naming as manage ment representative the immediate supervisor of the employees concerned.
I agree with Mr. Weatherill's conclusion and, in general, with his reasoning. I am of opinion that it is implicit in the provisions of the collective agree ment that I have quoted that the persons empow ered to make decisions at the three steps of the "grievance" procedure (articles 5.06, 5.07 and 5.08) must be different persons and that such person at the second and third steps must be senior in the hierarchy to the person so empowered at the preceding step. It is not, however, as it seems to me, a necessary implication from the general scheme that the immediate supervisor with whom the employee should discuss his "complaint" in an attempt to resolve it (article 5.05) cannot be the person authorized to make a decision as the man agement representative at Step One of the "griev- ance" procedure. That requirement not having been expressed and it not being a necessary implication from the general scheme, I do not think that it can be implied from the fact that, in providing for each step of the "grievance" proce dure that the employee is to present his grievance to his immediate supervisor, the collective agree ment does not make express provision for the case where the management representative is the immediate supervisor at Step One. The paragraph could have provided that, in such a case, the immediate supervisor is to retain the grievance and in other cases he shall "forward" it to the manage ment representative and could have provided that, in such a case, a copy of the decision is to be returned directly to the employee and, in other cases, is to be "returned, through the immediate supervisor". Such a nicety would have been more elegant drafting but, in my view, failure to take
the possibility of the immediate supervisor being the management representative into account in the mechanical procedure aspect of a provision such as article 5.06 cannot, at least in the case of a collective agreement, give rise to a substantive implication of such importance as the applicant urges in this case.
In my view, for the above reasons, the section 28 application should be dismissed.
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PRATTE J. concurred.
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LE DAIN J. concurred.
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