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A-701-80
Wayne Perry, Robin Mercer, Vernon Abram Warkentin, Bruce Norman Nahorny, Normand Rivest, Patrick Tuppert, Douglas Harold Church, Brian Alexander Wilson, David E. English, Frede- rick G. Brock, Robert William Randall and Gareth Leland Gwilliam (Appellants)
v.
The Queen and Attorney General of Canada (Respondents)
Court of Appeal, Urie and Ryan JJ. and Kerr D.J.—Ottawa, May 20 and July 16, 1981.
Prerogative writs — Quia timet injunction — Class action — Appeal from order of Trial Division granting an interlocu tory injunction restraining the appellants from engaging in a strike until the trial of the action — Trial Judge held that if there was even the slightest chance of the strikes recurring, the injunction should be granted — Whether Trial Judge erred in applying too light a burden of proof to be met by plaintiffs — Whether Trial Judge erred in finding that this is an appropri ate case for a class action — Whether Trial Judge erred in granting an injunction when the employer has statutory reme dies — Appeal dismissed — Public Service Staff Relations Act, R.S.C. 1970, c. P-35, s. 101.
Appeal from an order of the Trial Division granting an interlocutory injunction restraining the appellants from engag ing in a strike until the trial of the action. The action was brought against the appellants personally and in a representa tive capacity to restrain them from participating in an unlawful strike contrary to the Public Service Staff Relations Act. The Trial Judge held that if there was even the slightest chance of the strikes recurring, the injunction should be granted. The appellants submitted that any illegal acts had ceased before the action was commenced, and that in a quia timet action an interlocutory injunction can be granted only if there is a strong probability that the acts to be prohibited will be resumed. The questions are whether the Trial Judge erred in applying too light a burden of proof to be met by the plaintiffs; in finding that this is a proper case for a class action since the bargaining unit comprised operational and non-operational controllers, and the events in question were so different that different defences would be likely; and, in granting an injunction rather than leaving the employer to the appropriate statutory remedies.
Held, the appeal is dismissed. It is questionable whether there is a special rule respecting the burden of proof applicable to quia timet cases. It may be easier to establish that actions begun, but stopped, will resume unless restrained than to establish that conduct, not yet started, will commence, but this is a problem of difficulty of proof rather than of burden of proof. The Trial Judge held that illegal strike action had occurred before the action was begun. Considering the conduct involved, the question appears to be whether, viewed reason ably, it points to a danger that the acts sought to be restrained would recur unless enjoined. It has not been established that the Trial Judge applied an erroneous standard. His reasons indicate that he considered whether what had happened posed a danger, not merely an outside possibility, that illegal strike action might be resumed unless enjoined. As to the question of whether this is an appropriate action for a class action, it was not necessary for the Trial Judge to decide this issue finally. It was for the Trial Judge to decide whether there was a danger that the operational and non-operational controllers who had not illegally stopped working or slowed down, as well as the operational controllers who did, would do so unless restrained; if not, they should not have been included in the class. And, of course, it was for him to decide whether there was such a common interest in the proceeding as to warrant including on \ the interlocutory motion all of the members of the bargaining unit in the same class. It is reasonably clear that the Trial Judge considered the danger that members of the class who had not actually stopped work or slowed down illegally might do so. He also considered the submission that members of the class might have different defences. It has not been proved that the Trial Judge applied a wrong principle in exercising his discre tion. As to the final issue, it is clear that the availability of statutory remedies for illegal strikes is not, in itself, a bar to interlocutory relief. The Trial Judge properly considered this submission and there is no reason to question his decision on it.
The Law Society of Upper Canada v. MacNaughton [1942] O.W.N. 551, agreed with. John v. Rees [1970] Ch. 345, agreed with. Heath Steele Mines Ltd. v. Kelly (1978) 7 C.P.C. 63, distinguished. Duke of Bedford v. Ellis [1901] A.C. 1, referred to.
APPEAL. COUNSEL:
C. H. MacLean for appellants.
W. L. Nisbet, Q.C. for respondents.
SOLICITORS:
Nelligan/Power, Ottawa, for appellants. Deputy Attorney General of Canada for respondents.
The following are the reasons for judgment rendered in English by
RYAN J.: This is an appeal from an order of the Trial Division [[1981] 2 F.C. 12] delivered Octo- ber 9, 1980, granting an interlocutory injunction restraining the appellants (the defendants below) and all air traffic controllers employed by the Government of Canada who are included in the air traffic controllers group bargaining unit, until the trial of the action, from engaging in a strike in concert with other members of the air traffic controllers group bargaining unit.
The action was commenced by a statement of claim filed on October 7, 1980. The action was brought against the appellants "in their personal capacity and also as representatives of all of the employees of the Government of Canada included in the Air Traffic Controllers Group Bargaining Unit".
The statement of claim alleges that, commenc ing on or about September 1, 1980 and on subse quent occasions up to the commencement of the action, a number of air traffic controllers at vari ous locations across Canada, including Vancouver, Edmonton, Winnipeg, Thunder Bay, Toronto, Montreal, Moncton and Gander, failed to report for work at the times they were scheduled to report or failed to remain at work for the duration of the periods of time they were scheduled to work. It is alleged that, as the result of the withdrawal of these services, "... the direction and control of air traffic has been disrupted for various periods of time and up to the present time with consequent danger to members of the public being transported by air who have thereby suffered and may contin ue to suffer hardship, inconvenience and financial loss in the event that these withdrawals of services continue."
The statement of claim cites section 101 of the Public Service Staff Relations Act, R.S.C. 1970, c. P-35, which, in part, prohibits employees from participating in a strike where a collective agree ment is in force.' A collective agreement was in force when the action was begun.
' Section 101 of the Public Service Staff Relations Act
provides:
101. (1) No employee shall participate in a strike
(a) who is not included in a bargaining unit for which a
The statement of claim seeks an injunction restraining the defendants from participating in an unlawful strike of air traffic controllers contrary to the Public Service Staff Relations Act.
An application was made immediately after the commencement of the action for an interlocutory injunction. The order granting the injunction was made on October 9, 1980. The order is in part in these terms:
THIS COURT DOTH GRANT an interlocutory injunction restraining defendants and all the Air Traffic Controllers employed by the Government of Canada who are included in the Air Traffic Controllers Group Bargaining Unit and who are employees for the purposes of the Public Service Staff Rela tions Act until the trial of this action from engaging in a strike in concert with other members of the Air Traffic Controllers Group Bargaining Unit by ceasing to work or refusing to work or to continue to work or by restricting or limiting their output in contravention of clause 101(2)(a) of the Public Service Staff Relations Act, R.S.C. 1970, c. P-35....
The action has not yet been tried.
Counsel for the appellants has submitted that the learned Trial Judge erred in several respects.
bargaining agent has been certified by the Board,
(b) who is included in a bargaining unit for which the process for resolution of a dispute is by the referral thereof to arbitration, or
(c) who is a designated employee.
(2) No employee who is not an employee described in subsection (1) shall participate in a strike
(a) where a collective agreement applying to the bargain ing unit in which he is included is in force, or
(b) where no collective agreement applying to the bargain ing unit in which he is included is in force, unless
(i) a conciliation board for the investigation and con ciliation of a dispute in respect of that bargaining unit has been established and seven days have elapsed from the receipt by the Chairman of the report of the con ciliation board, or
(ii) a request for the establishment of a conciliation board for the investigation and conciliation of a dispute in respect of that bargaining unit has been made in accordance with this Act and the Chairman has notified the parties pursuant to section 78 of his intention not to establish such a board.
1. It was submitted that the Trial Judge erred in applying too light a burden of proof to be met by the plaintiffs in order to obtain interlocutory relief in a quia timet proceeding. In the course of his reasons, the Trial Judge said [at page 14]: "In short the matter is so serious in its consequences for third parties, the travelling public, that such illegal strikes or walk-outs must never be tolerated and if there is even the slightest chance of their recurring the injunction should be granted."
2. It was submitted that the Trial Judge erred in finding that this is a proper case for a class action against the persons included in the class represent ed by the named defendants. It was submitted that, having in mind that the, bargaining unit comprised both operational and non-operational controllers, the defences available to each of these groups would be significantly different, and, at any rate, that the events in question, at the various locations involved, were so different that different defences would be likely.
3. It was also submitted that the Public Service Staff Relations Act provides remedies for dealing with illegal strikes and the Trial Judge erred in granting an injunction rather than leaving the employer to the appropriate statutory remedies.
These are the issues on this appeal.
I
The events in respect of which this action was brought occurred at Dorval, at Toronto, and then, generally, at airports in the localities mentioned in the statement of claim.
There are some differences over details in the various affidavits submitted, but it is possible to describe the events with fair accuracy.
Events at Dorval
At Dorval, on September 1, 1980, most if not all of the air traffic controllers employed in the con trol tower failed to report as scheduled during the day and evening shifts. This resulted in delays and disruption of traffic.
On October 2, 1980, control position No. 2 had to be closed to permit replacement of temporary by permanent equipment. This control position had been recommended by the Commission on Bilingual Air Traffic Control Services. The air traffic controllers in the tower took the position that they could not control traffic safely on a bilingual basis unless air traffic was restricted. Management disagreed. After consultations be tween the union and management, it was agreed that formal restrictions of traffic volume were necessary, but not to the extent initially requested by the air traffic controllers. From the 3rd to the 6th of October, 1980, all air traffic controllers employed at the tower reported as scheduled. They were asked by their supervisors whether they were prepared to control bilingually. They refused to do so unless there was a formal restriction on the volume of traffic, a restriction which they contend ed was necessary. They were advised that, as they were not prepared to perform their prescribed duties, they were to leave their place of work. The consultations which were in progress concluded on October 6 at about 11 p.m. Air traffic controllers reported as scheduled and agreed to provide air traffic control bilingually on the basis that traffic volume would be restricted in the manner proposed by management during the consultations.
As I understood her, counsel for the appellants submitted that, according to the Manual of Opera tions, all operational controllers have the right to restrict the amount of traffic they handle at a location in order to provide a safe operation. She also submitted that the controllers at Dorval were of the opinion that they would be unable to control safely the full volume of traffic bilingually unless the second airport control position was in place. I take it that her suggestion was that this might well constitute a defence to an allegation that the con trollers at Dorval had engaged in an illegal strike.
There appears to be some difference between the parties as to whether the October 6 settlement at Dorval resulted in a complete cessation of slow down action on the part of controllers. Counsel for the appellants submitted that there was such a
cessation. Mr. Morell, Acting Director of Air Traffic Control at the time, in his affidavit, how ever, says that he had been informed that during the evening shift at the Dorval control tower on October 7, 1980, disruption of flights had occurred because the controllers on duty restricted the volume of traffic in a manner that was more severe than was required by the restrictions agreed to during the consultations ending on October 6.
Events at Toronto
The Toronto Air Traffic Services facility employs about 130 air traffic controllers. These controllers provide air traffic control services to aircraft flying in and out of Toronto International Airport.
For some time there has been disagreement on whether the classification of air traffic control positions at the facility should be raised. Appar ently, on September 4, 1980, the controllers were told that an improvement in the level of classifica tion would require a change in classification stand ards, and that this would take about twelve months. I take it that, as a result, on September 5 at about 7 a.m. some sixteen of the twenty-seven controllers on duty left their work and gathered in the lunchroom. The position taken by them was that they were holding a study session. As a result, flights governed by the Instrument Flight Rules were curtailed, causing disruption in schedules.
On September 5 at about 5:30 p.m. the air traffic controllers at the facility refused to handle any more aircraft. They proceeded to hold another study session which lasted from about 6 p.m. until about 7:30 p.m., when they returned to work. As a result, all flights governed by Instrument Flight Rules were curtailed causing disruption in schedules during that period.
Events at other locations
On September 28, a large number of air traffic controllers failed to report for duty as scheduled at various air traffic control units across the country. As a consequence, most commercial and scheduled flights governed by Instrument Flight Rules did not operate within Canada or within certain adjoining air space.
The events which occurred on September 28 appear to have happened as the result of a man agement directive given to the Toronto controllers on September 25. The directive was to the effect that a controller, suspected of working at less than his full capacity, would receive an automatic five- day suspension and would be discharged if he questioned the imposition of the penalty. It was submitted that controllers throughout the bargain ing unit believed that the added stress caused by working under this directive would have an adverse effect on air traffic safety. The directive was rescinded before the hearing of the injunction application.
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The Trial Judge made certain findings, which I will mention at this point. He found [at page 15] that there was sufficient evidence "... to indicate that these were not individual decisions, but deci sions made in concert with and after discussion with other union members."
He found [at page 17] that "Events have proven beyond the slightest doubt that the failure to report for work, or deliberate slow-down of rela tively few members acting in concert can com pletely disrupt air services."
He also found [at page 15] that "In the present case the striking members did not act on recom mendations of union officers but quite the contrary...".
I would also note this finding [at page 16]: "... it certainly cannot be said that all the issues giving rise to the conflict, especially in Montreal and Toronto, have been finally and definitely resolved."
II
The interlocutory injunction issued in this case is an order enjoining a strike prohibited by a particular statutory provision specified in the order itself. The order is thus directed against illegal strike action precisely defined. The strike prohib ited by the order is one which could in no circum stances be legal. The order does not in its terms prevent the defendants from exercising any legal right they may have.
It is important to note, however, that an injunc tion will not issue to prevent a person from doing an illegal act unless there is at least some likeli hood that he would do it if not restrained. All of us are bound to obey the law. That is no reason, however, to subject individuals to the possibility of contempt proceedings, in addition to the penalties prescribed by the law itself, unless there is good cause for doing so.
In this case, counsel for the appellants submitted that the Trial Judge erred in that he directed himself to the effect that the appellants should be enjoined if there was the slightest chance that they would repeat the illegal acts which he found they had already done. It was submitted that whatever illegal acts had been done had ceased before the action was commenced. The submission then was that in a quia timet action an interlocutory injunc tion can be granted only if there is a strong probability that the acts to be prohibited will actually be resumed. There is language in some of the cases to this effect, though the phrasing has tended to vary in describing the required degree of likelihood of action being commenced or resumed. In The Law Society of Upper Canada v. MacNaughton 2 Chief Justice Rose stated the test in this way at page 551:
... to warrant the Court in granting an injunction it must be reasonably satisfied that there is an intention on the part of the defendant to do the acts sought to be restrained, or at least, that there is probable ground for believing that, unless the injunction be granted, there is danger of such acts being done; and that it is not a sufficient ground for granting an injunction that, if there be no such intention, it will do the defendant no harm.
Actually, I question whether there is a special rule respecting burden of proof applicable to quia timet cases. In no case would an interlocutory injunction be granted, it seems to me, if there were no real chance that the acts sought to be prohib ited would be done or continued unless restrained. Where the conduct sought to be restrained is in progress when the action is begun, not much, if anything, more would be needed to found a con clusion that, unless restrained, the conduct would continue. If the actions sought to be restrained have not begun, it may well be more difficult to prove that they will begin if not restrained. This
2 [1942] O.W.N. 551.
may depend, for example, on whether there have been threats or warnings. It may be easier to establish that actions begun, but stopped, will resume unless restrained than to establish that conduct, not yet started, will commence. The prob lems are in truth problems of difficulty of proof rather than of burden of proof. And at any rate, this is not a case which I would describe as a pure quia timet case. The Trial Judge held, on the material before him, that illegal strike action had occurred before the action was begun. Considering the conduct involved in the present case, the ques tion really appears to me to be whether, viewed reasonably, it points to a danger that the acts sought to be restrained would recur unless enjoined.
With these considerations in mind, can it be said that, in exercising his discretion, the Trial Judge erred in applying an incorrect burden of proof? If the words complained of stood in isolation, it might well be that they would indicate error; but they do not stand alone. For one thing, they follow immediately upon words describing the unpleasant consequences of disruptions in air traffic caused by illegal strikes. This may well have resulted in the use of a somewhat exaggerated expression.
It must be kept in mind that the Trial Judge was dealing with an interlocutory application requiring immediate decision one way or the other. It seems to me that his reasons ought to be read with this in mind and on the assumption that he was proceed ing on a proper legal basis unless it can be shown that he was not.
There is indication elsewhere in his reasons that the Trial Judge did address his mind to the issue of the chance of renewed strike action in a more measured way. In a passage from his reasons quoted in the appellants' memorandum, the Trial Judge referred [at pages 14-15] to the past con duct of the defendants as not being in issue ".. . save to indicate the probability of recurrences of such illegal conduct by the named defendants or other members of the bargaining unit ...". His use of the word "probability" is significant.
The Trial Judge also referred and obviously gave weight to the circumstance that in withdraw ing their services in September employees had acted against the advice of their Union. He also noted [at page 16] that "... it certainly cannot be said that all the issues giving rise to the conflict, especially in Montreal and Toronto, have been finally and definitely resolved." He referred to Mr. Morell's affidavit which spoke of events occurring late in the evening of October 7, conduct apparent ly designed to restrict the volume of traffic.
Reading his reasons as a whole, I have not been persuaded that the Trial Judge applied an errone ous standard. His reasons indicate that he con sidered whether what had happened posed a danger, not merely an outside possibility, that illegal strike action might be resumed unless enjoined. I cannot say there were no reasonable grounds for concluding there was such a danger.
III
Counsel for the appellants also submitted that the action is one which cannot be brought against the named defendants as representatives of all the members of the bargaining unit. The action, in its representative aspect, was brought under Rule 1711. Paragraphs (1) and (2) of this Rule are as follows:
Rule 1711. (1) Where numerous persons have the same interest in any proceeding, the proceeding may be begun, and, unless the Court otherwise orders, continued, by or against any one or more of them as representing all or as representing all except one or more of them.
(2) At any stage of a proceeding under this Rule, the Court may, on the application of the plaintiff, and on such terms, if any, as it thinks fit, appoint any one or more of the defendants or other persons as representing whom the defendants are sued to represent all, or all except one or more, of those persons in the proceeding; and where, in exercise of the power conferred by this paragraph, the Court appoints a person not named as a defendant, it shall make an order adding that person as a defendant.
The common interest among the members of the group seems to be that, by virtue of the certifica tion of the Union, they are represented by the same bargaining agent, and that all are subject to the duty imposed by section 101 of the Public Service Staff Relations Act not to strike during
the currency of the collective agreement. There is also the issue, common to all the members of the group, whether there was a danger that they would resort to strike action if they were not enjoined.
Counsel for the appellants submitted that there are substantial differences in the defences which would be available both to non-operational con trollers and to operational controllers who did not engage in strike action on the one hand and, on the other, operational controllers who did strike. There would also, it was said, be differences among those who did stop work at Dorval, Toronto, and else where. The differences, it was submitted, would be sufficient to render it improper to include all of the members of the bargaining unit in the same class.
Counsel for the respondents relied on the back ground to the events which had occurred at Dorval, then at Toronto, and finally at locations elsewhere in Canada. He submitted that these events were evidence of a pattern of conduct from which it could be inferred that there was a likeli hood that any or all members of the bargaining unit might engage in further stoppages or slow downs unless restrained. Counsel also submitted that for relevant purposes there was no significant difference between operational and non-operation al members of the bargaining unit. He submitted that under the collective agreement non-operation al employees could be transferred to operational jobs from time to time, and this had been done.
What is involved here is an interlocutory motion brought on very short notice; the class action issue was raised by the defendants at this preliminary stage and not by way of motion under paragraph (1) of Rule 1711. It was not necessary, nor would it in my view have been possible at this point, for the Trial Judge to decide this particular issue finally. It was for the Trial Judge, on the inter locutory application, to decide whether, on the material before him, reasonably considered, there was a danger that the operational and non-opera tional controllers who had not illegally stopped working or slowed down, as well as the operational controllers who did, would do so unless restrained; if not, they should not have been included in the class. And, of course, it was for him to decide
whether, in the light of what the affidavit evidence disclosed at that stage, there was such a common interest in the proceeding as to warrant including on the interlocutory motion all of the members of the bargaining unit in the same class.
It is reasonably clear that the Trial Judge con sidered the danger that members of the class who had not actually stopped work or slowed down illegally might do so. He also considered the sub mission that members of the class might have significantly different defences, a relevant factor in the class action issue. His reference to Heath Steele Mines Ltd. v. Kelly' is admittedly not clear. I have not, however, been convinced that he applied a wrong principle in exercising his discre tion by granting an interlocutory injunction in respect of the class or that the material before him could not support his exercise of discretion in this respect. The issue raised by counsel is a difficult one in the circumstances of this case. But, absent error in law, it was an issue for the Trial Judge.
It might not be out of the way to refer to what Mr. Justice Megarry said about class actions in John v. Rees 4 . He referred to and quoted what he called the classic statement made by Lord Mac- naghten with reference to representative actions in The Duke of Bedford v. Ellis'. He then proceeded, at page 370, to say:
This seems to me to make it plain that the rule is to be treated as being not a rigid matter of principle but a flexible tool of convenience in the administration of justice.
A bit later he continued:
5 (1978) 7 C.P.C. 63. This was an appeal to the New Brunswick Court of Appeal from an order of a Trial Judge setting aside a representation order. It was not, as I understand it, an appeal from an interlocutory injunction.
4 [ 1970] Ch. 345.
5 [1901] A.C. 1.
The approach also seems to be consistent with the language of R.S.C., Ord. 15, r. 12 (1). This provides that
Where numerous persons have the same interest in any proceedings, ... the proceedings may be begun, and, unless the court otherwise orders, continued, by or against any one or more of them as representing all or as representing all except one or more of them.
By r. 12 (3)-(6), ample provision is made for protecting those who, being bound by a judgment against a person sued on their behalf, nevertheless wish to dispute personal liability. The language is thus wide and permissive in its scope; yet it provides adequate safeguards for the substance. I would therefore be slow to apply the rule in any strict or rigorous sense: and I find nothing in the various passages cited to me from Daniell's Chancery Practice, 8th ed. (1914), which makes me modify this view.
Paragraphs (3) to (6) of Federal Court Rule 1711 are similar to paragraphs (3) to (6) of the English Ord. 15, r. 12.
The John v. Rees case did, of course, involve a plaintiff class action and differed significantly in its facts. I nonetheless find the passages I have quoted helpful as indicating that the Rule should not be applied "in a strict and rigorous sense".
IV
I will now consider the final issue. This involves deciding whether, having in mind that there are remedies for illegal strikes available under the Public Service Staff Relations Act, the Trial Judge erred in failing to dismiss the interlocutory application. It is clear that the availability of such remedies is not, in itself, a bar to interlocutory relief. Counsel for the appellants did not question this. Her submission, as I understood it, was that the Trial Judge gave insufficient weight to the availability of these remedies. I am of the view the Trial Judge properly considered this submission and I see no reason to question his decision on it.
V
I would dismiss the appeal with costs.
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URIE J.: I concur.
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KERR D.J.: I concur.
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