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T-311-84
Lawrence William Hewitt (Applicant)
v.
National Parole Board (Respondent)
Trial Division, Muldoon J.—Winnipeg, March 29; Ottawa, April 25, 1984.
Constitutional Caw Charter of Rights Life, liberty and security of person Revocation of parole Conduct of post-suspension hearing in violation of Charter, s. 7 Defect not cured by offer of new hearing Subsequent conviction and sentencing of applicant for criminal offences not homolo- gating unlawful procedure, nor making application and remedy moot Object of constitutional entrenchment of individual rights to require persons acting under state author ity to act according to law or lose results of efforts Canadian Human Rights Act, S.C. 1976-77, c. 33, s. 54 Privacy Act, S.C. 1980-81-82-83, c. 111, Schedule II Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.), ss. 1, 7, 24 Constitution Act, 1982, s. 52(1) Parole Regulations, SOR/78-428, s. 17.
Judicial review Prerogative writs Certiorari Revo cation of parole Part of post-suspension hearing conducted ex parte Denial of fairness and violation of Charter, s. 7 Defect not cured by offer of new hearing Subsequent conviction and sentencing of applicant for criminal offences not homologating unlawful procedure, nor making application and remedy moot Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.), ss. 1, 7, 24 Parole Regulations, SOR/78-428, s. 17.
Parole Revocation of parole Post-suspension hearing conducted ex parte Denial of fairness and violation of Charter, s. 7 (see Latham v. Solicitor General of Canada) Defect not cured by offer of new post-suspension hearing (Morgan v. National Parole Board) Subsequent conviction and sentencing of applicant for criminal offences not homolo- gating unlawful procedure, nor making application and remedy moot Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.), ss. 1, 7, 24 Parole Regulations, SOR/78-428, s. 17.
The applicant, a penitentiary inmate, seeks a writ of certio- rari to quash the decision whereby his parole was revoked. While on parole, the applicant was arrested and charged with the possession of stolen vehicles. His parole was suspended. Parts of the ensuing post-suspension hearing were conducted in the absence of the applicant and his lawyer. He has since been convicted on two counts of possession and sentenced to a jail term.
The applicant argues that in holding part of the post-suspen sion hearing ex parte the National Parole Board failed to comply with the duty of fairness in that the Board failed to inform him of the case against him and to give him a full opportunity of answering it.
The respondent argued that the proceedings and discussions which took place ex parte were innocuous and that there was no denial of fairness. It also argued that the Court ought not to exercise its discretion in the applicant's favour because the respondent has offered him a new post-suspension hearing. It is finally submitted that the application and any remedy ordered may be moot in view of the subsequent conviction and sentenc ing of the applicant.
Held, the application should be granted.
The case of Latham v. Solicitor General of Canada is directly on point. In that case, the applicant had been denied the opportunity of being present during much of a National Parole Board hearing concerning him. It was held that "this exclusion also amounted to a denial of fairness ...". As in the present case, the exclusion could not be justified by require ments of confidentiality. Furthermore, if the proceedings and discussions were so innocuous, one wonders why there had to be any exclusion at all.
There was therefore a denial of fairness and hence, of fundamental justice, in breach of section 7 of the Charter. As for the respondent's offer of a new post-suspension hearing, it is, as was said in Morgan v. National Parole Board, "no substitute for certiorari to quash a decision made without jurisdiction".
The subsequent conviction and sentencing of the applicant cannot have the effect of homologating unlawful procedure. Constitutionally entrenched individual rights are never merely theoretical or without practical effect. The object of such an entrenchment is to require those who do what they do under state authority to do it right, or else to lose the results of their efforts.
CASES JUDICIALLY CONSIDERED
APPLIED:
Latham v. Solicitor General of Canada et al. (1984), 39 C.R. (3d) 78 (F.C.T.D.); Morgan v. National Parole Board, [1982] 2 F.C. 648; 65 C.C.C. (2d) 216 (C.A.).
REFERRED TO:
Re Lowe and The Queen (1983), 149 D.L.R. (3d) 732 (B.C.S.C.); Martens v. Attorney General of British Columbia, et al. (1983), 35 C.R. (3d) 149 (B.C.S.C.).
COUNSEL:
Brian Hay for respondent.
APPEARANCE:
Lawrence William Hewitt on his own behalf.
SOLICITOR:
Deputy Attorney General of Canada for respondent.
APPLICANT ON HIS OWN BEHALF:
Lawrence William Hewitt, Winnipeg.
The following are the reasons for order ren dered in English by
MULDOON J.: The applicant is an inmate of the Stony Mountain Penitentiary, in Manitoba. He represented himself, in person, at the hearing of his motion, and was without counsel. He seeks a writ of certiorari to quash the determination made by the respondent, on April 7, 1983, whereby the applicant's parole was revoked. That decision to revoke parole was later reviewed and affirmed by the respondent's Internal Review Committee who so informed the applicant by letter dated July 5, 1983.
Among the several grounds cited in support of his application, the applicant asserted the follow ing:
3. That the National Parole Board failed to comply with the duty of fairness which requires that the applicant be informed of the case against him and be given a full opportunity of answering it;
8. That the National Parole Board conducted portions of the post-suspension hearing ex parte, during which time it is prob able information or evidence was taken by the Board from persons including classification officer Schultz and/or parole officer Bergan violating sections 14, 15 and 20.1 of the said Parole Regulations, and further had the effect of depriving the applicant of a fair hearing in accordance with the principles of fundamental justice for the determination of his rights and obligations, which constitutes the due process of law that the applicant is entitled to before a decision is made by the Parole Board that will affect his liberty.
9. That in the alternative to ground 8, the Parole Board's practice to conduct portions of the post-suspension [hearing] ex parte fails to comply with the procedural duty of fairness imposed by the common law which requires as a minimum that the applicant be informed of the case against him and be afforded a fair opportunity of answering it.
In his affidavit filed in support of his applica tion, the applicant swore to the following matters and facts:
2. As a result of events occuring on July 18, 1969 I was charged with Capital Murder and convicted of non-capital murder in March of 1970 and sentenced to a life sentence with
parole eligibility falling on July 18, 1979.
3. My entire term of incarceration was served in Manitoba Penitentiaries and in February, 1979 [I] was granted a Day Parole and subsequently Full Parole in November of 1979.
4. On September 23, 1979 I commenced employment as Manager of Bison Auto Wreckers Inc. and continued in that capacity until February 10, 1983.
5. My behavior on Parole supervision has been without untoward incident and in January, 1983 [I] enjoyed the remov al of some of the conditions of parole restricting my activities. That is, the Parole Board acknowledged I had demonstrated financial responsibility and allowed me to enter into financial contracts without prior approval.
6. On February 10, 1983 while at work at approximately 9:30 a.m. I was shown a search warrant, told I could not leave the property and at about 12:30 p.m. placed under arrest and charged with the possession of stolen vehicles.
7. On February 11, 1983 at approximately 8:00 a.m. I met with Mr. V. Bergan, my parole supervisor, who informed me of the possibility of parole suspension and asked for a response to the charges. I replied that my lawyer was to be present during the meeting but answered his questions as accurately as I was able to given the state of shock I was experiencing.
8. On February 17, 1983 I met with V. Bergan at the Stony Mountain Institution and was formally given the Suspension/ Violation Report (see Exhibit "1"). During this meeting I was informed the National Parole Board was prepared to conduct a post-suspension hearing on March 2, 1983 but it was necessary for me to sign a waiver permitting the Board to conduct the post-suspension hearing before the 14 day waiting period.
11. On April 7, 1983 a short time before the commencement of the post-suspension hearing I met with Ms. H. Leonoff, my lawyer, and received from her a copy of the police indictment (see Exhibit "5"). While in the waiting room Classification Officer Schultz approached Ms. Leonoff and myself and
instructed that we would be excluded from the first part of the meeting. I was told the first part of the meeting would be devoted to written submissions received by my file and verbal submissions from the institution and/or my parole officer and therefore neither Ms. Leonoff nor myself could be present. Ms. Leonoff and I were invited into the Board Room after comple tion of this first part of the post-suspension hearing. Upon entry into the room I noticed Ron Schultz, Vic Bergan and two National Parole Board members already seated there.
18. At the conclusion the Board asked Ms. Leonoff and myself to leave the Board Room while they remained cloistered with Mr. Schultz and Mr. Bergan. After about 10 minutes we were recalled and informed of the revocation decision. Mr. Young commented that my case was a complicated one but indicated he would make notation on my file to have recalled quickly if there was a court acquittal.
21. In October, 1983 the National Parole Board changed the Parole Hearing Procedure. This was confirmed on November 7, 1983 at 10:15 a.m. through conversations with Classification Officer Ron Schultz. Mr. Schultz told me "the hearing proce dure is in fact changed due to recent court rulings which made the previous practice one against the Canadian Charter of Rights and Freedoms." Schultz also indicated:
"The new practice allows the inmate and his agent (lawyer) to be present throughout the entire meeting. He (the inmate) is no longer excluded from the preliminary to the hearing, all evidence taken is in the presence of the inmate and all individuals taking part in the hearing leave the board room with the inmate. That is, the National Parole Board Mem bers remain alone to make their decision."
The document referred to as Exhibit 5 is an information sworn on February 17, 1983, by a member of the City of Winnipeg Police Force, charging the applicant with seven counts of unlaw ful possession of motor vehicles and parts of motor vehicles "knowing that the same was [were] obtained by the commission in Canada of an offence punishable by indictment". At the post- suspension hearing on April 7, 1983, the two mem bers of the respondent questioned the applicant about the circumstances of the offences charged in the information. They did not accept his explanations.
An affidavit sworn by one of those two Board Members, Noel Sharp, was filed on behalf of the
respondent. Among the matters and facts to which he deposed were the following:
2. On April 7, 1983, I attended at the Town of Stonewall, Manitoba to the Stony Mountain Penitentiary to sit as a member of the National Parole Board with respect to a number of cases involving the granting or revoking of parole. Also in attendance was Phillip Young, a member of the National Parole Board from Ottawa.
3. That one of the cases scheduled for that day was with respect to the Applicant herein, Lawrence William Hewitt.
4. That prior to interviewing Mr. Hewitt with respect to his parole suspension and possible parole revocation, Mr. Young and I interviewed Mr. Hewitt's Parole Officer, Vic Bergen, and Mr. Hewitt's Classification Officer, Ronald Schultz. Mr. Hewitt and his assistant, Heather Leonoff were not present during this discussion with the Parole Officer and the Classifi cation Officer.
5. That to the best of my knowledge and recollection we spoke solely to Parole Officer Bergen at that time and the discussion focused mainly on the circumstances surrounding the suspension of Mr. Hewitt's parole, his activities since release on parole and the post-suspension interview that Parole Officer Bergen had conducted with Mr. Hewitt. To the best of my knowledge and recollection, we did not discuss any significant matters which were not mentioned during the subsequent inter view with Mr. Hewitt.
6. That during a detailed interview with Mr. Hewitt, he was unable to satisfactorily explain the circumstances surrounding the suspension of his parole. Attached hereto and marked as Exhibit "A" to this my Affidavit is a true copy of the summary of the interview conducted by the Board with Mr. Hewitt, including our conclusions, and dated April 7, 1983.
8. That at the conclusion of the interview with Mr. Hewitt, we asked him and his assistant to leave the room. His Parole Officer and Classification Officer remained in the room while we considered our decision. To the best of my knowledge and recollection, the discussion at this time was mainly between Mr. Young and myself with a few questions being asked of Parole Officer Bergen regarding the circumstances of the alleged offence and the post-suspension interview that had taken place between Parole Officer Bergen and Mr. Hewitt.
The document referred to as Exhibit "A" is an official form titled Board Members Comments. It concludes as follows:
In summation, it was evident to the Board that the subject's various explanations pertaining to certain activities lacked cred ibility and it was also our opinion that he appeared to be a highly manipulative individual.
Decision: PAROLE REVOKED Reasons:
Your business activities, which the Board notes have resulted in the laying of serious charges against you, lead us to believe that
your continued release at this point in time would constitute an undue risk.
If the proceedings and discussions which took place while the applicant and his counsel were excluded, were so innocuous as paragraphs 4, 5 and 8 of Mr. Sharp's affidavit indicate, one won ders why the applicant and his counsel had to be excluded.
There appears, by paragraph 11 of the appli cant's affidavit, some question as to whether he was properly informed, and in sufficient time to prepare for the hearing, about the case he had to meet. It is not absolutely clear that the respondent made insufficient disclosure to the applicant in this regard. Exhibit "A" to Mr. Sharp's affidavit indi cates that at the hearing, (such as it was) the applicant was "armed with copious documenta tion", but that of itself does not establish that he was accorded adequate, timely disclosure.
No claim was asserted by the respondent, either by affidavit or argument, to the effect that the respondent required certain matters to be kept confidential; nor did the respondent purport to invoke section 17 of the Parole Regulations [SOR/78-428] to withhold information described in paragraphs 54(a) to (g) of the Canadian Human Rights Act [S.C. 1976-77, c. 33]. (The latter provision has since been replaced by the Privacy Act, S.C. 1980-81-82-83, c. 111, Schedule II, proclaimed to come into force on July 1, 1983, after the date of the revocation hearing in this case.) This aspect of the matter bears (but doubt fully) on the issue of disclosure prior to the hear ing, as well of course, upon the exclusion of the applicant from the first and last portions of "his" hearing.
The resolution of the dispute between the parties has, however, been rendered rather straightfor ward by the recent decision of Mr. Justice Strayer of this Court, in Latham v. Solicitor General of Canada et al.' There, Strayer J. held that there has been inadequate disclosure and went on to hold [at page 91]:
' (1984), 39 C.R. (3d) 78 (F.C.T.D.).
The same considerations generally apply to the denial of the opportunity for the applicant to be present during much of the "hearing": Re Mason and R. (1983), 43 O.R. (2d) 321; 35 C.R. (3d) 393 (sub. nom. Re Mason; Mason v. Can.), 7 C.C.C. (3d) 426, 1 D.L.R. (4th) 712 (H.C.). Since the applicant was available and waiting outside, there can be no justification for excluding him from the hearing except that of confidentiality. Prima facie it appears to me that this exclusion also amounted to a denial of fairness. It remains for the parole board in any future proceedings to demonstrate that some law exists which limits this right, otherwise guaranteed under s. 7 of the Chart er, and that, as applied, the law represents a reasonable limita tion on that right.
The cited judgment of Mr. Justice Strayer is both pertinent and authoritative in its application to the circumstances of the case at bar. 2 Indeed it seems to provide a like conclusion for this case in that here, too, the respondent's revocation on April 7, 1983, of the applicant's parole, including the sub sequent affirmation of that revocation, ought to be quashed. There was a denial of fairness and hence, fundamental justice, in breach of section 7 of the Canadian Charter of Rights and Freedoms [being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.)].
This however does not conclude the arguments raised against the applicant's case. The respond ent's counsel, noting that the remedy sought is discretionary, argues that the Court's discretion ought not to be exercised in the applicant's favour because, he says, the respondent has offered the applicant a new post-suspension hearing. The applicant in his written argument filed prior to this hearing, and in oral argument at the hearing, responded to that counter-attack. Basically he says that he is not confident of the respondent's capaci ty to deal with him fairly. He also questions the respondent's good faith in making any such offer because he says it came only after he had applied to the Manitoba Queen's Bench for a remedy in this matter. (He says, and the respondent does not deny, that the Queen's Bench declined jurisdiction, referring him to the Federal Court.) The respond ent's good faith is not thereby jeopardized. How
2 In addition to the authorities cited by Strayer J. reference has also been made to: Re Lowe and The Queen (1983), 149 D.L.R. (3d) 732 (B.C.S.C.); and Martens v. Attorney General of British Columbia, et al. (1983), 35 C.R. (3d) 149 (B.C.S.C.).
ever, to quote Chief Justice Thurlow, in Morgan v. National Parole Board:
Such a re-examination is, however, no substitute for certiorari to quash a decision made without jurisdiction.;
Quite so. The applicant's quest is not to be blunted on that ground.
The other consideration against the exercise of discretion sought here is that this application and any remedy ordered may be moot. What the Parole Board did not know, and could not know on April 7, 1983, but that which all concerned now know, is that the applicant was convicted on two of the six counts in the information on which he was committed for trial. He was found guilty of those two charges only a week before the hearing of this application by Judge G. O. Jewers in the County Court Judges' Criminal Court, at Winnipeg. Despite the finding of wilful blindness signifying guilt on two of the charges, Judge Jewers, in his 43 pages of reasons for judgment made certain find ings which were both favourable and unfavourable to the applicant.
Upon sentencing, on March 21, 1984, Judge Jewers said this:
In this particular case, there is no doubt that Mr. Hewitt, as a parolee and a life parolee, was in a position of trust in relation to society as a whole, and in relation to the business with which he had been entrusted. However, that aspect of the case, that question of trust I think has been recognized and given effect to by the action of the parole board in forfeiting the parole of Mr. Hewitt. Therefore, I do not think that the trust aspect of the case is one which I need to, or should, take into consideration. I will leave that to the good offices of the parole board. I will sentence in this case as though it was an ordinary case unaffect ed by considerations of parole.
Judge Jewers then imposed sentence, thus:
In this case then I am going to impose a jail term of six months on Count 2, and a jail term of six months on Count 3, which
3 [1982] 2 F.C. 648, at p. 656; 65 C.C.C. (2d) 216 (C.A.), at p. 224.
will be concurrent with the sentence on Count 2. So that is a total of six months altogether.
Naturally, because Mr. Hewitt is serving out the remainder of his life sentence, those sentences which I have given today will be concurrent with, and must be concurrent with, the life sentence. I have the feeling that whatever I have done or might do today is somewhat redundant. The matter is going to have to be dealt with by the parole authorities. I would ask, however, and I am sure that this will occur, that a copy of my findings in this case, and a copy of my reasons for judgment, which I have just delivered, be remitted to the parole authorities so that they may be considered with respect to when, if at all, Mr. Hewitt is to be released again into society.
Given that the applicant has now been convicted and sentenced, is his application for certiorari to quash the revocation of his parole rendered merely theoretical and without practical effect? Is it therefore now a case in which the Court's discre tion ought to be exercised so as to decline the application?
The procedures of the post-suspension hearing violated fundamental justice and so, were in breach of section 7 of the Charter. Those proce dures were not demonstrably justified in contem plation of section 1 of the Charter. The rights expressed in section 7 are an integral part of the "supreme law of Canada", according to subsection 52(1). Those rights are therefore never merely theoretical or without practical effect. The Charter buttresses individual rights, against official results. Indeed in section 24, it authorizes every court of competent jurisdiction to obviate or remedy those results which have been obtained by means of infringing or denying the rights and freedoms which the Charter guarantees.
The subsequent finding of guilt, the conviction and the imposition of sentence upon the applicant cannot have the effect of homologating the unlaw ful procedure of excluding the applicant and his counsel from portions of his post-suspension hear ing on April 7, 1983. If those later events could homologate the tainted procedures then the consti tutional guarantee of rights and freedoms would be simply a misrepresentation. For example, how could a person charged with an' offence ever articulate the right to be tried within a reasonable time, if the result of an unreasonably delayed trial
were later held to have homologated the unconsti tutional conduct? The object of constitutionally entrenched individual rights is to require those who do what they do under state authority, to do it right, or else to lose the results of their efforts. There is, here, no indication that any member of the Parole Board acted criminally or maliciously. No doubt they all acted in good faith. But they did not do it right.
The applicant still has the right not to have been deprived of his highly qualified liberty—which is parole—except in accordance with the principles of fundamental justice. The result of that hearing must, therefore, be quashed, even though the applicant has again been sentenced to a term of imprisonment.
Now that the applicant's recent convictions on two of the offences charged are known, nothing in these reasons is to be taken to prevent the respond ent from commencing such proper proceedings as it may lawfully be entitled to do in regard to the applicant's parole.
In conclusion, certiorari should issue to remove into this Court the decision of the National Parole Board of April 7, 1983, as subsequently affirmed by the Board, revoking the applicant's parole, and that the said decision and any warrants or orders based thereon ought to be quashed. The applicant is entitled to costs.
ORDER
IT IS HEREBY ORDERED AND ADJUDGED that cer- tiorari do issue to remove into this Court the order of the National Parole Board of April 7, 1983, as subsequently affirmed by the Board revoking Law- rence William Hewitt's parole, and that the said decision and any warrants or orders based thereon be quashed; and that the respondent do pay the applicant's taxable costs of and incidental to these proceedings.
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