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T-1202-86
Société de Transport de la Communauté Urbaine de Montréal (Applicant)
v.
Honorable Thomas McMillan, Minister of Envi ronment Canada (Respondent)
and
Attorney General of Canada (Respondent)
INDEXED AS: COMMUNAUTÉ URBAINE DE MONTREAL (SOCIÉTÉ DE TRANSPORT) V. CANADA (MINISTER OF ENVIRONMENT)
Trial Division, Dubé J.—Montréal, October 28; Ottawa, November 5, 1986.
Access to information Application to review decision to release information supplied to respondent by applicant Regional Director who made decision not designated by order of Minister pursuant to s. 73 of Act Whether decision taken by proper authority Non-applicability of theory of implied delegation Decision set aside Access to Information Act, S.C. 1980-81-82-83, c. 111 (Schedule I), ss. 2, 3, 20(1), 28, 73.
Environment Canada received an application pursuant to the Access to Information Act requesting information earlier sup plied to the Department by the Montréal Urban Community Transit Corporation. In its reply to the third party notice sent by the Department, the Corporation opposed such a disclosure. The Regional Director of the Department for the Montréal region nevertheless decided to release the information on the basis that it did not come within any exception to the Act. The issue is whether the Regional Director was entitled to make the decision on behalf of Environment Canada.
Held, the decision is set aside and the case referred back to the Minister.
Paragraph 28(5)(b) requires the institution head to decide whether to disclose the record. The institution head of Environ ment Canada is the Minister himself. Section 73 gives the Minister the power to delegate and a specific method of doing so, namely "by order". It was admitted that the Minister had not delegated any powers to the Regional Director when he made his decision.
Respondent's argument that the Regional Director had suffi cient authority in accordance with the theory of implied delega tion must be rejected. While current court decisions demon strate a more flexible approach to the possibility of implied delegation of governmental duties, such delegation must not conflict with the intention of the legislature. The scheme of the Act indicates that the legislature intended to confer on the Minister himself a considerable discretionary power. Section 73 must be analyzed in that context and be seen as restricting the Minister to delegating his authority in a specific manner, that
is, by order. Therefore, as the Regional Director was not authorized by an order from the Minister, he had no authority to decide to disclose the information.
CASES JUDICIALLY CONSIDERED
APPLIED:
Ramawad v. Minister of Manpower and Immigration, [1978] 2 S.C.R. 375.
CONSIDERED:
Carltona, Ltd. v. Works Comrs., [1943] 2 All E.R. 560 (C.A.); Ahmad v. Public Service Commission, [1974] 2 F.C. 644 (C.A.); R. v. Harrison, [1977] 1 S.C.R. 238.
COUNSEL:
Daniel Robert for applicant.
Michelle Joubert and Marcelle Bourassa for
respondents.
SOLICITORS:
Nadeau, Robert, Montréal, for applicant.
Deputy Attorney General of Canada for respondents.
Lang Michener Lash Johnston, Ottawa, for Information Commissioner.
The following is the English version of the reasons for judgment rendered by
Dust J.: This is an application to review a decision by Environment Canada to proceed with the disclosure of certain information earlier sup plied to that Department by the applicant. The proceeding at bar concerns in particular the first part of this application, as to the legality of the procedure followed by the respondent, and specifi cally the letter of May 7, 1986 signed by Georges Mezzetta, Regional Director of the Department for the Montréal region. The relevant paragraph of the said letter reads as follows:
[TRANSLATION] We have examined your arguments and found that the information disclosure of which has been requested is not covered by an exception pursuant to subsection 20(1) of the Access to Information Act.
The aforesaid subsection 20(1) provides that the head of a government institution shall refuse to disclose records in certain cases. Section 3 of the
Access to Information Act' defines "head" in respect of a government institution as follows:
"head", in respect of a government institution, means
(a) in the case of a department or ministry of state, the member of the Queen's Privy Council for Canada presiding over that institution, or
(b) in any other case, the person designated by order in council pursuant to this paragraph and for the purposes of this Act to be the head of that institution.
As the institution in question here is a depart ment, the head of Environment Canada is the Minister himself. The power of a head of a govern ment institution to delegate is covered by section 73:
73. The head of a government institution may by order designate one or more officers or employees of that institution to exercise or perform any of the powers, duties or functions of the head of the institution under this Act that are specified in the order.
Counsel for the respondent admitted at the start of the hearing that, on the date of the aforesaid letter, namely May 7, 1986, the Minister had not delegated any powers to the Regional Director, Georges Mezzetta, by order in council. Counsel for the applicant, as might be expected, asked that the said decision be set aside.
For a clear understanding of the problem it is necessary to review the essential facts of the case at bar and consider them in relation to the scheme of the Act.
As can be seen from the affidavit of its Sec retary, Jean Y. Nadeau, the applicant ("S.T.C.U.M.") is a public corporation created pursuant to the Act respecting the Communauté urbaine de Montréal 2 and its function is to provide public transportation within the boundaries of the Communauté urbaine de Montréal. On December 18, 1985 Environment Canada received an application pursuant to the Act requesting a list of electrical equipment containing PCBs, their loca tion in the city of Montréal territory and their volume in PCBs. This information had already been provided to the Department by the S.T.C.U.M.
S.C. 1980-81-82-83, c. 111 (Schedule I). 2 R.S.Q., c. C-37.2.
The notice from the Department to the S.T.C.U.M. constituted a notice to third parties within the meaning of section 28 of the Act Subsection 28(1) provides that the head of a gov ernment institution who intends to disclose any record must, if he has reason to believe that the record contains trade secrets or other information described in section 20, give the third party written notice within thirty days after the request is received of his intention to disclose the said record. Under paragraph 28(5)(a), the institution head must give the third party twenty days to make representations as to why the record should not be disclosed.
On January 16, 1986 the S.T.C.U.M. informed the Department of its objections to such a disclo sure "on grounds relating to public safety, the list of electrical equipment containing PCBs and their location in the territory of the city of Montréal" The S.T.C.U.M. further observed that it "feels that the consequences will be damaging ... all this equipment could be vulnerable to sabotage or vandalism".
Under the provisions of paragraph 28(5)(b), the institution head is required to make a decision within thirty days after the aforesaid notice is given as to whether to disclose the record and give notice of his decision to the third party. It is this decision which was given to the S.T.C.U.M., not by the head of the institution, the Minister, but as mentioned above by the Regional Director.
At this point it should be noted that the Act contains a clause setting out the purpose of this legislation. The existence of such a clause is worth emphasizing since it is quite rare and therefore significant. The two subsections of section 2 are reproduced below:
2. (1) The purpose of this Act is to extend the present laws of Canada to provide a right of access to information in records under the control of a government institution in accordance with the principles that government information should be available to the public, that necessary exceptions to the right of access should be limited and specific and that decisions on the disclosure of government information should be reviewed independently of government.
(2) This Act is intended to complement and not replace existing procedures for access to government information and is not intended to limit in any way access to the type of govern ment information that is normally available to the general public.
It is thus clear from this statement of principle that the purpose of the Act is to give the public greater access to government records. On the other hand, the necessary exceptions to this wide access must be specific and limited, since "decisions on the disclosure of government information should be reviewed".
It should also be noted that the Act reserves important decisions for the "head . .. of a govern ment institution". Finally, section 73 gives the head the power to delegate and a specific method of doing so, namely "by order".
The first reaction of counsel for the applicant, and mine as well, was that the legislature does not speak in vain: if it indicates a specific method of delegation, this is the method which the head must follow.
Counsel for the respondents, on the other hand, cited Carltona, Ltd. v. Works Comrs. 3 and the theory of implied delegation which has been to some extent adopted by contemporary judgments of Canadian courts. It is thus necessary to review as briefly as possible the background and nature of the delegation of administrative powers.
In principle, legislation confers powers on an individual. However, the complexity and diversity of the duties assigned to administrators in a modern state inevitably require that certain powers be delegated to subordinates. The head of a department obviously cannot perform all the tasks assigned to him personally. His effectiveness will thus be enhanced by delegating the exercise of his duties. In some statutes this power is expressly mentioned. However, in the absence of any provi sion in this regard it is generally assumed that at least some administrative duties can be delegated by implication.
As Professor Patrice Garant observes in his text Droit Administratif, 2nd ed., 1985, at pages 266 et seq., current court decisions appear to be taking a much more flexible approach to the possibility of implied delegation of governmental duties. The writer refers in particular to Ahmad v. Public
3 [1943] 2 All E.R. 560 (C.A.).
Service Commission, 4 in which the Federal Court of Appeal adopts the rules stated by Lord Green in Carltona, cited above, a judgment of the House of Lords. Essentially what Lord Green said was that in the administration of government in England the functions which are given to Ministers are so multifarious that the powers are normally exer cised under the authority of Ministers by respon sible officials of the department: [at page 651] "Public business could not be carried on if that were not the case". However, the Minister is responsible to Parliament, and must answer to it for the actions of his subordinates.
In Ahmad, cited above, the Federal Court of Appeal per Jackett C.J. applied the same princi ples to the responsibilities of the deputy head of a Canadian department. This official is responsible for giving personal attention to all matters involved in administering the department, and [at page 651 ] "there is a necessary implication, in the absence of something expressly or implicitly to the contrary, that ministers' powers, and deputy minis ters' powers, are exercised on their behalf by their departmental organizations as long as they are of an administrative character".
This approach is also taken by the Supreme Court of Canada in R. v. Harrison,' and Dickson J. [as he then was] observed that [at page 246] "any other approach would but lead to administra tive chaos and inefficiency".
On the other hand, the Minister's power to delegate cannot be unlimited and must not conflict with the intention of the legislature. In Ramawad v. Minister of Manpower and Immigration, 6 the Supreme Court of Canada again discussed this problem and observed that though the power of delegation is often implicit, it all depends on the legislation. At page 381, Pratte J. referred to the observation by Dickson J. in the above-cited case:
Whether such power exists however or, in other words, whether it may be presumed that the act will be performed not by the Minister but by responsible officers in his Department will depend on the intent of Parliament as it may be derived from,
' [1974] 2 F.C. 644.
5 [1977] 1 S.C.R. 238.
6 [1978] 2 S.C.R. 375.
amongst other things, the language used in the statute as well as the subject matter of the discretion entrusted to the Minis ter. [My emphasis.]
In that case the Supreme Court allowed the appeal and vacated the decision of the Special Inquiry Officer.
In his text on administrative law mentioned above, the writer Patrice Garant formulates eight rules to be used as a legal basis for the delegation and subdelegation of powers. The third rule applies here:
[TRANSLATION] In the case of a government department, the courts have held that implicit subdelegation of the Minis ter's discretionary powers to his subordinates is perfectly legal, unless it appears from the scheme of the Act and regulations that the legislature intended to confer a wide discretionary power to be exercised by the Minister personally. [My emphasis.]
In my view, the scheme of the Access to Infor mation Act indicates that the legislature intended to confer on the Minister a considerable discretion ary power to be exercised by him personally, or at least to be closely controlled by him. As mentioned above, the purpose of the Act is to provide greater access to records of the federal government and it specifies that the number of necessary exceptions is to be controlled by the head of the department. Moreover, several sections, including the sections applicable to the decisions at issue here, state that it is the head who must decide, and in section 3 the "head" is specifically and expressly defined as the Minister in the case of a department. Finally, section 73, recognizing the great responsibility of the Minister, authorizes him to delegate his au thority in a specific manner, that is by order, and therefore does not allow officials to assume for themselves an implicit right to act in his name.
I accordingly conclude that as the official Georges Mezzetta was not authorized by an order from the Minister, he had no authority to decide that the relevant information was not covered by an exception under section 20(1) of the Access to Information Act. His decision must be set aside. The case is therefore referred back to the Minister to be decided by him personally or for him to authorize an official to do so by order.
The application is allowed with costs.
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