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T-1349-86
Selection Testing Consultations International Ltd. (Plaintiff) (Applicant)
v.
Humanex International Inc., Huma -Res Inc., Yvan-Marcel Boily, Claude Lortie, Michel Guay (Defendants) (Respondents)
INDEXED AS: SELECTION TESTING CONSULTATIONS INTERNA TIONAL LTD. V. HUMANEX INTERNATIONAL INC.
Trial Division, Rouleau J.—Ottawa, December 4, 1986 and February 20, 1987.
Practice Contempt of court Application for order of committal under R. 2500 inappropriate for contempt determi nation Ordinary and summary procedure of R. 319, appli cable to R. 2500 application, inappropriate in context of committal for contempt as not affording proper protection Person cited for contempt `person charged" and entitled to protection traditionally offered person charged with criminal offence Federal Court Rules, C.R.C., c. 663, RR. 319, 355, 2500, Form 71 Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.), s. 11(a).
In the context of copyright litigation, the applicant obtained an interim injunction against the respondent, Humanex Inter national Inc.
This is a motion pursuant to Rule 2500, following the procedure prescribed by Rule 319, to have the Court find the respondents guilty of contempt of court. The issue is whether the applicant can proceed by way of Rule 2500 to have the Court determine contempt and thus avoid the procedure pro vided in Rule 355.
Held, the motion should be dismissed. Logic requires that the procedure to be followed is that outlined in Rule 355.
Since Rule 2500 contemplates incarceration—which cannot be enforced against corporate bodies—as the primary remedy for contempt, the application must be dismissed as against Humanex International Inc. and Huma -Res Inc.
Furthermore, the "ordinary and summary" procedure of Rule 319, which applies to a Rule 2500 application, is totally inappropriate in the context of committal for contempt of court. A contempt of court motion is by no means an "ordi- nary" motion. For such cases, the courts have always insisted on a quasi-criminal procedure and on all the protections tradi tionally offered to a person charged with a criminal offence.
In addition, the procedure under Rule 319 does not assure a person accused of contempt with the usual fairness safeguards,
since it requires the person charged to disclose his evidence and defence before the onus on the accusor has been discharged. Also, the calling of viva voce evidence, a right under the common law, is made discretionary by. Rule 319. And this rule, which allows for only a brief recital of the alleged contempt uous act, cannot be reconciled with the fundamental right to know exactly the case one has to meet in order to present a full and complete defence. Moreover, it is evident that Rule 2500 was meant only for enforcement proceedings once contempt has been found.
CASES JUDICIALLY CONSIDERED APPLIED:
Cotroni v. Quebec Police Commission, [1978] 1 S.C.R. 1048; R. v. Côté, [1978] 1 S.C.R. 8.
REFERRED TO:
Attorney General of Quebec v. Laurendeau (1983), 33 C.R. (3d) 40; 145 D.L.R. (3d) 526 (Que. S.C.); Regina v. Cohn (1985), 15 C.C.C. (3d) 150 (Ont. CA.).
COUNSEL:
Alfred Schorr for plaintiff (applicant).
François Grenier for defendants (respon- dents).
SOLICITORS:
Alfred Schorr, Toronto, for plaintiff (appli- cant).
Léger, Robic & Richard, Montréal, for defendants (respondents).
The following are the reasons for order ren dered in English by
ROULEAU J.: By order dated June 20, 1986, Collier J. granted the applicant an interim injunc tion against one of the respondents, Humanex International Inc. In the same order, the learned Judge dismissed the application for an interim injunction against the other respondents, Huma - Res Inc., Yvan-Marcel Boily, Claude Lortie and Michel Guay.
The applicant now brings a motion pursuant to Rule 2500 [Federal Court Rules, C.R.C., c. 663] for an order:
a) Of Committal for contempt of court as against Yvan-Mar- cel Boily;
b) In the alternative, imposing a fine in the amount of $5,000 as against the said Yvan-Marcel Boily;
c) Making a finding of guilt of contempt of court as against the defendants, Humanex International Inc. and Huma -Res Inc.;
d) Requiring the defendants, Humanex International Inc. and Huma -Res Inc. to pay a fine in the amount of $250,000 each as punishment for contempt of court;
e) In the alternative, requiring the defendants, Humanex Inter national Inc. and Huma -Res Inc. to give security for their good behaviour in the amount of $500,000 each;
f) For such further and other disposition as to the Honourable presiding Judge may appear just.
In support of this motion, the applicant has served and filed the affidavits of Leslie Reid and Peter George Donnelly.
The motion came before me at Ottawa, Ontario, on December 4, 1986.
At the outset of the hearing, counsel for the respondents raised four preliminary objections as to the form of the motion. Those objections are:
[TRANSLATION] (1) A motion under Rule 2500 is not the proper means of determining whether a constructive contempt of court has been committed.
(2) If Rule 2500 is the proper means of determining whether a constructive contempt of court has been committed, the motion is invalid as being definitely inappropriate for Huma -Res and Humanex.
(3) If Rule 2500 is the proper rule for all the defendants, the motion is nonetheless inadmissible in the case at bar as it in no way identifies the offence committed in relation to the injunc tion issued by the Court.
(4) If Rule 2500 is the proper rule for all the defendants, and is sufficiently specific, the evidence presented is prima facie insufficient to meet the standard of proof beyond all reasonable doubt, or even to establish a prima facie case of contempt.
It was agreed then that the fourth objection relates to the . merits and hence should not be debated at this stage of the proceedings.
At the conclusion of the hearing on December 4, 1986, I ordered that the matter be adjourned sine die to allow:
a) Counsel for the respondents to file and serve written arguments on the preliminary objec tions no later than December 12, 1986; and
b) Counsel for the applicant to file and serve his reply no later than December 31, 1986.
I also ordered that should the parties desire further oral presentation, they should file a joint applica tion by January 9, 1987. In default, I had indicat ed that I would render a decision on the prelim inary objections.
The arguments and reply on the preliminary objections have been filed and served. No further oral hearing has been requested by either party and I now propose to render my decision on the three preliminary objections raised by counsel for the respondents.
The general flavour of this procedural debate can be gleaned from the following candid proposi tion: can the applicant proceed by way of Rule 2500 to have the Court determine contempt and thus avoid the procedure provided in Rule 355?
A careful reading of Rule 2500 contemplates incarceration as the primary remedy for contempt and I would without any hesitation dismiss the application immediately as against Humanex International Inc. and Huma -Res Inc. The remedy can certainly not be enforced against corporate bodies.
At first blush, one would tend to agree with counsel for the applicant that, having followed assiduously the procedure set out under Rule 319 and seq. for the bringing of a motion before the Court, there was no reason not to proceed directly on the merits of the within motion for committal pursuant to Rule 2500. Paragraph (2) of Rule 2500 states as follows:
Rule 2500. .. .
(2) An application for an order of committal shall be made by motion and there must be at least 8 clear days between the service of the notice of motion and the day named therein for the hearing. [My emphasis.]
The following is the procedure for the bringing of a motion before the Court as prescribed by Rule 319:
Rule 319. (1) Where any application is authorized to be made to the Court, a judge or a prothonotary, it shall be made by motion.
(2) A motion shall be supported by affidavit as to all the facts on which the motion is based that do not appear from the
record, which affidavit shall be filed; and an adverse party may file an affidavit in reply.
(3) The party making a motion shall serve a copy of his affidavits on other parties with the notice of the motion and an affidavit filed by any other party shall be served on other parties forthwith.
(4) By leave of the Court, or of a judge of the Court of Appeal, for special reason, a witness may be called to testify in open court, or before a judge of the Court of Appeal, in relation to an issue of fact raised by an application. [My emphasis.]
I am of the view, however, that such "ordinary and summary" procedure as outlined in Rule 319 is inappropriate in the context of committal for con tempt of court. I say so for several reasons.
Firstly, I agree with counsel for the respondents when he says in his written notes (page 15) that: [TRANSLATION] "... it cannot be argued that a contempt of court motion is an `ordinary' motion. Committal or substantial fines can be imposed if a conviction results. Consequently, the courts have always insisted that a quasi-criminal procedure be strictly adhered to and that the accused be entitled to all the protections traditionally offered to a person charged with a criminal offence."
Secondly, and more importantly, the procedure under Rule 319 does not assure a person charged with the alleged contempt of the usual fairness safeguards. If I accept the applicant's argument that it strictly adhered to the letter of the law, the requirements of Rule 319, i.e. an application for an order of committal when made by a motion, supported by affidavit "as to the facts on which the motion is based that do not appear from the record", and render any order under Rule 2500, the person charged would be obligated to disclose by way of affidavit his evidence and ultimate defence before the onus on the accusor has been discharged. This is contrary to all principles of fundamental justice. In fact an alleged contemner is under no obligation to respond; he may remain absolutely silent until such time as the onus of proving beyond a reasonable doubt has been met.
Thirdly, by proceeding by way of Rule 319, it should be noted that it is discretionary on the part
of the Court to allow viva voce evidence (Rule 319(4)), whereas at common law under contempt proceedings it was and still remains a right.
Fourthly, the procedure under Rule 319 allow for only a brief recital of the alleged contemptuous act. This cannot be reconciled with the principle of fundamental justice of being deprived of the right to know exactly the case one has to meet. Whether contempt of court proceedings are characterized as criminal or civil, the person charged shall always be entitled to the unassailable bastion of common law, that is the right to know the particulars of the accusation and the right to remain silent until the accusor has met and discharged the onus.
There appears to be considerable confusion in the Rules of the Court when comparing the proce dure set out under Rule 355 and that outlined under Rule 319 to achieve the result contemplated by Rule 2500. A cursory reading of Rule 2500(1) appears to presume an already existing order or finding of contempt.
Rule 2500. (1) The power of the Court to punish for contempt of court may be exercised by an order of committal. [My emphasis.]
I have come to the conclusion that it is evident that Rule 2500 was meant only for enforcement proceedings once contempt has been found. Fur ther, why was it placed in the Rules of the Court in the enforcement section if it was meant for purposes other than enforcement?
Rule 2500(6) determines that a writ of attach ment may issue:
Rule 2500. .. .
(6) By leave of the Court, a writ of attachment may issue (Form 71) and a writ so issued shall be executed according to the exigency thereof.
I now reproduce for the benefit of the parties the exact wording of Form 71:
WRIT OF ATTACHMENT
(Titles of Court and Action—Forms 1 and 2) ELIZABETH THE SECOND, by the Grace of God of the United Kingdom, Canada and Her other Realms and Territories Queen, Head of the Commonwealth, Defender of the Faith.
To the Sheriff of , Greeting:
We command you to attach C.D., so as to have him before Us in Our Federal Court of Canada, wheresoever the said Court shall then be, there to answer to Us, as well touching a contempt which he, it is alleged, hath committed against Us, as also such other matters as shall be then and there laid to his charge, and further to perform and abide such order as Our said Court shall make in this behalf and hereof fail not and bring this writ with you.
Witness the Chief Justice of Our Federal Court of Canada,
at this day of in the year of Our
Lord, one thousand nine hundred and and in the
year of Our Reign.
Registry Officer
Should the applicant not have been bound in its prayer for relief to seek a writ of attachment? A careful analysis of Form 71 commands the appear ance of the alleged offender to appear before the Court to answer for his contemptuous behaviour, which I must assume would have been previously determined by the Court. This re-enforces my belief that an application under Rule 2500 cannot be the proper vehicle for the remedy being sought. Further President Jacket, as he then was, wrote The Federal Court of Canada: A Manual of Prac tice, which is dated March 1971. In the table of contents he refers to the various chapters and divisions in the rules of practice and, when refer ring to Rule 2500 in chapter 22 at page 89 of this work, he discusses enforcement and advises that these provisions are to be found in Part VII and generally within Rules 1900 to 2500.
It would seem to me that logic requires that the procedure to be followed is that which is outlined under Rule 355:
Rule 355. (1) Anyone is guilty of contempt of court who disobeys any process or order of the Court or a judge thereof, or who acts in such a way as to interfere with the orderly administration of justice, or to impair the authority or dignity of the Court. In particular, any officer of justice who fails to do his duty, and any sheriff or bailiff who does not execute a writ forthwith or does not make a return thereof or, in executing it, infringes any rule the violation whereof renders him liable to a penalty, is guilty of contempt of court.
(2) Except where otherwise provided, anyone who is guilty of contempt of court is liable to a fine, which in the case of an individual shall not exceed $5,000 or to imprisonment for a period not exceeding one year. Imprisonment, and in the case of a corporation a fine, for refusal to obey any process or order may be repeatedly inflicted until the person condemned obeys.
(3) Anyone who is guilty of contempt of court in the presence of the judge in the exercise of his functions may be condemned at once, provided that he has been called upon to justify his behaviour.
(4) No one may be condemned for contempt of court com mitted out of the presence of the judge, unless he has been served with a show cause order ordering him to appear before the Court, on the day and at the hour fixed to hear proof of the acts with which he is charged and to urge any grounds of defence that he may have. They show cause order issued by the judge of his own motion or on application must be served personally, unless for valid reasons another mode of service is authorized. The application for the issuance of the show cause order may be presented without its being necessary to have it served.
(5) The procedure set out in paragraph (4) is without prejudice to an application for committal under Division I of Part VII. The two methods of proceeding are alternatives and when one has been acted on, the other cannot be invoked. The other provisions in this Rule are without prejudice to the inherent powers of the Court; and both this Rule and the inherent powers can be invoked on any appropriate occasion.
An applicant by following this procedure affords the alleged offender the opportunity to appear before the Court fully advised of the nature of the acts which are alledged to be contemptuous, to remain silent and not disclose his defence until such time as the onus which rests with the appli cant has been discharged, and has by right the opportunity to testify viva voce on his own behalf.
Before concluding, I should like to deal briefly with paragraph 11(a) of the Canadian Charter of Rights and Freedoms (being Part I of the Consti tution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.), which reads as follows:
11: Any person charged with an offence has the right
(a) to be informed without unreasonable delay of the specific offence; [Emphasis added.]
Neither counsel for the respondents nor counsel for the applicant dealt with the Charter at any length in the motion before the Court. Perhaps this was because of the tendency of certain courts to take an unduly cautious approach to the issue: the Quebec Superior Court and the Ontario Court of Appeal have arrived at diametrically opposed con clusions on whether the Charter applies to pro ceedings for contempt of court. In Attorney Gen eral of Quebec v. Laurendeau (1983), 33 C.R. (3d) 40 (Que. S.C.), at page 42—also available in
English at 145 D.L.R. (3d) 526, at page 528— Rothman J. of the Quebec Superior Court held that:
This is therefore not an "offence" in the ordinary sense of that word, nor, in my opinion, in the Charter sense.
A proceeding for contempt ex facie must accord ingly be excluded from application of the Charter (at least from the provisions of section 11) because such a charge does not involve an "offence".
On the other hand, in Regina v. Cohn (1985), 15 C.C.C. (3d) 150, at page 161, the Ontario Court of Appeal held that a person cited for contempt of court in facie is charged with an offence within the meaning of section 11 of the Charter:
. I am of the view that the citation for contempt of court constitutes the charging of an offence within the meaning of s. 11.
In any event, Ido not think I am bound to opt for either of these schools of thought for the purposes of the motion at bar. Suffice it to say that whether contempt of court is an "offence" or not, there is no doubt that at common law a person cited for contempt of court is a "person charged". The decision of the Supreme Court in Cotroni v. Quebec Police Commission, [1978] 1 S.C.R. 1048, indeed recognized that this was the position before the Charter came into being. Thus, the majority of the Supreme Court spoke of "charges of contempt of court" (page 1054 of the judgment) and the minority described the appellant Cotroni as being "charged with contempt of court" (page 1062). It is thus clear that, despite the Charter, a "person charged" enjoyed and still enjoys (since in this regard the Charter did not alter the law existing prior to April 17, 1982) a whole range of rights traditionally recognized by the common law. I will not undertake to list these rights, but would agree with de Grandpré J., speaking for a majority of the Supreme Court in R. v. Côté, [ 1978] 1 S.C.R. 8, at page 13, that:
... the golden rule is for the accused to be reasonably informed of the transaction alleged against him, thus giving him the possibility of a full defence and a fair trial.
It followed from this that failure to observe this "golden" rule meant the proceedings initiated were completely void. This is what Pigeon J. of the Supreme Court emphasized at around the same time in Cotroni v. Quebec Police Commission (cited above), when he said at page 1057:
The fundamental rule is beyond question: a vague charge is a fatal defect.
Professor Jean-Claude Hébert thus properly observes, in an article on "L'incidence de la Charte canadienne sur l'outrage au tribunal" (1984), 18 R.J.T. 183, at page 197, that:
[TRANSLATION] One must conclude, in light of the decisions of our highest court, that the legal guarantee contained in section 11(a) of the Charter has been superimposed on that already recognized by the court as available to any person charged with contempt of court. [Emphasis added.]
In the case at bar, I am not persuaded that the procedure followed by counsel for the applicant, namely a notice of motion under Rule 319, allowed the respondents to be reasonably informed of the offence alleged against them, which a fortiori prevented them from presenting a full and com plete defence with full knowledge of the facts. As I had occasion to observe at the start of my reasons, the right of a person charged to be reasonably informed of the offence with which he is charged is one of the cornerstones of our legal system. In the absence of a procedure safeguarding all the rights recognized by both the Charter and the common law as pertaining to a person charged, I have no alternative but to allow the preliminary objections of counsel for the respondents as to the form of the contempt motion, and to dismiss with costs the applicant's motion for an order of committal for contempt pursuant to Rule 2500.
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