Judgments

Decision Information

Decision Content

A-771-85 A-772-85
Canada Post Corporation, Stuart Cooke, François Boyer, Yves Dubuc, Jacques Lamarche (Appel- lants)
v.
Canadian Union of Postal Workers, CUPW: 174 GG 208 (Respondent)
and
Attorney General of Canada (Mis -en-cause)
INDEXED AS: C.U.P.W. v. CANADA POST CORP.
Court of Appeal, Marceau, Hugessen and Lacombe JJ.—Montréal, November 6; Ottawa, December 18, 1986.
Practice — Contempt of court — Appeal from dismissal of application to rescind ex parte show cause order — Applica tion for show cause order supported by affidavits of postal workers indicating practice prohibited by arbitral award con tinuing at three of Canada Post's branches — Application to rescind on ground affidavits irregular as not associating appellants with violation of arbitral award — Application dismissed as second judge not wanting to substitute own view for that of first Judge — Appeal of individual appellants allowed; corporate appeal dismissed (Marceau J. dissenting)
— No evidence tying individual appellants to violation of arbitral award — Application for show cause order under R. 355(4) must comply with procedural requirements of R. 319(2)
— Ex parte order against Canada Post justified based on prima facie evidence in affidavits of continuation of prohibited practice — Federal Court Rules, C.R.C., c. 663, RR. 319(1),(2), 330(a) (as am. by SOR/79-58, s. 1), 355(4).
Federal Court jurisdiction — Trial Division — Appeal from dismissal of application to rescind ex parte show cause order — Appeal allowed re: individual appellants as affidavits in support of application for show cause order defective — Inherent jurisdiction to set aside ex parte order if apparent, after party adversely affected heard, order should not have been made — R. 330(a) applying to any ex parte order including show cause order — Federal Court Rules, C.R.C., c. 663, RR. 319(1),(2), 330(a) (as am. by SOR/79-58, s. 1), 355(4).
Labour relations — Arbitral award filed with Federal Court
— Appeal from dismissal of application to rescind ex parte show cause order — Affidavits in support showing prima facie evidence of violation of arbitral award, but not associating individual appellants with violation — Appeal re: individual appellants allowed (Marceau J. dissenting) — Order cannot be
based on defective information — Procedural requirements of
R. 319(2) must be complied with Aggrieved party not limited to raising only additional facts to those presented when ex parte order made — Appeal dismissed re: Canada Post as prima facie evidence of continuation of prohibited practice — Canada Labour Code, R.S.C. 1970, c. L-1, s. 159 (as am. by S.C. 1977-78, c. 27, s. 57) — Federal Court Rules, C.R.C., c. 663, RR. 319(1),(2), 330(a) (as am. by SOR/79-58, s. 1), 355(4).
This is an appeal from a judgment of the Trial Division dismissing an application to rescind an order made ex parte directing the appellants to appear to answer a charge of contempt of court. The respondent applied for a show cause order under Rule 355(4) on the ground that the appellants had not complied with the arbitral award ordering the employer to cease allowing letter carriers to perform the duties of inside postal workers. The appellants applied under Rule 330(a) for the Court to rescind the ex parte order on the ground that the respondent's application for this order had been irregular. The appellants did not seek to establish before the Judge sitting in review facts in addition to those submitted by the respondent to the Judge who had made the show cause order. They argued that the supporting affidavits did not establish the facts alleged in that they did not associate them with the violation of the arbitral award. The application was dismissed, the second Judge not being prepared to substitute his view of the evidence for that of the judge who had granted the order.
Held (Marceau J. dissenting), the appeal of the individual appellants should be allowed; the appeal of Canada Post Corpo ration should be dismissed.
Per Lacombe J. (Hugessen J. concurring): There is no evidence in the affidavits or elsewhere in the record that the individual appellants were involved in the violation of the arbitral award. There also was no evidence indicating in what respect and how they could be held personally responsible for disobeying the arbitral award. An application for a show cause order under Rule 355(4) falls within Rule 319(2), which requires that a motion be supported by an affidavit as to all facts on which the motion is based that do not appear on the record. The ex parte order should not have been made against the individual appellants.
Wilson v. R., cited for the proposition that the Judge sitting in review can only intervene if additional facts are established before him, does not apply. That was a criminal case, concern ing review of a wiretap authorization. Also, a judge hearing an application for a wiretap authorization has discretion to grant or deny it, but a judge hearing an application for a show cause order under Rule 355(4) has no discretion. He must make the order as required by law, the evidence and the pleadings. When such an order has been made ex parte a judge hearing an application to rescind under Rule 330(a) does not have any discretion to exercise himself. He must grant the remedy based on either peremptory legal grounds which were not considered by the judge making the order, or on additional facts raised by the aggrieved party now that he has an opportunity to be heard.
The law applicable to the review of ex parte show cause orders remains as it was stated in May & Baker (Canada) Ltd. v. The "Oak": when an order is made ex parte there is an inherent jurisdiction in the Court, after the party adversely affected has been given an opportunity to be heard, if it appears that it should not have been made, to set it aside. Rule 330(a) applies to "any order that was made ex parte" including a show cause order, which under Rule 355(4) may be issued without the opposing party being heard. Its purpose is to ensure, in accord ance with the fundamental rule of audi alteram partem, that the aggrieved party can present all his arguments against the ex parte order being made. The aggrieved party cannot be limited to raising only facts additional to those presented when the ex parte order was made.
Although a show cause order is only a simple summons, a valid summons cannot be based on a defective information. The individual appellants did not have to await their appearance on a defective summons to challenge in court evidence which the respondent had not presented when it was issued. They were entitled to have the order lifted immediately.
However, the ex parte order against Canada Post was justi fied. The affidavits contained prima facie evidence that the prohibited practice was continuing at three of Canada Post's branches. This evidence was clear enough to justify the Trial Judge making the show cause order to summon the appellant to appear. The appellant can present its defence arguments at the hearing on the merits. On an application for a show cause order, a judge need only be satisfied that the evidence con tained in the affidavits in support of the application is sufficient to authorize the making of the order: Baxter Travenol Laboratories Inc. v. Cutter (Canada) Ltd. (1985), 56 N.R. 282 (F.C.A.).
Per Marceau J. (dissenting): The decision of the first Judge is not at issue. The appeal concerns the decision of the second Judge and whether he erred by refusing to put himself in the place of the first Judge.
Rule 330 confirms the power to rescind an ex parte decision, but gives no indication as to what such rescission consists of and no information as to the circumstances in which it may occur. However, it does provide that the original decision is not replaced, but is superceded, leaving intact all the effects which it has produced to date. The power in Rule 330 is not a power of appeal. The power of review in cases where the Court has had to make a decision ex parte derives from the common law. It is inherent in the Court's jurisdiction, arising out of necessi ty. Such power is necessary only to deal with a case in which the Court has acted on the basis of misleading or incomplete information, as otherwise an appeal would be made on the record. Since the decision in May & Baker, McIntyre J. in Wilson v. R. approved the statement in Gulf Islands Naviga tion that in any case it would not ordinarily be the function of a judge other than the one making the initial decision ex parte to
assume the power of reviewing it. Although Wilson involved a criminal matter, the statements approved had been made in a civil proceeding and were intended to summarize what the courts have consistently held in civil matters. The Trial Judge did not have the power to sit in appeal from the decision of the first Judge. However, assuming that he did have such power, the fact that the Judge could have acted on the application does not mean that he was required to act. If his refusal to exercise his power is based on valid grounds and not likely to cause a denial of justice by finally denying litigants a remedy to which they are entitled, the right to make that refusal cannot be denied. That is the situation here. The valid reason was his reluctance to place himself in his brother Judge's position and act as an appellate judge, a situation to be avoided as far as possible. The appellants wil have the opportunity to explain the situation at the time of their appearance. The other solution is an appeal. A judge has the discretion to deny an application solely because in his opinion some other proceeding would have been preferable: Rex v. Kennedy, a Metropolitan Magistrate (1902), 86 L.T. Rep. 753 (H.C.).
CASES JUDICIALLY CONSIDERED
APPLIED:
May & Baker (Canada) Ltd. v. The "Oak", [1979] 1 F.C. 401; (1978), 89 D.L.R. (3d) 692 (C.A.); Baxter Travenol Laboratories Inc. v. Cutter (Canada) Ltd. (1985), 56 N.R. 282 (F.C.A.).
DISTINGUISHED:
Wilson v. R., [1983] 2 S.C.R. 594; [1984] 1 W.W.R. 481; (1984), 51 N.R. 321.
REFERRED TO:
Kukan v. Minister of Manpower & Immigration, [1974]
1 F.C. 12; (1974), 1 N.R. 445 (C.A.); R. v. Perry, [1982]
2 F.C. 519; (1982), 133 D.L.R. (3d) 703 (C.A.); Gulf Islands Navigation Ltd. v. Seafarers Internat'l Union of North America (1959), 18 D.L.R. (2d) 625; (1959), 28 W.W.R. 517 (B.C.C.A.); Rex v. Kennedy, a Metropoli tan Magistrate (1902), 86 L.T. Rep. 753 (H.C.).
COUNSEL:
R. Luc Beaulieu for appellants. Olivier Després for respondent.
SOLICITORS:
Ogilvy, Renault, Montréal, for appellants.
Trudel, Nadeau, Lesage, Cleary, Larivière et Associés, Montréal, for respondent.
The following is the English version of the reasons for judgment rendered by
MARCEAU J. (dissenting): I regret, but I cannot concur in the view of Lacombe J. I do not think that the judge of first instance [judgment dated September 23, 1985, T-1015-1016-85] made an error which can be a basis for intervention by this Court. My brother judge suggests that the appeal be allowed in part; on the contrary, I am unable to disagree, if not with the wording of the judgment a quo, at least with its substance, and I would refuse to intervene. That being so, I must with respect explain my reservations regarding his analysis and attempt to defend my own.
First, however, we should agree on what is at issue. A Judge of the Trial Division, hearing an application to initiate a contempt of court proceed ing, in September 1985 issued an order directing the appellants to appear on a given date to hear proof of the acts alleged against them and to urge any grounds of defence they might have. The application, made under Rule 355(4) [Federal Court Rules, C.R.C., c. 663], had not been served, and the judge accordingly had to make his decision ex parte. When they learned of the proceedings initiated against them the appellants concluded that the affidavit evidence submitted in support of the application was insufficient to provide a valid basis for the order and they decided to challenge it. It was open to them to proceed by appeal (and they in fact prudently took the necessary steps to ensure that the eventual possibility of an appeal remained open should their choice of proceeding prove to be ill-advised), but they thought it prefer able first to make use of the option which appeared to be offered by Rule 330 [as am. by SOR/79-58, s. 1], which is worth reproducing again in view of its importance for the ensuing discussion:
Rule 330. The Court may rescind
(a) any order that was made ex parte, or
(b) any order that was made in the absence of a party who had failed to appear through accident or mistake or by reason of insufficient notice of the application;
but no such rescission will affect the validity or character of anything done or not done before the rescinding order was made except to the extent that the Court, in its discretion, by rescission order expressly provides.
The appellants accordingly filed an application asking the Court to rescind the order to appear, relying on Rule 330. The application came before a Judge other than the one who had made the order. The Judge considered the application, but seeing that the appellants were not proposing to add to the facts presented to the first Judge (they had not even filed a substantial affidavit) but were simply arguing that, solely on the basis of the facts duly attested under oath, the order should not have been made, he refused to intervene. The Judge chose his words poorly in briefly explaining his refusal, but I think it will readily be admitted that his real reasoning was clear enough: he did not want to determine the appositeness of the approach taken by his brother Judge and simply substitute his own reaction for that of the latter.' This Court has before it a challenge against the decision dismissing the application submitted pur suant to Rule 330—and nothing more.
I feel this point needs to be emphasized. The decision of the first Judge itself is not at issue. It seems clear that the deficiencies in the application submitted by the respondents to initiate the con tempt of court proceedings are due to clumsiness in the preparation and wording rather than to any other cause, but in any case no one doubts that issuing the order was fully justified solely on the basis of the facts attested under oath. If the appeal at bar concerned the decision of the first Judge, it would I think present no problem; but that is not the case. The appeal concerns the decision of the second Judge and the question it presents is straightforward: by simply refusing to put himself in place of the first Judge and assess the propriety of his brother's reaction so as to affirm or reverse the action taken by him, did the second Judge commit an error which must be corrected by this Court?
' The reasons of Lacombe J. contain the three paragraphs of the judgment, but I should like to note the second in particular:
[TRANSLATION] As further this is a matter in which the Court does not intend to substitute its own view of the evidence for that of the judge who initially made the order, as the latter relied on the application, the affidavits and the record before him;
Once the real issue has been thus identified, it can immediately be seen what is necessary for the appeal to succeed. It is clear that this Court cannot disapprove the refusal of the second Judge to intervene in the decision of the first except to the extent that it can say, first, that the second Judge in fact had the power to intervene as he was being asked to do, and second, that in the circumstances he could not refuse to do so. Let us therefore examine the validity of each of these two statements.
1—Did the second Judge have the power to intervene as he was being asked to do?
Thinking that Rule 330 has solved the problem is failing to see the matter as it really is. Rule 330 confirms, for the Federal Court sitting at first instance, the existence of the power given to any court of law to rescind a decision it may have made ex parte, a power which clearly does not exist in the case of an ordinary decision, which is meant to be final. However, it gives no indication as to what such rescission consists of and no information as to the circumstances in which it may occur or who may impose it for the Court.
To begin with, it should be noted that though the word "annulation" in the French version is ambiguous, the word "rescind" in the English version is more precise and more meaningful: it is not synonymous with "set aside". It will also be noted that the Rule speaks not of a decision which replaces the one initially rendered, but of one which simply supersedes it, leaving intact all the effects which it has produced to date. I consider that the words used to describe the power reserved in Rule 330 are not consistent with the idea of simply repeating the operation performed by the first Judge so as to determine its validity, and that the effect attached to the rescission order, which is simply superimposed with consequences for the future, is not consistent with the retroactive effect of a purely remedial decision like that of a court of appeal. I would add that, in my opinion, it is entirely understandable that this power mentioned in Rule 330 is not in the nature of a power of appeal. First it is necessary to inquire whence this power is derived, as it clearly does not have its source in the Rule itself: the principle that once it
has rendered its decision a court is functus officio and powerless to reverse itself is too fundamental to be overturned simply by means of a rule of practice; the Rule undoubtedly serves only to con firm the existence of the power. It is in fact a power which has never been conferred by legisla tion, but which all the common law courts have long held to be inherent in their jurisdiction (see the historical review made of the power by Smith J. in the British Columbia Court of Appeal judg ment in Gulf Islands Navigation Ltd. v. Seafarers Internat'l Union of North America (1959), 18 D.L.R. (2d) 625; (1959), 28 W.W.R. 517). An inherent power is one which arises out of necessity. Why is it necessary for a Court to have a power of review in cases where, by exception, it has had to make a decision ex parte? In my opinion, it can only be because, as the case was not presented contradictorily, the Court may have acted on the basis of an abbreviated or partial view of the factual situation it had to consider. It would be contrary to the very notion of justice if, in such a case, the decision remained final, and this would be true if the Court had no power of rescission, since an appeal would be made on the record as it stood and so would be of no assistance. However, I see no such necessity otherwise. Why should an appeal proceeding not still be the only means available for determining the strict legality of a judge's decision, in the case of a decision ex parte or any other? Are the requirements of the audi alteram partem principle (assuming that they have anything to do with the case of a decision which it has been determined in advance may and even must be taken ex parte), to the extent that they merely imply a right to make representations on the law, not sufficiently satisfied by an appeal procedure? In short, the power is necessary to deal with the case in which the Court has acted on the basis of misleading or incomplete information, as this is essential for the sound administration of justice; but it certainly is not necessary otherwise. In any case, what I find it quite impossible to agree with is that, simply on the basis of a rule of practice, a judge of a court of law can be given the function of challenging and the power of reversing the appraisal of the action taken by another judge on the same level as himself. I realize that in May & Baker (Canada) Ltd. v. The "Oak", [1979] 1 F.C. 401; (1978), 89 D.L.R. (3d) 692 (C.A.), this Court did not seek to limit the application of Rule
330 to cases in which a party not present at the first decision wanted to submit additional facts; but I would point out that the Court did not say in that case whether the anticipated review would be by the same judge; and even more important is the fact that, since the decision in May & Baker, there has been the approval given by McIntyre J. in Wilson v. R., [1983] 2 S.C.R. 594; [1984] 1 W.W.R. 481, to the statements made by Smith J. in Gulf Islands Navigation Ltd., cited above, that in any case it would not ordinarily be the function of a judge other than one making the initial deci sion ex parte to assume the power of reviewing it. It was pointed out that Wilson was a decision in a criminal matter, but in any event the statements approved had been made in a civil proceeding and moreover were intended to summarize what the courts have consistently held in civil matters.
I am thus inclined to think, with respect for the contrary view of my brother, that the Trial Judge did not have power to sit in appeal from the decision of the first Judge. 2 However, let us go further and assume that he had such a power: as we have seen, the success of the appeal would not be thereby assured, as the fact that the Judge could have acted on the application would not suffice to enable the Court to disapprove his inac- tion—there must have been a requirement that he act. Let us therefore look more closely at this second condition.
2 It is interesting to note for purposes of comparison that, in Quebec civil law, the revocation of a judgment at the request of one of the parties is possible only when that party would have been present but was prevented from doing so for good cause, or in certain exceptional situations where the court may have acted on the basis of partial information and no other remedy exists. The two articles of the Code of Civil Procedure of Québec read as follows:
482. A party condemned by default to appear or to plead may, if he was prevented from filing his defence by surprise, by fraud or by any other reason considered sufficient, request that the judgment be revoked and that the action be dismissed.
The motion, addressed to the court which rendered the judgment, must contain not only the grounds for revocation of judgment, but also the grounds of defence to the action.
483. Likewise, where there is no other useful recourse against a judgment, the court which rendered it may revoke it at the request of one of the parties, in the following cases:
(Continued on next page)
2—If the second Judge had the power to inter vene, was he required to do so?
Here again the starting-point has to be the simplistic observation that Rule 330 recognizes the existence of a power but does not give anyone the right to ensure that it is exercised. It does not say that a party who is in a particular situation can obtain a particular remedy. In fact, as I have suggested, the assumption that such a power was necessary and therefore inherent was due to the needs of the administration of justice, as the courts quickly recognized that without it they might be in danger of making erroneous decisions and leaving the aggrieved party without a remedy, thus making themselves responsible for simple denials of justice. This in my view is the measure of the duty on the judge to use it.
It should not be forgotten that it is the discre tion of the second Judge which is at issue here, not of the first. As I have said, no one disputes that the first Judge did not have the discretion to make an order based solely on the evidence presented by the affidavits as drafted; there was a discrepancy, which he might well have asked counsel to correct but which he undoubtedly did not notice. I accord ingly agree that part of the show cause order is
(Continued from previous page)
(1) When the procedure prescribed has not been followed and the resulting nullity has not been covered;
(2) When the judgment has decided beyond the conclu sions, or when it has failed to rule on one of the essential grounds of the suit;
(3) When, in the case of a minor or interdicted person, no valid defence has been produced;
(4) When judgment has been rendered upon an unauthor ized consent or tender subsequently disavowed;
(5) When judgment has been rendered upon documents whose falsity has only been discovered afterwards, or follow ing fraud of the adverse party;
(6) When, since the judgment, decisive documents have been discovered whose production had been prevented by a circumstance of irresistible force or because of the act of the adverse party;
(7) When, since the judgment, new evidence has been discovered and it appears that:
(a) if it had been brought forward in time, the decision would probably have been different;
(b) it was known neither to the party nor to his attorney or agent and
(c) it could not, with all reasonable diligence, have been discovered in time.
For a complete study of an application to revoke, reference may be made to J. Anctil, "La rétractation de jugement à la demande d'une partie" (1973), 4 R.D.U.S. 119.
subject to intervention, and that the individuals concerned are entitled to have it set aside; but I do not see how this automatically places the second Judge under a duty to act. If his refusal to exercise his power is based on valid grounds and not likely to cause a denial of justice by finally denying litigants a remedy to which they are entitled, I do not see on what basis the right to make that refusal, and even its legitimacy, can be denied. In my opinion, that is true in the case at bar. As for a valid reason, as we have seen essentially this was his reluctance to place himself in his brother Judge's position and act as an appellate Judge toward him, a situation which, if it is not legally unacceptable as I have suggested, is at the very least to be avoided so far as possible. So far as the absence of a denial of justice is concerned, the Judge speaks of the opportunity the appellants will have to explain the situation at the time of their appearance, which is perfectly true as regards the determination of their position with the Canada Post Corporation and their function in relation to the acts alleged, but I admit covers only the aspect of equity and not pure law, leaving aside the question of the legality of the very making of the order. However, the solution is ready to hand: it is of course an appeal. The courts have already held that a judge has the discretion to deny an applica tion solely on the ground that in his opinion some other proceeding was preferable (Rex v. Kennedy, a Metropolitan Magistrate (1902), 86 L.T. Rep. 753 (H.C.)). The legitimacy of the refusal by the Judge in the case at bar seems to me for more easy to recognize.
Those are the reasons which—I say so with respect for those who take a different view— prevent me from agreeing that this Court can question the legality and legitimacy of the decision at present before it. I realize that in practice allowing the appeal will only give the appellants the result which they could obtain by proceeding with their appeal against the show cause order; but I think there is much more here than a question of procedure: there is a question of jurisdiction and principle the solution of which may have conse quences for the future. This is why I have made a point of setting out my opinion.
I would dismiss the appeal with costs.
* * *
The following is the English version of the reasons for judgment rendered by
LACOMBE J.: This is an appeal from a judgment of the Trial Division, which dismissed the applica tion by the appellants to rescind an order made ex parte directing them to appear to answer a charge of contempt of court.
On April 12, 1985 an arbitral award was made in favour of the respondent; it filed the award with the Federal Court of Canada on May 14, 1985, pursuant to section 159 of the Canada Labour Code, R.S.C. 1970, c. L-1 [as am. by S.C. 1977- 78, c. 27, s. 57], and served the notice of its filing on the appellant on May 21, 1985.
The arbitral award allowed the grievance which the respondent had filed against the appellant under the postal workers' collective agreement. It concluded as follows:
The grievance is therefore granted as follows:
— the employer may not entrust to letter carriers the duties of collecting mail from the sortation frames by letter carrier route; take the sorted mail from the pigeon holes in the racks to rolling stock (carts, tubs) or transfer this material from the primary sortation section to designated locations without infringing the postal worker job descriptions and their collec tive agreement;
— we order the employer to cease the practice mentioned in the preceding paragraph.
On June 17, 1985 the respondent filed an application for a show cause order under Rule 355(4), 3 on the ground that the appellants had not complied with the arbitral award.
Rule 355. .. .
(4) No one may be condemned for contempt of court com mitted out of the presence of the judge, unless he has been served with a show cause order ordering him to appear before the Court, on the day and at the hour fixed to hear proof of the acts with which he is charged and to urge any grounds of defence that he may have. The show cause order issued by the judge of his own motion or on application must be served personally, unless for valid reasons another mode of service is authorized. The application for the issuance of the show cause order may be presented without its being necessary to have it served.
On July 11, 1985 the order was made ex parte.
On September 12, 1985 the appellants in turn applied under Rule 330(a) 4 for the Court to rescind the ex parte order on the ground that the respondent's application for this order was irregular.
On September 23, 1985 the Court, presided over by a Judge other than the one who had made the ex parte order, dismissed the application by the appellants to rescind, for short reasons which should be reproduced in full:
As the Court is not persuaded that the respondents would have presented additional facts if they had been heard before the order sought to be rescinded;
As further this is a matter in which the Court does not intend to substitute its own view of the evidence for that of the judge who initially made the order, as the latter relied on the applica tion, the affidavits and the record before him;
Whereas the respondents will have an opportunity to chal lenge the applicant's evidence at the hearing on the contempt of court;
The application is dismissed with costs.
It was common ground that the appellants did not establish or seek to establish before the Judge sitting in review facts additional to those which the respondent had itself submitted to the Judge who made the show cause order.
In its application for a show cause order the respondent stated that the appellant, through the other appellants in their capacity as officers responsible for its labour relations and its person nel, and the latter acting in their personal capacity and hence outside the scope of their duties, had disregarded the prohibition in the arbitral award against entrusting to persons other than postal workers duties belonging to the latter under their collective agreement, in that certain mail handling operations were continuing to be done in the manner prohibited by the arbitral award at three named branches of the appellant in the city of Montréal.
Rule 330. The Court may rescind
(a) any order that was made ex parte, or
but no such rescission will affect the validity or character of anything done or not done before the rescinding order was made except to the extent that the Court, in its discretion, by the rescinding order expressly provides.
The respondent's application was supported by a sworn statement by three postal workers employed at one or the other of three of the appellant's branches from May 21 to June 13, 1985. Two affidavits simply said in identical language that during this period "the duties of collecting mail from the sortation frames by letter carrier route were performed by persons other than postal work ers, namely letter carriers" at two of the branches. For the other branch, the last affidavit adopted word for word the first conclusion of the arbitral award, saying that the duties described therein had been assigned "to persons other than postal work ers, namely letter carriers".
In their application to rescind and their appeal to this Court, the appellants took the position that these affidavits did not establish the facts alleged by the respondent in its application for an order, in that they in no way associated them with the violation of the arbitral award complained of and, as the application was irregular, it could not in law be the basis for an ex parte order.
I consider that these arguments are only partly valid: they apply only in the case of the appellants Cooke, Boyer, Dubuc and Lamarche but not to the appellant Canada Post Corporation.
The postal worker's affidavits make no reference to any of these four individual appellants. Addi tionally, the arbitral award, the notice of filing of which in the Federal Court was not even served on them, makes no reference to their having been involved in this labour dispute between the appel lant and the respondent in any way. There is therefore not a scintilla of evidence in the affidavit or elsewhere in the record that the appellants Cooke, Boyer, Dubuc and Lamarche, whether per sonally or in their capacity as employees of the appellant, were involved directly or indirectly in the violation of the arbitral award. Still less was there any evidence, even indirect and however tenuous, indicating in what respect and how they could be held personally responsible for disobeying the arbitral award, which the respondent alleged occurred at the three branches of the appellant between May 24 and June 13, 1985. As the affida vits said absolutely nothing about them, it was not
even established in evidence that they performed the duties of labour relations and personnel offi cers as the respondent's application alleged, or indeed that they worked for the appellant during the period in question.
Rule 319(1) 5 provides that any application made "to the Court, a judge or a prothonotary ... shall be made by motion", and Rule 319(2) 6 requires that "A motion shall be supported by affidavit as to all the facts on which the motion is based that do not appear from the record", other wise it will be denied: Kukan v. Minister of Man power & Immigration, [1974] 1 F.C. 12; (1974), 1 N.R. 445 (C.A.).
An application for a show cause order under Rule 355(4), like any other application, falls within the procedural requirements of Rule 319(2). This is all the more true in the case of a contempt of court, which is a matter of strict law—strictissimi juris—at all stages of the pro ceeding, since it involves the freedom of the individual and may eventually lead to a term of imprisonment: Rule 355(2).'
It follows that the ex parte order should not have been made against the appellants Cooke, Boyer, Dubuc and Lamarche.
Even then, the respondent argued, the judge sitting in review could not rescind it because he can only intervene under Rule 330(a) if additional facts are established before him, and he according ly had no discretion to decide in any other manner
5 Rule 319 (1) Where any application is authorized to be made to the Court, a judge or a prothonotary, it shall be made by motion.
6 Rule 319. .. .
(2) A motion shall be supported by affidavit as to all the facts on which the motion is based that do not appear from the record, which affidavit shall be filed; and an adverse party may file an affidavit in reply.
Rule 355. ...
(2) Except where otherwise provided, anyone who is guilty of contempt of court is liable to a fine, which in the case of an individual shall not exceed $5,000, or to imprisonment for a period not exceeding one year. Imprisonment, and in the case of a corporation a fine, for refusal to obey any process or order may be repeatedly inflicted until the person condemned obeys.
than his brother had done, on the record as it stood when the show cause order was made.
The respondent supported this argument by a passage from the judgment of McIntyre J. of the Supreme Court of Canada in Wilson v. R., [1983] 2 S.C.R. 594; (1984), 51 N.R. 321, which also seems to have been relied on by the Trial Judge.
In Wilson v. R., McIntyre J. wrote, at pages 608 S.C.R.; 336 N.R.:
The exigencies of court administration, as well as death or illness of the authorizing judge, do not always make it practical or possible to apply for a review to the same judge who made the order. There is support for the proposition that another judge of the same court can review an ex parte order. See, for example, Bidder v. Bridges (1884), 26 Ch.D. 1 (C.A.), and Boyle v. Sacker (1888), 39 Ch.D. 249 (C.A.) In the case of Gulf Islands Navigation Ltd. v. Seafarers' International Union (1959), 18 D.L.R. (2d) 625 (B.C.C.A.), Smith J.A. said, at pp. 626-27:
After considering the cases, which are neither as conclusive nor as consistent as they might be, I am of opinion that the weight of authority supports the following propositions as to one Judge's dealings with another Judge's ex parte order: (1) He has power to discharge the order or dissolve the injunc tion; (2) he ought not to exercise this power, but ought to refer the motion to the first Judge, except in special circum stances, e.g., where he acts by consent or by leave of the first Judge, or where the first Judge is not available to hear the motion; (3) if the second Judge hears the motion, he should hear it de novo as to both the law and facts involved.
I would accept these words in the case of review of a wiretap authorization with one reservation. The reviewing judge must not substitute his discretion for that of the authorizing judge. Only if the facts upon which the authorization was granted are found to be different from the facts proved on the ex parte review should the authorization be disturbed. It is my opinion that, in view of the silence on this subject in the Criminal Code and the confusion thereby created, the practice above-described should be adopted.
With respect, Wilson v. R. does not apply in the case at bar. First, that was a criminal and not a civil case. In that case the accused was tried on charges of illegal gambling before a Judge of the Manitoba Provincial Court. The Crown's case was based exclusively on evidence obtained by wiretap ping under four authorizations granted by judges of the Manitoba Court of Queen's Bench. The Trial Judge acquitted the accused because he said the wiretap was unlawful and the evidence so
obtained inadmissible, as the four authorizations given in this regard did not meet the conditions imposed by law. The Manitoba Court of Appeal quashed this judgment and ordered a new trial. What the Supreme Court principally held in that case, affirming the Manitoba Court of Appeal, was that wiretap authorizations cannot be disputed in an indirect or collateral manner by the Trial Judge, especially where the latter exercises juris diction at a level below that of the judges who authorized the wiretap. Any application for review of a wiretap authorization must be made to the court which granted it, in the proper form and at the proper time, which means that it cannot be made at the time of the trial of the accused. Moreover, a judge hearing an application for a wiretap authorization has discretion to grant or deny it and another judge who has to review the decision cannot substitute his own discretion for that of his brother judge: for him to do so he must have different facts before him from those put forward at the time of the initial authorization.
Seen in this light McIntyre J.'s comments are readily understandable: to make up for the lack of provisions on the matter in the Criminal Code, he adopted the civil law rules dealing with the review of ex parte orders and applied them to the review of criminal law wiretap authorizations with one limitation, relating to the discretion of judges to grant or deny applications for wiretap authoriza tions.
However, that is not true of contempt of court proceedings. A judge has no discretion to grant or deny an application for a show cause order made under Rule 355(4). He must make the order as required by the law, the evidence and the plead- ings, and in the event of error his decision can be appealed to this Court: R. v. Perry, [ 1982] 2 F.C. 519; (1982), 133 D.L.R. (3d) 703 (C.A.).
Nor, conversely, when such an order has been made ex parte, does a judge hearing an application to rescind under Rule 330(a) have any discretion to exercise himself, just as he does not have to observe the non-existent discretion of the other
judge who made the ex parte order. He must grant the remedy and rescind the ex parte order, either on peremptory legal grounds which were not con sidered by the judge making it because the aggrieved party, as it had not been heard at that time, was unable to bring them before him, or on account of additional facts which the aggrieved party is raising now that he has an opportunity to be heard.
It therefore appears that the view of McIntyre J. in Wilson v. R. changed nothing in the civil rules governing the review of ex parte orders and made no change to the way in which Rule 330(a) is to be applied. The law on this point continues to be as it was decisively stated by the former Chief Justice of this Court in May & Baker (Canada) Ltd. v. The "Oak", [1979] 1 F.C. 401 (C.A.). In that case, two extensions of time to serve the statement of claim were granted ex parte by two Judges of the Trial Division. An application to set aside the service was submitted to the Judge who had grant ed the second extension "on the grounds that the extensions of time for service ... were granted without sufficient reason". This Court set aside the Trial Division judgment which had dismissed the application to set aside because it was of the view [at page 404], unlike the Trial Judge, that "The material filed in support of the two orders extend ing time does not reveal any facts that ... disclose `sufficient reason' ". After recalling the general rule that a judgment can only be reviewed on appeal, Jackett C.J. wrote, at page 405:
When, however, an order is made ex parte, in my view, in the absence of something to the contrary, there is an inherent jurisdiction in the Court, after the party adversely affected has been given an opportunity to be heard, if it then appears that the ex parte order or judgment should not have been made,
(a) to set aside the ex parte order or judgment as of the time when the order setting aside is made, and
It follows, in my view, that, in such a case, the party aggrieved is entitled, upon an application to set aside an ex parte order, to obtain such relief, and that the appellant, as such an aggrieved party, should have been granted such relief by the judgment that is the subject matter of this appeal. [My emphasis.]
In a note at the bottom of the page, he added the following:
By ex parte order or judgment I refer to one where the party adversely affected was not given an opportunity to respond. When the Court reviews the matter it will do so after consider ing either
(a) further evidence offered by such party, or
(b) representations made by him, or both.
Rule 330(a) is general in application. It applies in the same way and without limitation to "any order that was made ex parte"; there is no excep tion for a show cause order, which under Rule 355(4) in fine may be issued without the opposing party being heard. Its very purpose is to ensure, in accordance with the fundamental rule of audi alteram partem, that the aggrieved party gets a full hearing before the Court and can present to it all his arguments against the ex parte order being made. It is accordingly clear that the aggrieved party cannot be limited to raising only facts addi tional to those presented when the ex parte order was made, on the ground for example that the judge hearing the application to set aside is not the same one as the one who made the order. If that were so, the aggrieved party would obtain only a half measure of justice and his right to be fully heard would depend on the make-up of the par ticular Court hearing his application to set aside. Rule 330(a) and the decided cases make no such distinctions. There is no reason why the rules stated by this Court in May & Baker (Canada) Ltd. v. The "Oak", supra, should not apply to the review of show cause orders made ex parte in a contempt of court proceeding.
It follows from all of this, to return to the facts of the case at bar, that the appellants Cooke, Boyer, Dubuc and Lamarche were strictly entitled to be discharged in the preliminary stages of the contempt of court proceeding brought against them by the respondent. To do this, they only needed to show its fundamental defect, namely the total absence of evidence against them in the affidavits submitted in support of the proceeding. The Trial Judge should have rescinded their sum mons, as he was not asked to substitute his view of the evidence for that of the Judge who had made the ex parte order. What he was actually required to do was to rule that such evidence did not exist,
and that therefore their summons for contempt of court was invalid.
The Trial Judge equally could not refuse to grant their application to rescind on the further ground that, in any case, they would have an opportunity to challenge the respondent's evidence at the later stage of the hearing on the merits of its application for contempt of court. For such a reasoning to be valid, once again the affidavit or affidavits filed in support of an application for a show cause order must contain some evidence that the contempt of court alleged in the application was committed. Though the latter is similar to an information, and the order is only a simple sum mons, it is still well established that a valid sum mons cannot be based on a defective information. The appellants Cooke, Boyer, Dubuc and Lamar- che did not have to await their appearance on a defective summons to challenge in court evidence which the respondent had not presented when it was issued. They were entitled, in raising this peremptory argument in their application to rescind, to have the order made against them ex parte lifted immediately in limine.
However, is the same true with regard to the appellant Canada Post Corporation? At the hear ing, its counsel put forward the following clever proposition. In its application for an order, the respondent alleged that it committed the contempt of court at issue through the other appellants, whereas the affidavits filed in support of the application in no way implicated the latter in the violation of the arbitral award. Consequently, and by a converse, if not ab absurdo, application of the rule qui facit per alium facit per se, the appellant argued that it could not be charged with contempt of court which it was only said to have committed through intermediaries, if the latter have to be discharged for lack of evidence against them at this preliminary stage of the proceedings.
Though at first sight attractive, this argument does not stand up to scrutiny. It could not be sustained without imposing a much too byzantine construction on the respondent's application and its supporting affidavit. As we have seen, the application alleged that persons other than postal
workers had performed the postal workers' duties, in breach of the arbitral award, "at the `R', St-Michel and Ahuntsic branches of the Canada Post Corporation, respectively located at 7115 boulevard St-Laurent ..." and so on (my empha sis). Each of the deponents stated in his affidavit that he was a postal worker employed by the appellant, and in particular at one of the branches mentioned in the application, and that while there, during the period from May 24 to June 13, 1985 when he worked there, he saw certain of the operations to which the arbitral award applied being done by persons other than postal workers, namely letter carriers. There was accordingly prima facie evidence that the practice which the arbitral award had directed the employer to cease was still continuing at three of its branches.
Whether this was the result of intervention by the other appellants or occurred for some other reason hardly mattered so far as the making of the show cause order was concerned. A specific ma terial fact which affected the appellant in some way, if not directly, had been established in the affidavits of the postal workers submitted in sup port of the respondent's application: the prohibi tion contained in the arbitral award had not been observed in three of its establishments. There was accordingly prima facie evidence that the arbitral award had been disobeyed, and this was submitted to the Judge making the show cause order for his consideration. This evidence was clear enough to allow him, in view of the allegations of the respondent's application, to tie it to the personal responsibility of the appellant and to justify him in summoning the latter to appear and eventually answer to the Court on the matter. It is at the later stage, at the hearing on the merits, that the appel lant will be able to present its defence arguments in an effort to avoid liability, possibly including the one now being made in its appeal. On an application for a show cause order, a judge needs only to be satisfied that the evidence contained in the affidavits filed in support of the application is sufficient to authorize the making of the order: Baxter Travenol Laboratories Inc. v. Cutter (Canada) Ltd. (1985), 56 N.R. 282 (F.C.A.), at page 288.
In the case at bar, this evidence existed against the appellant and justified an ex parte order being
made against it. Accordingly, the application to rescind was properly dismissed by the Trial Judge.
To conclude, the appeal should only be allowed in part. I would therefore allow the appeal of the appellants Cooke, Boyer, Dubuc and Lamarche and dismiss that of the appellant Canada Post Corporation; I would reverse in part the judgment of the Trial Division and I would rescind the ex parte show cause order made against the appel lants Cooke, Boyer, Dubuc and Lamarche and allow it against the appellant Canada Post Corpo ration, and dismiss its application to rescind.
Since the result is divided in this Court as it should have been in the Trial Division, there is no basis for awarding costs to any of the parties on appeal or at trial.
HUGESSEN J.: I concur.
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