Judgments

Decision Information

Decision Content

T-1299-91
William Stuart Leach (Applicant) v.
Royal Canadian Mounted Police Public Com plaints Commission, Commissioner of the Royal Canadian Mounted Police and Attorney General of Canada (Respondents)
INDEXED AS: LEACH v. ROYAL CANADIAN MOUNTED POLICE PUBLIC COMPLAINTS COMMISSION (T.D.)
Trial Division, MacKay J.—Vancouver, June 6; Ottawa, June 24, 1991.
RCMP — RCMP Public Complaints Commission investi gating complaints excessive force used during arrests RCMP Act, ss. 45.43(1) and 45.42(3)(c) authorizing Chairman to investigate "or" initiate hearing — "Or" used in conjunctive sense — Chairman authorized to institute hearing after instat- ing investigation — Commission and Chairman authorized only to conduct hearing and make written recommendations — Cannot grant relief determine liability or impose sanctions — Hearing not violating principles of fairness — Anticipation of adverse recommendations on which Commissioner could act not basis to prohibit hearing or action by Commissioner on recommendation — Lack of opportunity to be heard before Chairman making final report or Commissioner's action not unfair as hearing not tantamount to preliminary inquiry — Parts VI and VII not inconsistent with Charter.
Construction of statutes — RCMP Act, ss. 45.43(1) and 45.42(3)(c) authorizing Chairman to investigate "or" initiate hearing — Applying words-in-total-context approach, "or" used in conjunctive or inclusive sense — Chairman authorized to institute hearing after initiating investigation — Interpreta tion supported by use of "or" in conjunctive sense in other provisions in Part VII — Consistent with purposes of Act, i.e. protection of public from private investigation of complaints and prevention of pillorying of Force members.
Constitutional law — Charter of Rights — Life, liberty and security — RCMP Public Complaints Commission Chairman cannot grant relief determine liability or impose sanctions — Authorized only to conduct hearing and make written recom mendations — Only Commissioner able to act — Charter, s. 7 guarantee of right not to be deprived of life, liberty and security of person except in accordance with principles of fundamental justice, not violated by absence of reference to principles of natural justice in RCMP Act, Parts VI and VII — Provisions attempt to ensure compliance with natural jus tice principles.
Constitutional law — Charter of Rights — Criminal process — RCMP Public Complaints Commission Chairman initiating hearing into complaints excessive force used during arrests — Charter, s. 11 right of person charged with offence not to be compelled to be witness in proceedings against him, not appli cable to Commission's proceedings — Applicant not charged with offence — No penal consequences resulting from hearing.
Constitutional law — Charter of Rights — Equality rights — RCMP Public Complaints Commission Chairman initiating hearing under RCMP Act, Part VII into complaints excessive force used during arrests — Charter, s. 15 not applicable to Part VII, which does not involve discrimination on enumerated or analogous grounds.
This was an application by an RCMP officer to prohibit the RCMP Public Complaints Commission from conducting a hearing into complaints that excessive force had been used during the arrest of the complainants, and to prohibit the Commissioner from acting on any of the Commission Chair- man's recommendations. An internal investigation determined that only sufficient force to effect the arrests had been used, and that the RCMP Code of Conduct had not been breached. The Crown prosecutor decided not to lay criminal charges against the applicant. Upon complainants' request for review, the Public Complaints Commission was established. The Com mission's processes are set out in Part VII of the RCMP Act. The Commission and its Chairman cannot grant relief, deter mine liability or impose sanctions against any member of the Force. They have authority only to conduct a hearing and report in writing. Only the Commissioner is authorized to take action. Upon review of the complaint, the Chairman decided to institute a hearing. The applicant submitted that the Chairman, having completed an investigation under subsection 45.43(1) was functus officio and had no jurisdiction to institute a hearing. Under both subsection 45.43(1) and paragraph 45.42(3)(c), the Chairman may investigate "or" institute a hearing. The applicant argued that "or" was used in its exclu sive or disjunctive sense, so that the Chairman may undertake one or other of the courses of action, but not both and that the procedures established under Part VII were unfair in three respects: (1) the Commission had unlimited authority to report in writing, including recommending prosecution or disciplinary action; (2) the Commissioner had unrestricted authority to take action upon receipt of the report without giving a person who may be adversely affected an opportunity to be heard; and (3) there was a similar lack of opportunity before the Chairman makes a final report. The issues were whether the Commission Chairman had jurisdiction to institute a hearing; whether the procedures under Part VII of the RCMP Act were fair; and whether Parts VI and VII of the Act were consistent with Charter sections 7, 11, 15 and 32 and Constitution Act, 1982, section 52.
Held, the application should be dismissed.
The Chairman was not functus officio. He acted within his statutory authority in instituting the hearing. Applying the words-in-total-context approach to statutory construction, the word "or" in both subsection 45.43(1) and paragraph 45.42(3)(c) is used in its inclusive or conjunctive sense and the Chairman is authorized to institute a hearing after initiating an investigation, whether or not that investigation has been con cluded to his satisfaction except for the report to the Commis sioner. This construction is supported by the use of "or" in its inclusive or conjunctive sense in other provisions of Part VII and by subsection 45.43(3), which requires the Chairman to report his findings and recommendation to the Minister and Commissioner on completion of an investigation, unless he has instituted a hearing. Subsection 45.43(3) would seem to indi cate that Parliament contemplated that the Chairman might institute a hearing after investigating a complaint. Finally, this interpretation is consistent with the purposes of the Act, namely, the protection of the public from having complaints investigated privately and, on the other hand, to prevent the pillorying of members of the Force. If public confidence in the Force and its processes is to be maintained, the Commission, through its Chairman, must be free to determine when a hearing is warranted. A decision to institute a hearing neces sarily implies at least a preliminary investigation of a complaint by the Commission Chairman.
The hearing did not violate principles of fairness. The appli cant anticipated that the hearing body might make recommen dations adverse to him, which could be acted upon and ulti mately be the matter of comment in the Chairman's final report. Any such outcome is mere speculation. An order of prohibition cannot be issued against a purely speculative action. The applicant also urged that the hearing was tantamount to a preliminary enquiry into criminal conduct, with the attendant public notoriety, without giving him an opportunity to deny or respond to any adverse characterization of his actions. The conduct complained of must be subject to examination and report to achieve the purpose of the hearing and of the review process, which was to find facts about the incident giving rise to the complaint, to review the process of investigation conducted by the Force and to consider the use of certain tactics by the officers in the course of their duties. Criminal prosecution was not an objective of the hearing and the time limit for discipli nary action had expired.
Parts VI and VII are not inconsistent with Charter, section 7 which guarantees the right not to be deprived of life, liberty and security of the person except in accordance with the principles of fundamental justice. Section 7 is not violated by the absence of reference to principles of natural justice or to the duty of fairness in the statutory provisions, which attempt to ensure that the hearing process accords with "principles of fundamental justice".
Charter, section 11 (which guarantees the right of any person charged with an offence not to be compelled to be a witness in proceedings against him), is not applicable to the Commission's hearing. The applicant was not charged with an
offence and the hearing cannot result in any penal consequences.
Nor does the hearing violate equality rights guaranteed by Charter, section 15. As Part VII does not involve discrimina tion based on enumerated or analogous grounds, section 15 does not apply.
STATUTES AND REGULATIONS JUDICIALLY CONSIDERED
Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act, 1982, Schedule B, Canada Act, 1982, 1982, c. 11 (U.K.) [R.S.C., 1985, Appendix II, No. 44] ss. 7, 11, 13, 15, 32.
Constitution Act, 1867, 30 & 31 Vict., c. 3 (U.K.) (as am. by Canada Act 1982, 1982, c. 11 (U.K.), Schedule to the Constitution Act, 1982, Item 1) [R.S.C., 1985, Appendix II, No. 5].
Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.) [R.S.C., 1985, Appendix II, No. 44], s. 52.
Constitutional Question Act, R.S.B.C. 1979, c. 63, s. 52. Criminal Code, R.S.C., 1985, c. C-46.
Federal Court Act, R.S.C., 1985, c. F-7, s. 18.
Royal Canadian Mounted Police Act, R.S.C., 1985, c. R-10, ss. 45.35, 45.36, 45.38, 45.41, 45.42, 45.43, 45.44, 45.45, 45.46 (as enacted by R.S.C., 1985 (2nd Supp.), c. 8, s. 16).
CASES JUDICIALLY CONSIDERED
DISTINGUISHED:
Starr v. Houlden, [1990] 1 S.C.R. 1366; (1990), 72 O.R. (2d) 701 (note); 68 D.L.R. (4th) 641; 55 C.C.C. (3d) 472; 110 N.R. 81; 41 O.A.C. 161.
CONSIDERED:
O'Hara v. British Columbia, [1987] 2 S.C.R. 591; (1987), 45 D.L.R. (4th) 527; [1988] 1 W.W.R. 216; 19
B.C.L.R. (2d) 273; 38 C.C.C. (3d) 233; 80 N.R. 127.
REFERRED TO:
Northwestern Utilities Ltd. et al. v. City of Edmonton, [1979] 1 S.C.R. 684; (1978), 12 A.R. 449; 89 D.L.R. (3d) 161; 7 Alta. L.R. (2d) 370; 23 N.R. 565; Rankin (Re), [1991] 1 F.C. 226; (1990), 38 F.T.R. 23 (T.D.); Ferguson Bus Lines Ltd. v. Amalgamated Transit Union, Local /374, [1990] 2 F.C. 586; (1990), 68 D.L.R. (4th) 699; 43 Admin. L.R. 18; 108 N.R. 293 (C.A.); Pacific Trollers Association v. Attorney General of Canada et al., T-1921-86, McNair J., order dated 2/9/86, not reported, F.C.T.D.; Estrada v. Canada (Minister of Employment and Immigration) (1987), 8 F.T.R. 317; 1 Imm. L.R. (2d) 24 (F.C.T.D.); Lor-Wes Contracting Ltd. v. The Queen, [1986] 1 F.C. 346; [1985] CTC 79; (1985), 85 DTC 5310; 60 N.R. 321 (C.A.); Stubart
Investments Ltd. v. The Queen, [1984] 1 S.C.R. 536; [1984] CTC 294; (1984), 84 DTC 6305; 53 N.R. 241; Royal Canadian Mounted Police Act (Can.) (Re), [1991] 1 F.C. 529; (1990), 34 F.T.R. 1; 123 N.R. 120 (C.A.); Mahon v. Air New Zealand Ltd., [1984] A.C. 808 (P.C.); Duncan v. Canada (Minister of National Defence), [1990] 3 F.C. 560; (1990), 55 C.C.C. (3d) 28; 32 F.T.R. 189 (T.D.); Re Nelles et al. and Grange et al. (1984), 46 O.R. (2d) 210; 9 D.L.R. (4th) 79; 42 C.P.C. 109; 3 O.A.C. 40 (C.A.); Meade v. Canada, [1991] 3 F.C. 365 (T.D.); Andrews v. Law Society of British Columbia, [1989] 1 S.C.R. 143; (1989), 56 D.L.R. (4th) 1; [1989] 2 W.W.R. 289; 34 B.C.L.R. (2d) 273; 36 C.R.R. 193; 91 N.R. 255; R. v. Turpin, [1989] 1 S.C.R. 1296; (1989), 48 C.C.C. (3d) 8; 69 C.R. (3d) 97; 96 N.R. 115.
AUTHORS CITED
Canada. House of Commons Debates, Vol. V, 1st Sess., 33rd Parl., 34 Eliz. II, 1985.
Canada. Commission of Inquiry concerning certain activities of the Royal Canadian Mounted Police. 2nd Report. Freedom and Security under the Law, Ottawa: Supply & Services Canada, 1981 (The MacDonald Commission Report).
Canada. The Report of the Commission of Inquiry Relating to Public Complaints, Internal Discipline and Grievance Procedure within the Royal Canadian Mounted Police, Ottawa: Information Canada, 1976 (The Marin Commission Report).
Driedger, Elmer A. Construction of Statutes, 2nd ed. Toronto: Butterworths, 1983.
COUNSEL:
Gordon P. Macdonald for applicant.
D. J. Sorochan for respondent Royal Canadi- an Mounted Police Public Complaints Com mission.
P. F. Partridge for respondent Attorney Gen eral of Canada.
Steven M. Kelliher for complainants Michael and Steven Cooper.
SOLICITORS:
Macdonald & McNeely, Victoria, for appli cant.
Swinton & Company, Vancouver, for respondent Royal Canadian Mounted Police Public Complaints Commisssion.
Deputy Attorney General of Canada for respondent Attorney General of Canada.
Steven M. Kelliher, Victoria, for complai nants Michael and Steven Cooper.
The following are the reasons for order ren dered in English by
MACKAY J.: This is an application for prohibi tion orders, pursuant to section 18 of the Federal Court Act.' The first order sought would preclude the conducting of a hearing by the respondent Royal Canadian Mounted Police Public Com plaints Commission ("the Commission") into two complaints filed by a father and his son, Michael Cooper and Steven Cooper, against the applicant Leach and others, all of whom were RCMP offi cers stationed in British Columbia. The second order sought would preclude the respondent Com missioner of the Royal Canadian Mounted Police ("the Commissioner") from acting on any recom mendation which may be made by the Chairman of the Commission pursuant to the two complaints filed by the Coopers.
In addition to those two respondents named in the notice of motion filed herein, counsel for the applicant, having raised constitutional issues relat ing to the Canadian Charter of Rights and Freedoms, 2 acting in accord with the Constitu tional Question Act 3 of British Columbia, gave notice to the Attorneys General of the province and of Canada that the constitutional validity of portions of the Royal Canadian Mounted Police Act 4 would be challenged.
Counsel for the Attorney General of Canada appeared for the hearing of the application and indicated that the Attorney General of Canada sought standing in his own right in the proceed ings. I ordered that he be added as a party respondent and that the style of cause be amended to reflect that status.
Counsel for the applicant had also given notice of the application to counsel representing others among RCMP officers implicated in the com plaints of the Coopers, and to counsel for the Coopers. The latter appeared briefly in the course of the hearing, was permitted to intervene and on behalf of the Coopers expressed their interest in having the matter of a hearing by the Commission
' R.S.C., 1985, c. F-7, as amended.
2 Part I of the Constitution Act, 1982, Schedule B, Canada Act, 1982, 1982, c. 11 (U.K.) [R.S.C., 1985, Appendix II, No. 44] .
3 R.S.B.C. 1979, c. 63.
4 R.S.C., 1985, c. R-10, as amended.
proceed, and without unnecessary delay since it was now two years since the events giving rise to their complaints.
Matters leading to this application may be sum marized as follows. The applicant participated with others in the arrest of Michael Cooper and Steven Cooper at Langford, B.C. on May 27, 1989. Both were subsequently charged with offences. Thereafter on June 25 Michael and Steven Cooper complained to the RCMP at Col- wood detachment that they had been assaulted and excessive force had been used by the applicant and others in effecting the arrests on May 27. Counsel for the applicant at the hearing indicated that it was acknowledged that the applicant had applied a carotid restraint hold in arresting Michael Cooper, though it was not conceded that that in itself constituted excessive force.
The complaints led initially to two investiga tions. The first was an internal RCMP investiga tion conducted by Staff Sergeant McCombe of the RCMP detachment at Colwood. The investigation apparently consisted of obtaining statements from the Coopers and written responses to questions posed to each of the officers involved, who were not interviewed in relation to the incident. As a result of the investigation, Chief Superintendent Clarke wrote to each of the complainants on Sep- tember 13, 1989 advising that the investigation revealed that only sufficient force was used to effect their respective arrests, that the investiga tion revealed no breaches of the RCMP Code of Conduct, and that the allegation of assault had been referred to regional Crown counsel with all the investigational material for a decision as to laying charges against the police officers.
By letters dated September 28, 1989, Chief Superintendent Clarke advised each of the claim ants that the results of the criminal investigation, forwarded to regional Crown counsel, led the latter to decide that criminal charges were not warrant ed. The applicant, who was advised on July 11 that he was the subject of a criminal investigation as a result of the complaints, was advised at the same times as the Coopers of the results of the internal investigation and of the Crown prosecutor's deci sion that criminal charges were not warranted.
Thereafter, by separate letters, date-stamped as received in each case on November 15, 1989, Michael Cooper and Steven Cooper wrote to the respondent Commission, expressing dissatisfaction with the RCMP disposition, and requesting review, of their respective complaints.
The respondent Public Complaints Commission was established pursuant to Part VI of the Royal Canadian Mounted Police Act [hereinafter RCMP Act] and its processes are set out in Part VII of the same Act. 5 Those processes, following receipt of a complaint from a member of the public as in this case, may be summarized, except for the quoted provisions authorizing the Chair man to investigate or institute a hearing to inquire into a complaint, as follows.
(1) The Chairman of the Commission furnishes the respondent Commissioner with a copy of the complaint and the latter returns to the Chairman the record of the RCMP's investigation of the complaint and the notice of its disposition previ ously sent to the complainant. 6
(2) The Commission Chairman reviews the complaint' and
i) if satisfied with the disposition of the com plaint by the RCMP he so reports in writing to the Minister (the Solicitor General of Canada), the respondent Commissioner, the member whose conduct is the- subject matter of the com plaint, and the complainant; 8
ii) if he is not satisfied the Chairman may initiate other action; thus
45.42. .. .
(3) Where, after reviewing a complaint, the Commission Chairman is not satisfied with the disposition of the complaint by the Force or considers that further inquiry is warranted, the Commission Chairman may
(a) prepare and send to the Minister and the Commissioner a report in writing setting out such findings and recommenda tions with respect to the complaint as the Commission Chair man sees fit;
(b) request the Commissioner to conduct a further investiga tion into the complaint; or
(c) investigate the complaint further or institute a hearing to inquire into the complaint.
5 R.S.C., 1985, c. R-10, as am. by S.C. 1986, c. 11, s. 15 (R.S.C., 1985, (2nd Supp.), c. 8, s. 16).
6 Supra, note 4, s. 45.41(2).
' Id., s. 45.42(1).
8 Id., s. 45.42(2).
(3) On completion of an investigation by the Commission Chairman, he prepares a report in writing, to be sent to the Minister and the respond ent Commissioner, with his findings and recom mendations with respect to the complaint, unless the Chairman has instituted or plans to institute a hearing to inquire into the complaint. 9
(4) In addition to situations where the Chair man is not satisfied with disposition of a complaint by the RCMP, he may deal with a complaint in other circumstances. Thus,
45.43 (1) Where the Commission Chairman considers it advisable in the public interest, the Commission Chairman may investigate, or institute a hearing to inquire into, a complaint concerning the conduct, in the performance of any duty or function under this Act, of any member or other person appointed or employed under the authority of this Act, whether or not the complaint has been investigated, reported on or otherwise dealt with by the Force under this Part.
(5) Where the Commission Chairman decides to institute a hearing into a complaint, the Act pro vides in considerable detail for the arrangements to be made including notice to all the parties, the designation of persons to conduct the hearing, the sittings of the member or members constituting the Commission for purposes of the hearing, the rights of persons interested and the right of any witness to be represented by counsel, and provi sions for evidence to be considered and for it to be precluded from being used or received in any hearing into alleged breach of the RCMP Code of Conduct other than a hearing for giving mislead ing or false testimony. 10
(6) On completion of any hearing the Commis sion is required to submit to the Minister and to the respondent Commissioner a report in writing setting out findings and recommendations concern ing the complaint, as the Commission sees fit. "
(7) Upon receipt of a report from the Commis sion or its Chairman, whether that be upon investi gation without a hearing or after a public hearing, the respondent Commissioner has an obligation to review the complaint in light of the findings and recommendations in the Commission's report, and to notify the Minister and the Chairman of any further action in relation to the complaint, and
9 Id., s. 45.43(3).
1 ° Id., ss. 45.44, 45.45.
" Id., s. 45.45(14).
where no action on findings of the report is to be taken, the Commissioner is to provide notice, including his reasons for not acting, to the Minis ter and the Commission Chairman. 12
(8) After consideration of the notice provided by the respondent Commissioner, the Commission Chairman has the last word: he prepares and sends to the Minister, the Commissioner and the parties a final report in writing with such findings and recommendations as he sees fit. 13
The Public Complaints Commission and its Chairman are not authorized by the legislation to grant relief to the complainant or anyone else, or to make any determination relating to liability, criminal, civil, or disciplinary, against any member of the RCMP or to impose any sanctions, penal or otherwise. Their authority is to review or investi gate or conduct a hearing, and to report in writing with findings and recommendations as they see fit. The authority for any action arising from the report of the Commission or its Chairman rests with the respondent Commissioner.
In this case, following receipt of the two com plaints from the Coopers, the Chairman of the Commission followed the initial steps set out by statute. After his initial review he advised the respondent Commissioner in August that he con sidered further investigation was warranted and he had decided to investigate further as provided for in paragraph 45.42(3)(c) of the Act. Thereafter, the Director of Complaints for the Commission interviewed the Coopers, and invited the RCMP officers involved, including the applicant, to be interviewed but the applicant and the others declined.
The applicant learned of the hearing process for investigation of the Coopers' complaints upon receipt of notice from the Chairman of the respondent Commission. By notice of decision to institute a hearing and assignment of hearing members, dated November 26, 1990, the Chair man of the Commission, after referring to the nature of the respective complaints of the Coopers who were identified in each case as the complai nant, and naming the RCMP members involved,
12 Id., s. 45.46(1),(2).
13 Id., s. 45.46(3).
designated certain persons "to conduct a hearing into this complaint" pursuant to subsection 45.44(1) of the Act and gave notice as follows:
TAKE NOTICE that in respect of this complaint, I have decided to institute a hearing pursuant to paragraph 45.42(3)(c) of the Act to inquire into all matters touching upon this complaint and to hear all evidence relevant thereto to ensure a full and fair hearing in respect of this complaint and to report at the conclusion of the hearing such findings of fact and recommen dations as are warranted.
By notices of re-assignment of hearing members, dated March 20, 1991, the Chairman of the Com mission, gave notice that a designated person would sit as chairperson of the members assigned to conduct a hearing into the complaints, replacing the chairperson originally designated. This notice includes the following reference to the decision to institute a hearing:
TAKE NOTICE that in respect of this complaint, I instituted a hearing pursuant to subsection 45.43(1) of the Act by Notice of Decision to Institute a Hearing and Assignment of Hearing Members, dated November 26, 1990.
It is noted that the statutory authority referred to by the Chairman in these notices differs. In the notice of November 26, 1990 the hearing is said to be initiated pursuant to paragraph 45.42(3)(c), and in the notice of March 20, 1991 it is said to have been instituted pursuant to subsection 45.43(1).
Counsel for the respondent Commission submits as facts, in a statement of facts and law, in part, as follows.
10. The Cooper complaints could not be resolved by the investi gation and review process of the Commission because matters of credibility between the versions of the events advanced by the complainants and the Royal Canadian Mounted Police officers could not be determined from the material available to the Commission.
11. On November 26, 1990, Dr. Richard Gosse, Chairman of the Royal Canadian Mounted Police Public Complaints Com mission notified the Applicant, William Stuart Leach, that he had decided to institute a hearing to inquire into the Cooper complaints.
12. The hearing was instituted because the Chairman was unable to conclude his investigation by any other means because of outstanding issues of fact. In addition, the hearing was to look into the appropriateness of the Royal Canadian Mounted Police policy on the application of the carotid restraint hold, a potentially lethal hold, in situations such as arose in the Cooper complaints.
13. The investigation by the Commission has not been com pleted and therefore no investigation report has been prepared,
pursuant to section 45.43 of the Royal Canadian Mounted Police Act, RSC CR-10 [sic].
Counsel also reported at the hearing of this application, as background, that the hearing in question was one of two hearings, both ordered at the same time, into different complaints, by the Coopers and by another person, which involved reported use of a carotid restraint hold by officers of the same detachment in generally similar cir cumstances involving the arrest of citizens. The other hearing had already commenced and expert evidence to be called for both hearings was intend ed to be heard once for both together.
The positions of the parties
The applicant, as earlier noted seeks orders of prohibition against the respondent Commission prohibiting the conducting of a hearing into the complaints of the Coopers and prohibiting the respondent Commissioner from acting on any recommendation made by the Chairman of the respondent Commission arising from those com plaints. The grounds of the motion for relief are set out as follows:
1. Part VI and VII of the R.C.M.P. Act is inconsistent with the Constitution Act 1982 and consequently is of no force and effect. The applicant relies on Sections 7, 11, 15, 32 and 52 of the Constitution Act.
2. The Chairman of the Royal Canadian Mounted Police Public Complaints Commission, having completed an investiga tion pursuant to Section 45.43(1) of the R.C.M.P. Act is functus officio and has no jurisdiction to institute a hearing to inquire into the complaints of Michael Cooper and Steven Cooper.
When this matter was heard counsel for the appli cant did not concentrate on arguments relating to the first of these grounds, that is, the claim that relevant portions of the RCMP Act were inconsist ent with provisions of the Constitution Act, 1982 [Schedule B, Canada Act 1982, 1982, c. 11 (U.K.) [R.S.C., 1985, Appendix II, No. 44]] and were of no force and effect, though that submission was responded to in written submissions and in argu ment by counsel for the Commission and by coun sel for the Attorney General. Aside from grounds notified, counsel for the applicant argued that the process established under Part VII of the RCMP Act constituted an unfair process which, in light of
recent decisions concerning public inquiries, ought to be prohibited.
For the respondent Commission counsel submit ted additional facts as noted, i.e., that the Chair- man's investigation of the Coopers' complaints could not be and was not completed because of different versions of events giving rise to the com plaints and thus the Chairman's decision to pro ceed with a hearing at which the complainants and the RCMP officers involved would be called as witnesses. He also submitted that the inquiry would be concerned with the use of the carotid restraint hold, admittedly used in arrest of at least one of the Coopers, a hold which is said to be potentially lethal, though it is apparently included in RCMP training and in policy manuals. While ordinarily this Court frowns upon the direct representation of statutory bodies in proceedings concerning judicial review of their activities, ' 4 an exception is acknowledged in relation to issues concerning their jurisdiction, 15 issues which are at the heart of this application. In any event, no question was raised about the propriety of direct representation in this matter by the respondent Commission.
For the Attorney General of Canada, counsel took a position generally supportive of that adopt ed by the Commission. Surprisingly counsel dif fered on two aspects. First it was argued that the Chairman's authority under paragraph 45.42(3)(c) was somewhat different from that argued by the Commission, as will be noted below. Second, counsel submitted that the scope of any hearing was limited to matters directly related to the complaints arising from conduct of the RCMP officers involved, and did not extend to including a more wide ranging hearing, for example, concern ing the use of the carotid restraint hold. Interest ingly enough counsel for the applicant conceded that if the hearing was concerned only with the use
14 Following up on Northwestern Utilities Ltd. et al. v. City of Edmonton, [1979] 1 S.C.R. 684, at p. 709, per Estey J.; Rankin (Re), [1991] 1 F.C. 226 (T.D.), at pp. 233-234, per Denault J.
15 Ferguson Bus Lines Ltd. v. Amalgamated Transit Union, Local 1374, [1990] 2 F.C. 586 (C.A.), per Mahoney J.A.
of the restraint hold in police enforcement activi ties his client would have no objection to appearing and being questioned as a witness. His concern was with the apparent focus of the hearing on the applicant's conduct at the time of the Coopers' arrests. In my view the notice of motion, seeking orders of prohibition, neither gave notice of con cern about, nor required for its disposition, a deci sion about the appropriate scope, or terms of refer ence, of the hearing instituted by the Commission, aside from concern about inquiring as to the con duct of the applicant. If there were terms of reference they were not before this Court, other than those apparent from the notice of the Chair man of the Commission, dated November 26, 1990, "to inquire into all matters touching upon this complaint and to hear all evidence relevant thereto to ensure a full and fair hearing in respect of this complaint and to report at the conclusion of the hearing such findings of fact and recommenda tions as are warranted". I do not propose to discuss further "the scope of the hearing" in the sense raised by counsel for the Attorney General.
Counsel for the Attorney General also raised as a preliminary issue that the application for relief, sought by originating motion, should be dismissed because in the circumstances the nature of relief sought was a declaration concerning the constitu tional validity of portions of the RCMP Act. Precedents were referred to 16 but I decline to adopt this approach in light of the applicant's insistence that a declaration was not the relief sought. In my view, this Court's task is to rule upon the motion before it in relation to the relief here requested.
The issues
Essentially this application raises three issues, concerning:
1. The authority of the Commission Chairman to institute a hearing;
2. The fairness of procedures under Part VII of the RCMP Act; and
16 See: Pacific Trollers Association v. Attorney General of Canada et al. (not reported, Court No. T-1921-86, McNair J., order dated September 2, 1986 (F.C.T.D.)); Estrada v. Canada (Minister of Employment and Immigration) (1987), 8 F.T.R. 317 (F.C.T.D.).
3. The consistency of Parts VI and VII of the RCMP Act with sections 7, 11, 15, 32 of the Charter and section 52 of the Constitution Act, 1982.
The balance of these reasons deals with each of these issues in turn.
The authority of the Commission Chairman to institute a hearing
The applicant submits in the notice of motion that the Chairman of the Commission "having completed an investigation pursuant to Section 45.43(1) of the R.C.M.P. Act is functus officio and has no jurisdiction to institute a hearing". I assume the statutory reference may have been in error and that the motion may have intended to refer to paragraph 45.42(3)(c), referred to as the authority for the decision in the Chairman's notice of decision to institute a hearing of November 26, 1990. However, both statutory provisions may here be invoked by the Chairman if the later Notice of March 20, 1991 is taken at face value, and both have essentially the same grammatical structure in providing for the Chairman's authority. Thus, sub section 45.43(1) provides, as we have seen,
45.43(1) Where the Commission Chairman considers it advisable in the public interest, the Commission Chairman may investigate, or institute a hearing to inquire into, a complaint .... [Underlining emphasis added.]
Paragraph 45.42(3)(c) provides:
45.42... .
(3) Where, after reviewing a complaint, the Commission Chairman is not satisfied with [its] disposition ... by the Force or considers that further inquiry is warranted, the Commission Chairman may
(c) investigate the complaint further or institute a hearing to inquire into the complaint. [Underlining emphasis added.]
The submission, applicable to either provision, is that the word "or" is used in its exclusive or disjunctive sense, so that the Chairman may undertake one or other of the courses of action, but not both, referred to in the section. Counsel for the Attorney General of Canada submitted that these provisions contemplate the institution of a hearing after an investigation by the Chairman was com pleted. For the Commission it was submitted that
the word "or" was here used in its inclusive or conjunctive sense, sometimes treated as synony mous with "and", so that the Chairman was not limited to either one of the two courses of action but might undertake both. In this case it was submitted that the investigation having been ini tiated, it was not possible to complete it because of conflicting statements of events and thus the deci sion to further the process, and to facilitate the reporting on the complaints, by instituting a hearing.
It is my conclusion that the word "or" in both of these provisions is used in its inclusive or conjunc tive sense and that the Commission Chairman is authorized to institute a hearing after initiating an investigation, whether or not that investigation has been concluded to his satisfaction except for the report to the Commissioner. The Court of Appeal' 7 and the Supreme Court of Canada' 8 have indicated the proper approach to statutory construction, summed up by E. A. Driedger, in Construction of Statutes:
Today there is only one principle or approach, namely, the words of an Act are to be read in their entire context and in their grammatical and ordinary sense harmoniously with the scheme of the Act, the object of the Act, and the intention of Parliament. 19
When one examines other provisions of Part VII of the Act there are some where the word "or" also appears to be used in its inclusive or conjunc tive sense. 20 Moreover, subsection 45.43(3) of the Act seems clearly to indicate that a decision to investigate a complaint does not preclude a deci sion by the Chairman to institute a hearing; indeed, the words support the construction that Parliament contemplated that the Chairman might institute a hearing after investigating a complaint. That section provides:
17 Lor-Wes Contracting Ltd. v. The Queen, [1986] 1 F.C. 346 (C.A.), at p. 352, per MacGuigan J.A.
18 Stubart Investments Ltd. v. The Queen, [1984] I S.C.R. 536, at p. 578, per Estey J.
19 2nd ed. 1983, p. 87.
20 See the use of "or": at the end of paragraph 45.35(1)(b); in the phrase "any criminal, civil or administrative proceed ings" in subsection 45.36(2); in section 45.38; in the opening words of subsection 45.42(3) and at the end of paragraph 45.42(3)(b).
45.43... .
(3) On completion of an investigation under paragraph 45.42(3)(c) or subsection (1), the Commission Chairman shall prepare and send to the Minister and the Commissioner a report in writing setting out such findings and recommenda tions with respect to the complaint as the Commission Chair man sees fit unless the Commission Chairman has instituted, or intends to institute, a hearing to inquire into the complaint under that paragraph or subsection.
Finally, this interpretation is consistent with the object of the Act and the intention of Parliament as expressed in the Act. Counsel for the Commis sion referred to Commission Reports 2' which led to the legislation in question and to the comments of the then Solicitor General in introducing the legislation in Parliament 22 as suitable background for understanding the purpose or object of the provisions of Parts VI and VII of the Act. Some of that background has been referred to in the Court of Appeal by Mr. Justice MacGuigan who summed up the purposes of the legislation, at least so far as it provides for review of complaints from the public, as follows:
One purpose of the legislation, then, deduced from the mischief at which it was directed, is the protection of the public from having its complaints investigated privately. But it is evident from other clarifying words of the Solicitor General that there is another mischief to be guarded against as well, viz., the pillorying of members of the Force (Debates, Septem- ber 11, 1985, at 6519):
The recommendations of the Marin Commission are substan tially implemented in this Act and considerable time and effort has been invested in developing revisions that will support and further the work of the RCMP and adequately preserve the delicate balance between the protection of the rights of the public and the individual members of the RCMP.
This comment would indicate that both mischiefs are being equally guarded against. 23
Those purposes of the legislation, in my view, are best served by the interpretation of "or" in either paragraph 45.42(3)(c) or subsection 45.43(3) in its inclusive or conjunctive sense, and
21 Freedom and Security under the Law, Report of the MacDonald Commission (1981), at pp. 101 ff.; The Report of the Commission of Inquiry Relating to Public Complaints, Internal Discipline and Grievance Procedure within the Royal Canadian Mounted Police, (The Marin Commission Report, 1976).
22 House of Commons Debates (Wed. Sept. 11, 1985) Vol. V, 1st Sess., 33rd Parl., at pp. 6518-6519.
23 Royal Canadian Mounted Police Act (Can.) (Re), [1991] 1 F.C. 529 (C.A.) at p. 556.
as indicated, authorizing the Commission Chair man to decide to institute a hearing, in addition to initiating any investigation of a complaint. If the Commission is to serve to maintain confidence of the public generally in the Force and its processes, the Commission through its Chairman must be free to determine when a hearing is warranted. He can hardly make such a determination without at least a preliminary investigation of the matter, for example considering the nature and circumstances of the complaint, who the complainant is and whether the complainant claims to be the victim of alleged misconduct, the thoroughness of any ear lier investigation by the Force, whether the dispo sition of the complaint by the Force has been satisfactory to the complainant, technical assess ment of the evidence likely to be adduced at any hearing, and so on. In my view, a decision to institute a hearing, which will serve both purposes identified by MacGuigan J.A., necessarily implies at least a preliminary investigation of a complaint, by the Commission Chairman.
In light of this construction of the statutory provisions pursuant to which the hearing here was instituted, whether that be taken as paragraph 45.42(3)(c) or subsection 45.43(1), Parliament is seen to have authorized a hearing in addition to any investigation by the Commission Chairman. Thus I do not accept the applicant's submission that the Chairman was functus officio before instituting the hearing.
The fairness of procedures under Part VII of the RCMP Act
For the applicant it was submitted that the orders sought should be granted because of serious issues of lack of fairness in the procedures estab lished by Part VII of the RCMP Act. There were two aspects of this submission dealt with in argu ment, the first relating to the statutory provisions themselves, the second relating to the nature of the hearing here instituted by the Commission Chairman.
The procedures established by Part VII were said by counsel for the applicant to create serious issues of lack of fairness in three respects. The first
is in the unlimited authority of the hearing body, the Commission, to report in writing "setting out such findings and recommendations with respect to the complaint as the Commission sees fit" 24 so that it is possible for the Commission to recommend prosecution or disciplinary action. The second is the authority of the respondent Commissioner upon receipt of the report to take action, the scope of which is not restricted, without providing oppor tunity for a person who may be adversely affected to be heard. 25 The third is a similar lack of oppor tunity before the Commission Chairperson makes a final report after considering a report from the Commissioner of any action he has or will take, or his refusal to act, in relation to the report from the hearing. 26
In my view these concerns of the applicant do not warrant the relief sought at this stage. They anticipate that the hearing body may make recom mendations adverse to the applicant, that those may be acted upon and may ultimately be the matter of comment in the Commission Chairman's final report on the complaint. Any such outcome at this stage is mere speculation. The hearing body, to serve the purposes of the legislation, will be concerned with protecting the interests of the Coopers as complainants, and of the applicant and other officers involved. It will be concerned to assess the RCMP's internal processes for dealing with the complaints.
There may well be need for the hearing body, the Commission, the Commission Chairman, or the Commissioner to have concern for procedural fairness, particularly in relation to persons whose interests may be adversely affected by their reports or their actions. 27 So far as the hearing process itself is concerned the Act does include specific provisions intended to ensure this. Yet there will be other circumstances, including some identified by the applicant's concerns, where issues of proce-
24 Supra, note 4, s. 45.45(14).
25 Supra, note 4, s. 45.46(1) and (2).
26 Supra, note 4, s. 45.46(3).
27 See Mahon v. Air New Zealand Ltd., [ 1984] A.C. 808 (P.C.), per Lord Diplock, at pp. 820-821; Duncan v. Canada (Minister of National Defence), [1990] 3 F.C. 560 (T.D.).
dural fairness are not spelled out in the statute. That in itself is no basis for stopping the process by an order of prohibition in anticipation that those responsible will ignore their responsibilities. They have the advice of able counsel who can be expected to be concerned that there be no plausible claim that their reports or decisions are tainted, and should be set aside, for failure to observe the duty of fairness or ignoring principles of natural justice that may be applicable.
There is no basis for an order of prohibition against an action the occurrence of which, at this stage, is purely speculative and may not involve any real question of improper exercise of discretion.
The second aspect of unfairness is said to arise from the nature of the hearing itself as identified in the notices of the Chairman dated November 26, 1990, which speak of the nature of the Coop ers' complaints alleging assault and the use of excessive force in effecting their arrests. The alle gations are said to be related to the commission of criminal offences, both provided for in the Crimi nal Code [R.S.C., 1985, c. C-46], and the notice of the Chairman is that "I have decided to institute a hearing . .. upon this complaint and to hear all evidence relevant thereto to ensure a full and fair hearing in respect of this complaint and to report at the conclusion of the hearing such findings of fact and recommendations as are warranted". It is said that the notice from the Chairman indicates the Commission will inquire into whether the applicant, or other officers involved, committed acts which constitute criminal offences. On the basis of recent decisions, in particular the Supreme Court decision in Starr, 28 it is urged that the hearing here be precluded because, in effect, it is tantamount to a preliminary enquiry into conduct prohibited under the criminal law. Counsel also argues that the decision in Nelles 29 supports the grant of an order of prohibition. Whether or not the hearing results in a finding of criminal conduct by the applicant, he will not escape public notorie ty arising from any adverse characterization of his
28 Starr v. Houlden, [1990] 1 S.C.R. 1366.
29 Re Nelles et al. and Grange et al. (1984), 46 O.R. (2d) 210 (C.A.), at p. 220.
actions and he will have no opportunity to be heard to deny or respond to any such characteriza tion.
The last of these submissions may represent a serious concern to the applicant but it provides no basis for an order of prohibition at this stage. The purpose of the hearing and of the review process noted below established by the legislation cannot be served if the conduct complained of cannot be examined in the light of day and reported. In the assessment and comment upon the conduct com plained of at stages beyond the hearing, where the applicant and others have the right and opportu nity to be heard and to be represented by counsel, principles of natural justice and the duty of fair ness may, as earlier indicated, influence the manner in which persons who may be adversely affected are involved. But those are considerations for other fora and for another day; they do not support the grant of orders of prohibition now.
In my view the Supreme Court of Canada's decision in Starr 30 has no application in this situa tion. There the Court was dealing with a provincial inquiry which it held to be ultra vires the province as dealing in pith and substance with criminal law and procedure, a matter which by the Constitution Act, 1867 [30 & 31 Vict., c. 3 (U.K.) (as am. by Canada Act 1982, 1982, c. 11 (U.K.), Schedule to the Constitution Act, 1982, Item 1) [R.S.C., 1985, Appendix II, No. 5]] lies within the exclusive competence of Parliament. There, a concurrent criminal investigation was under way into conduct of persons named for investigation by the provin cial inquiry before which they were compellable witnesses, and where the inquiry's terms of refer ence were drawn, in part at least, in terms synony mous with Criminal Code offences. In that case, the inquiry was characterized by Mr. Justice Lamer (as he then was), speaking for the majority of the Court, as "a substitute investigation and preliminary inquiry of named individuals for a specific criminal offence". 31 In this case, the hear ing is constituted under federal legislation. There is no concurrent criminal investigation under way
3° Supra, note 28.
31 1d., at pp. 1408, 1410.
and none now contemplated; indeed, such an inves tigation was concluded and the applicant and com plainants were informed before the hearing in this case was instituted that there would be no criminal prosecution. While that would not preclude recon sideration at some future time, that is not an objective of the hearing in this case. Moreover, it is said there is no prospect of any disciplinary action against officers of the Force because subsection 43(8) precludes a hearing required for such action after the expiration of one year from the time of an alleged contravention of the Code of Conduct and the identity of the member involved becomes known, a time which in this case has expired.
The purpose of the hearing in this case, regard less of the terms of the notice of hearing, which must be read in light of the statutory purposes of such an inquiry, is not to lead to prosecution under the Criminal Code or to disciplinary action. Rather, it is to find facts about the incident giving rise to the complaint, to review the process of investigation conducted by the Force, and appar ently to consider the use of certain tactics by the officers involved in the course of their duties. It cannot be characterized, in my view, as a substi tute for a preliminary inquiry into alleged criminal activity. The circumstances of this case are not unlike those in O'Hara, 32 though it dealt with a provincial inquiry, where the inquiry was con cerned with a specific incident but was not intend ed to serve to affix criminal responsibility to a particular individual but was more generally con cerned with alleged police misconduct. In O'Hara the Supreme Court of Canada upheld the provin cial inquiry.
For these reasons, I conclude that the hearing instituted in this case does not violate principles of fairness. Concerns of the applicant about those principles may arise in the ensuing steps under Part VII of the Act, but those can be dealt with as they arise, or may be subject to judicial review if not adequately applied.
32 O'Hara v. British Columbia, [1987] 2 S.C.R. 591.
Parts VI and VII of the RCMP Act and the Constitution Act, 1982
The final ground argued as a basis for relief relies upon the Constitution Act, 1982. One sec tion of the Act referred to, section 52, is declarato- ry and provides for the primacy of the Constitution of Canada including the Constitution Act, 1982 and that any law inconsistent with the Constitu tion is of no force and effect. Section 32, also relied upon is declaratory in applying Part I of the Constitution Act, 1982, that is the Canadian Charter of Rights and Freedoms, to the Parlia ment and Government of Canada in respect of all matters within the authority of Parliament, as well as to the legislature and government of each prov ince. The other sections referred to by the appli cant, sections 7, 11 and 15, are substantive provi sions of the Charter.
As earlier noted at the hearing of this matter counsel for the applicant did not elaborate on the basic submission that Parts VI and VII of the RCMP Act are inconsistent with those provisions of the Charter, except to the extent that argument concerning the fairness of the process under Part VII of the Act implicitly involves concerns that may arise in relation to section 7 of the Charter. The applicant's submissions concerning the Chart er, in my view, were effectively dealt with in written and oral submissions by counsel for the Attorney General and for the respondent Commis sion. I do not propose to deal with this issue at length; rather, I express my conclusions with refer ence to the authorities which are applicable.
The provisions of Part VI and Part VII of the RCMP Act are not, in my view, inconsistent with section 7 of the Charter, which assures that:
7. Everyone has the right to life, liberty and security of the person and the right not to be deprived thereof except in accordance with the principles of fundamental justice.
A hearing constituted pursuant to paragraph 45.42(3)(c) or subsection 45.43(1) of the Act requires notice in writing of the time and place of hearing to be served on the parties including a complainant and the member of the force about whose conduct the complaint is made, that the
parties and any other person with a substantial and direct interest in a complaint be afforded a full and ample opportunity, in person or by counsel, to present evidence, cross-examine witnesses and to make representations at the hearing, and that any witness be permitted to be represented by counsel. There are restrictions upon evidence that the Com mission may receive at a hearing, for example, precluding statements made in dealing with other complaints, or in attempts to settle the complaint, designed to protect the interests of witnesses, though no witness is excused from answering ques tions on the ground the answer may tend to crimi- nate the witness or subject the witness to any proceeding or penalty but a witness who is a member of the Force is protected against the use of answer or statement made at a hearing in any hearing concerning disciplinary action. 33
These provisions go considerable distance to ensuring the hearing process accords with "princi- ples of fundamental justice". In so far as the statutory provisions do not include reference to principles of natural justice or to the duty of fairness in the processes of the hearing, in the subsequent report by the hearing body to the Commissioner, the action that may be taken by the Commissioner, or in the final reporting by the Commission Chairman, Part VII of the Act cannot be said to violate section 7 of the Charter. Con siderations arising from jurisprudence concerning section 7 may well have to be considered in the processes subsequent to the hearing but anticipat ing that this will not be done in a manner con sistent with the Charter, or principles of fairness applicable, is not a function of this Court and provides no basis for a finding of a violation of this section of the Charter.
The applicant's reliance upon section 11 of the Charter, which sets out procedural safeguards in criminal and penal matters, is not elaborated upon. In the applicant's statement of fact and law refer ence is made to notice received by summons to appear at the hearing where he will be required to testify about the incident giving rise to the com
a ' RCMP Act, supra, note 4, s. 45.45(2),(5),(6),(8),(9), (12),(15).
plaint. Implicitly that would seem to point to paragraph 11(c) of the Charter which provides:
11. Any person charged with an offence has the right
(c) not to be compelled to be a witness in proceedings against that person in respect of the offence;
The simple answer to the applicant's concern is that section 11 of the Charter is not applicable to the proceedings of the Public Complaints Commis sion in its hearing. The applicant is not charged with an offence and the hearing cannot result in any penal consequences. Any such consequences could only arise at a later stage, by action or decision of the respondent Commissioner. Even at that stage the applicant shares, with all other witnesses at the hearing, the right guaranteed by section 13 of the Charter "not to have any incriminating evidence [given in the course of the hearing] used to incriminate [him] in any other proceedings, except in a prosecution for perjury or for the giving of contradictory evidence". 34
Finally, I conclude that the hearing instituted pursuant to the Act, and the provisions of Part VII of the Act generally, do not violate any right of the applicant guaranteed by section 15 of the Charter. The application of that section, providing for equality before and under the law and equal pro tection and benefit of the law, has been clarified by the Supreme Court of Canada, particularly in Andrews 35 and in Turpin. 36 In light of those deci sions it is clear that section 15 has no application in this case to the provisions of Part VII of the Act, which do not involve discrimination, and in particular discrimination based on the enumerated grounds or those analogous to them.
Conclusions
For the reasons set out my conclusions are as follows. The Commission Chairman acted within statutory authority in instituting the hearing con cerning matters arising in relation to the com plaints of Michael Cooper and Steven Cooper. The procedures established under Part VII of the
34 See generally Meade v. Canada, [1991] 3 F.C. 365 (T.D.) per Pinard J.
35 Andrews v. Law Society of British Columbia, [1989] 1 S.C.R. 143.
36 R. v. Turpin, [1989] 1 S.C.R. 1296.
RCMP Act do not violate principles of fairness and the hearing is not a substitute for a prelim inary inquiry into alleged criminal activity; so far as the duty of fairness or principles of natural justice may require consideration in the exercise of statutory discretion and responsibilities there is at this stage an expectation that appropriate con sideration will be given by those concerned; Parts VI and VII of the RCMP Act as generally referred to do not violate any right assured to the applicant by sections 7, 11 and 15 of the Canadian Charter of Rights and Freedoms, nor are those Parts inconsistent with the Charter as specified, so that they are of full force and effect.
The application for orders in the nature of prohibition is dismissed. While costs were not sought or addressed at the hearing of this matter, they will as in the usual course, follow the event and are awarded to the respondents.
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